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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Feb-17 8:38 PM View:  | Lighting Science Group Corp (LSCG) | 03-Feb-17 | Exercise (out-of-the-money) | 554,221 | $0.16 | $90,005.50 | < 1% 162.58M to 163.13M | |
| 24-Dec-15 12:03 PM View: | Lighting Science Group Corp (LSCG) | 07-Dec-15 | Grant | 20,106 | -- | -- | (68628600%) 0 to 20.11K | |
| 23-Nov-15 4:22 PM View: | Lighting Science Group Corp (LSCG) | 19-Nov-15 | Disposition | 440,000 | -- | -- | (< 1%) 163.02M to 162.58M | |
| 26-Mar-15 5:17 PM View: | Lighting Science Group Corp (LSCG) | 24-Mar-15 | Grant | 440,000 | -- | -- | < 1% 162.58M to 163.02M | |
| 02-Sep-14 6:06 PM View: | Lighting Science Group Corp (LSCG) | 28-Aug-14 | Disposition | 69,041 | -- | -- | (< 1%) 162.65M to 162.58M | |
| 22-Aug-14 7:37 PM View: | Wireless Ronin Technologies... (CREX) | 20-Aug-14 | Grant | 28,570,900 | -- | -- | 100% 0 to 28.57M | |
| 04-Apr-14 9:22 PM View: | Lighting Science Group Corp (LSCG) | 25-Mar-14 | Grant | 640,000 | -- | -- | < 1% 162.0M to 162.64M | |
| 13-Feb-14 9:30 PM View: | Lighting Science Group Corp (LSCG) | 04-Dec-13 | Grant | 14,795 | -- | -- | < 1% 161.99M to 162.0M | |
| 13-Feb-14 9:30 PM View: | Lighting Science Group Corp (LSCG) | 13-Nov-13 | Grant | 26,301 | -- | -- | < 1% 161.96M to 161.99M | |
| 16-Aug-13 5:14 PM View: | Lighting Science Group Corp (LSCG) | 14-Aug-13 | Grant | 302,808 | -- | -- | < 1% 161.66M to 161.96M | |
| 25-Sep-12 9:43 AM View: | Lighting Science Group Corp (LSCG) | 21-Sep-12 | Sale | 8,200,000 | -- | -- | (5%) 169.86M to 161.66M | |
| 20-Jul-12 2:19 PM View: | Lighting Science Group Corp (LSCG) | 10-Jul-12 | Option Exercise Duplicate | 79,308 | $1.52 | $120,548.00 | < 1% 169.78M to 169.86M | |
| 29-May-12 6:43 PM View: | Lighting Science Group Corp (LSCG) | 25-May-12 | Disposition | 2,537,610 | -- | -- | (1%) 172.36M to 169.82M | |
| 20-Jul-12 2:19 PM View: | Lighting Science Group Corp (LSCG) | 25-May-12 | Disposition Duplicate | 42,018 | $1.19 | $50,001.40 | (< 1%) 169.82M to 169.78M | |
| 22-May-12 2:59 PM View: | Lighting Science Group Corp (LSCG) | 18-May-12 | Grant | 168,000 | -- | -- | < 1% 172.19M to 172.36M | |
| 17-Apr-12 8:45 PM View: | Lighting Science Group Corp (LSCG) | 13-Apr-12 | Grant Duplicate | 168,000 | -- | -- | < 1% 171.94M to 172.11M | |
| 30-Mar-12 5:38 PM View: | Lighting Science Group Corp (LSCG) | 28-Mar-12 | Grant | 168,000 | -- | -- | < 1% 171.77M to 171.94M | |
| 10-May-12 5:50 PM View: | Lighting Science Group Corp (LSCG) | 23-Mar-12 | Option Exercise Duplicate | 84,034 | $1.19 | $100,000.00 | < 1% 172.08M to 172.16M | (96%) |
| 21-Mar-12 2:01 PM View: | Lighting Science Group Corp (LSCG) | 20-Mar-12 | Grant | 168,000 | -- | -- | < 1% 171.6M to 171.77M | |
| 19-Jan-12 5:17 PM View: | Lighting Science Group Corp (LSCG) | 17-Jan-12 | Sale Duplicate | 120,000 | -- | -- | (< 1%) 171.7M to 171.58M | |
| 16-Dec-11 6:20 PM View: | Lighting Science Group Corp (LSCG) | 16-Dec-11 | Option Exercise Duplicate | 546,000 | -- | -- | < 1% 342.36M to 342.9M | |
| 16-Dec-11 6:20 PM View: | Lighting Science Group Corp (LSCG) | 09-Dec-11 | Option Exercise | 138,600 | -- | -- | < 1% 342.22M to 342.36M | |
| 05-Dec-11 5:07 PM View: | Lighting Science Group Corp (LSCG) | 01-Dec-11 | Grant | 840,000 | -- | -- | < 1% 170.51M to 171.35M | |
| 05-Dec-11 5:07 PM View: | Lighting Science Group Corp (LSCG) | 01-Dec-11 | Disposition | 840,000 | -- | -- | (< 1%) 171.89M to 171.05M | |
| 05-Dec-11 5:07 PM View: | Lighting Science Group Corp (LSCG) | 01-Dec-11 | Option Exercise Duplicate | 542,472 | -- | -- | < 1% 171.35M to 171.89M | |
| 22-Nov-11 4:53 PM View: | Lighting Science Group Corp (LSCG) | 17-Nov-11 | Option Exercise | 840,000 | -- | -- | < 1% 169.66M to 170.5M | |
| 17-Jun-11 12:13 PM View: | Molycorp, Inc. (MCP) | 15-Jun-11 | Market Sale | 5,226,610 | $51.00 | $266,556,992.00 | (30%) 17.43M to 12.21M | 99% |
| 18-May-11 6:23 PM View: | Lighting Science Group Corp (LSCG) | 16-May-11 | Grant Duplicate | 3,750,000 | $4.00 | $15,000,000.00 | 2% 164.27M to 168.02M | (99%) |
| 18-May-11 6:23 PM View: | Lighting Science Group Corp (LSCG) | 16-May-11 | Option Exercise Duplicate | 1,635,800 | $4.00 | $6,543,200.00 | < 1% 168.02M to 169.66M | (99%) |
| 18-May-11 6:23 PM View: | Lighting Science Group Corp (LSCG) | 13-May-11 | Disposition (other) Duplicate | 1,125,000 | -- | -- | (< 1%) 165.4M to 164.27M | |
| 18-Mar-11 9:31 PM View: | Molycorp, Inc. (MCP) | 16-Mar-11 | Private Sale | 929,847 | $50.00 | $46,492,400.00 | (5%) 18.36M to 17.43M | |
| 17-Feb-11 3:36 PM View: | Molycorp, Inc. (MCP) | 16-Feb-11 | Market Sale | 6,113,620 | $50.00 | $305,680,992.00 | (25%) 24.48M to 18.36M | 99% |
| 11-Feb-11 6:11 PM View: | Lighting Science Group Corp (LSCG) | 09-Feb-11 | Grant Duplicate | 54,500,000 | -- | -- | 49% 110.9M to 165.4M | |
| 28-Jan-11 2:05 PM View: | Lighting Science Group Corp (LSCG) | 26-Jan-11 | Grant Duplicate | 2,969,700 | $3.30 | $9,800,000.00 | 3% 107.93M to 110.9M | |
| 11-Jan-11 9:55 PM View: | Lighting Science Group Corp (LSCG) | 03-Jan-11 | Option Exercise Duplicate | 36,363 | $3.30 | $119,998.00 | < 1% 107.89M to 107.93M | (99%) |
| 27-Dec-10 6:21 PM View: | Lighting Science Group Corp (LSCG) | 22-Dec-10 | Option Exercise Duplicate | 39,800,900 | -- | -- | 58% 68.09M to 107.89M | |
| 04-Nov-10 8:55 PM View: | Lighting Science Group Corp (LSCG) | 05-Oct-10 | Option Exercise Duplicate | 3,125,000 | $1.60 | $5,000,000.00 | 5% 64.97M to 68.09M | 3% |
| 04-Nov-10 8:55 PM View: | Lighting Science Group Corp (LSCG) | 30-Sep-10 | Grant | 35,691,500 | $1.56 | $55,721,200.00 | 192% 18.59M to 54.28M | |
| 04-Nov-10 8:55 PM View: | Lighting Science Group Corp (LSCG) | 30-Sep-10 | Disposition Duplicate | 475,270 | -- | -- | (< 1%) 65.44M to 64.97M | |
| 04-Nov-10 8:55 PM View: | Lighting Science Group Corp (LSCG) | 30-Sep-10 | Acquisition (other) Duplicate | 11,160,400 | $1.60 | $17,856,700.00 | 21% 54.28M to 65.44M | 3% |
| 12-Jul-10 4:34 PM View: | Lighting Science Group Corp (LSCG) | 09-Jul-10 | Grant Duplicate | 88,102 | -- | -- | < 1% 60.67M to 60.76M | |
| 25-Jun-10 4:30 PM View: | Lighting Science Group Corp (LSCG) | 23-Jun-10 | Grant Duplicate | 235,295 | -- | -- | 100% 0 to 235.29K | |
| 18-Jun-10 1:31 PM View: | Lighting Science Group Corp (LSCG) | 23-Apr-10 | Grant Duplicate | 80,000 | -- | -- | < 1% 85.9M to 85.98M | |
| 18-Jun-10 1:31 PM View: | Lighting Science Group Corp (LSCG) | 01-Jan-10 | Grant Duplicate | 21,391 | -- | -- | < 1% 85.88M to 85.9M |