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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Nov-09 6:26 PM View:  | Occam Networks Inc. (OCNW) | 25-Nov-09 | Acquisition | 14,824 | -- | -- | 4% 358.89K to 373.72K | |
| 25-Nov-09 6:26 PM View: | Occam Networks Inc. (OCNW) | 25-Nov-09 | Acquisition (other) | 98,909 | -- | -- | 26% 373.72K to 472.63K | |
| 25-Nov-09 6:26 PM View: | Occam Networks Inc. (OCNW) | 25-Nov-09 | Disposition (other) | 425,616 | -- | -- | (90%) 472.63K to 47.01K | |
| 14-Nov-06 10:00 PM View: | Occam Networks Inc. (OCNW) | 14-Nov-06 | Sale | 35,969 | $13.23 | $475,870.00 | (8%) 478.34K to 442.37K | |
| 08-Nov-06 5:23 PM View: | Occam Networks Inc. (OCNW) | 07-Nov-06 | Conversion | 263,432 | -- | -- | 92% 286.84K to 550.28K | |
| 08-Nov-06 5:23 PM View: | Occam Networks Inc. (OCNW) | 07-Nov-06 | Sale | 71,939 | $13.23 | $951,753.00 | (13%) 550.28K to 478.34K | |
| 09-Nov-04 7:35 PM View: | @road, Inc (ARDI) | 05-Nov-04 | Disposition (other) | 1,000,000 | -- | -- | (22%) 4.64M to 3.64M | |
| 01-Jun-04 7:12 PM View: | Curon Medical Inc (CRNM.PK) | 28-May-04 | Market Sale | 15,000 | $2.00 | $30,000.00 | (< 1%) 3.19M to 3.18M | 100% |
| 01-Jun-04 7:12 PM View: | Curon Medical Inc (CRNM.PK) | 27-May-04 | Market Sale | 14,000 | $2.00 | $28,000.00 | (< 1%) 3.2M to 3.19M | 100% |
| 06-May-04 10:00 PM View: | @road, Inc (ARDI) | 05-May-04 | Disposition (other) | 1,666,670 | -- | -- | (28%) 6.03M to 4.36M | |
| 20-Aug-03 10:00 PM View: | @road, Inc (ARDI) | 19-Aug-03 | Sale | 1,000,000 | $13.19 | $13,195,000.00 | (14%) 7.03M to 6.03M |