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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Mar-12 8:25 PM View:  | DineEquity, Inc. (DIN) | 09-Mar-12 | Market Sale | 10,000 | $51.83 | $518,300.00 | (15%) 67.7K to 57.7K | 15% |
| 02-Dec-11 8:59 PM View: | DineEquity, Inc. (DIN) | 01-Dec-11 | Option Exercise | 10,000 | $31.57 | $315,700.00 | 43% 23.4K to 33.4K | |
| 02-Dec-11 8:59 PM View: | DineEquity, Inc. (DIN) | 01-Dec-11 | Market Option Sale | 10,000 | $46.75 | $467,500.00 | (30%) 33.4K to 23.4K | 6% |
| 10-Mar-11 4:58 PM View: | DineEquity, Inc. (DIN) | 09-Mar-11 | Option Exercise | 5,000 | $20.10 | $100,495.00 | 23% 21.7K to 26.7K | |
| 10-Mar-11 4:58 PM View: | DineEquity, Inc. (DIN) | 09-Mar-11 | Market Option Sale | 5,000 | $54.61 | $273,066.00 | (19%) 26.7K to 21.7K | 19% |
| 17-Dec-10 9:34 PM View: | AECOM Technology Corporation (ACM) | 15-Dec-10 | Grant | 61,398 | -- | -- | 100% 0 to 61.4K | |
| 17-Dec-10 9:34 PM View: | AECOM Technology Corporation (ACM) | 15-Dec-10 | Market Sale | 13,859 | $28.08 | $389,224.00 | (23%) 61.4K to 47.54K | (71%) |
| 17-Dec-10 9:34 PM View: | AECOM Technology Corporation (ACM) | 15-Dec-10 | Market Sale | 16,840 | $27.82 | $468,507.00 | (21%) 78.74K to 61.9K | (73%) |
| 14-Sep-10 6:12 PM View: | Southwest Water Co. (SWWC) | 13-Sep-10 | Option Exercise | 10,500 | $10.63 | $111,600.00 | 49% 21.58K to 32.08K | 3% |
| 14-Sep-10 6:12 PM View: | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 32,077 | $11.00 | $352,847.00 | (100%) 32.08K to 0 | < 1% |
| 07-May-10 1:42 PM View: | Ducommun Inc. (DCO) | 05-May-10 | Grant | 2,100 | -- | -- | 18% 11.39K to 13.49K | |
| 23-Mar-10 5:49 PM View: | Southwest Water Co. (SWWC) | 22-Mar-10 | Market Sale | 20,098 | $10.50 | $211,029.00 | (48%) 41.67K to 21.58K | 0% |
| 23-Mar-10 4:20 PM View: | DineEquity, Inc. (DIN) | 19-Mar-10 | Market Sale | 7,000 | $39.22 | $274,518.00 | (24%) 28.7K to 21.7K | (14%) |
| 22-Mar-10 6:24 PM View: | Ducommun Inc. (DCO) | 19-Mar-10 | Market Option Sale | 3,000 | $20.76 | $62,280.00 | (19%) 15.89K to 12.89K | (107%) |
| 22-Mar-10 6:24 PM View: | Ducommun Inc. (DCO) | 19-Mar-10 | Market Sale | 1,500 | $20.76 | $31,140.00 | (12%) 12.89K to 11.39K | (107%) |
| 23-Mar-10 5:49 PM View: | Southwest Water Co. (SWWC) | 19-Mar-10 | Option Exercise | 7,350 | $8.24 | $60,600.00 | 18% 41.67K to 49.02K | |
| 23-Mar-10 5:49 PM View: | Southwest Water Co. (SWWC) | 19-Mar-10 | Market Option Sale | 7,350 | $10.48 | $77,028.70 | (15%) 49.02K to 41.67K | (< 1%) |
| 22-Mar-10 6:24 PM View: | Ducommun Inc. (DCO) | 18-Mar-10 | Payment of Exercise | 2,773 | $20.25 | $56,153.20 | (15%) 18.66K to 15.89K | (113%) |
| 22-Mar-10 6:24 PM View: | Ducommun Inc. (DCO) | 18-Mar-10 | Option Exercise | 3,000 | $20.25 | $60,750.00 | 19% 15.66K to 18.66K | 113% |
| 23-Feb-10 7:00 PM View: | DineEquity, Inc. (DIN) | 20-Feb-10 | Option Exercise | 1,500 | -- | -- | 6% 27.2K to 28.7K | |
| 17-Feb-10 8:31 PM View: | AECOM Technology Corporation (ACM) | 12-Feb-10 | Option Exercise | 16,000 | $9.35 | $149,640.00 | 51% 31.2K to 47.2K | |
| 17-Feb-10 8:31 PM View: | AECOM Technology Corporation (ACM) | 12-Feb-10 | Market Option Sale | 16,000 | $27.10 | $433,550.00 | (34%) 47.2K to 31.2K | (77%) |
| 04-Mar-09 5:38 PM View: | DineEquity, Inc. (DIN) | 02-Mar-09 | Option Exercise | 1,200 | -- | -- | 9% 13.5K to 14.7K | |
| 20-May-08 5:23 PM View: | Southwest Water Co. (SWWC) | 19-May-08 | Option Exercise | 12,882 | $6.66 | $85,776.20 | 71% 18.16K to 31.04K | 59% |
| 20-May-08 5:23 PM View: | Southwest Water Co. (SWWC) | 19-May-08 | Market Option Sale | 8,761 | $10.55 | $92,434.70 | (28%) 31.04K to 22.28K | 48% |
| 20-Mar-08 6:14 PM View: | DineEquity, Inc. (DIN) | 18-Mar-08 | Option Exercise | 2,500 | -- | -- | 42% 6.0K to 8.5K | |
| 04-Mar-08 2:41 PM View: | Ducommun Inc. (DCO) | 03-Mar-08 | Option Exercise | 3,000 | $12.43 | $37,290.00 | 27% 11.16K to 14.16K | (8%) |
| 04-Mar-08 2:41 PM View: | Ducommun Inc. (DCO) | 03-Mar-08 | Market Option Sale | 3,000 | $26.82 | $80,445.40 | (21%) 14.16K to 11.16K | (25%) |
| 31-Jan-08 3:46 PM View: | Southwest Water Co. (SWWC) | 29-Jan-08 | Grant | 2,756 | $11.28 | $31,087.70 | 7% 38.6K to 41.36K | (51%) |
| 27-Mar-07 4:03 PM View: | Southwest Water Co. (SWWC) | 27-Mar-07 | Disposition | 5,470 | $14.23 | $77,851.20 | (12%) 44.07K to 38.6K | 61% |
| 27-Mar-07 4:03 PM View: | Southwest Water Co. (SWWC) | 27-Mar-07 | Option Exercise | 14,909 | $5.20 | $77,476.90 | 51% 29.16K to 44.07K | |
| 13-Mar-07 7:40 PM View: | Ducommun Inc. (DCO) | 12-Mar-07 | Payment of Exercise | 2,341 | $25.56 | $59,836.00 | (17%) 13.5K to 11.16K | (31%) |
| 13-Mar-07 7:40 PM View: | Ducommun Inc. (DCO) | 12-Mar-07 | Option Exercise | 3,000 | $19.95 | $59,850.00 | 29% 10.5K to 13.5K | |
| 17-Mar-06 5:50 PM View: | Ducommun Inc. (DCO) | 16-Mar-06 | Option Exercise | 3,000 | $13.26 | $39,780.00 | 33% 9.0K to 12.0K | |
| 17-Mar-06 5:50 PM View: | Ducommun Inc. (DCO) | 16-Mar-06 | Market Option Sale | 3,000 | $21.02 | $63,068.40 | (25%) 12.0K to 9.0K | (60%) |
| 20-Oct-05 5:21 PM View: | Southwest Water Co. (SWWC) | 12-Oct-05 | Option Exercise | 5,011 | $13.24 | $66,345.60 | 26% 19.14K to 24.15K | (57%) |
| 07-Apr-05 6:44 PM View: | Ducommun Inc. (DCO) | 06-Apr-05 | Option Exercise | 3,000 | $10.88 | $32,625.00 | 50% 6.0K to 9.0K | |
| 02-Apr-04 10:00 PM View: | Ducommun Inc. (DCO) | 02-Apr-04 | Market Sale | 1,500 | $23.25 | $34,875.00 | (20%) 7.5K to 6.0K | (44%) |
| 30-Mar-04 10:00 PM View: | Ducommun Inc. (DCO) | 29-Mar-04 | Option Exercise | 3,000 | $10.94 | $32,812.50 | 67% 4.5K to 7.5K |