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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Oct-09 4:20 PM View:  | E*TRADE Financial Corporation (ETFC) | 21-Oct-09 | Exercise (in-the money or at-the-money) | 2,500 | $7.50 | $18,750.00 | < 1% 166.16M to 166.16M | |
| 13-Oct-09 4:12 PM View: | E*TRADE Financial Corporation (ETFC) | 13-Oct-09 | Option Exercise | 1,739,840 | $1.03 | $1,799,000.00 | 1% 164.42M to 166.16M | |
| 13-Oct-09 4:12 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Oct-09 | Option Exercise | 3,359,770 | $1.03 | $3,474,000.00 | 2% 162.8M to 166.16M | |
| 13-Oct-09 4:12 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Oct-09 | Market Option Sale | 1,739,840 | $1.70 | $2,957,740.00 | (1%) 166.16M to 164.42M | (179%) |
| 13-Oct-09 4:12 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Oct-09 | Market Sale | 55 | $1.70 | $93.50 | (< 1%) 164.42M to 164.42M | (179%) |
| 13-Oct-09 4:12 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Oct-09 | Market Option Sale | 3,359,770 | $1.71 | $5,745,200.00 | (2%) 166.16M to 162.8M | (177%) |
| 13-Oct-09 4:12 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Oct-09 | Market Sale | 354 | $1.71 | $605.34 | (< 1%) 162.8M to 162.8M | (177%) |
| 07-Oct-09 7:54 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Oct-09 | Option Exercise | 50,000,000 | $1.03 | $51,700,000.00 | 31% 161.16M to 211.16M | |
| 07-Oct-09 7:54 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Oct-09 | Market Option Sale | 45,000,000 | $1.71 | $76,950,000.00 | (21%) 211.16M to 166.16M | (177%) |
| 07-Oct-09 7:54 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Oct-09 | Market Sale | 8 | $1.71 | $13.68 | (< 1%) 166.16M to 166.16M | (177%) |
| 07-Oct-09 7:54 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Oct-09 | Option Exercise | 8,059,960 | $1.03 | $8,334,000.00 | 5% 158.1M to 166.16M | |
| 07-Oct-09 7:54 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Oct-09 | Market Option Sale | 5,000,000 | $1.73 | $8,649,990.00 | (3%) 166.16M to 161.16M | (174%) |
| 07-Oct-09 7:54 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Oct-09 | Market Option Sale | 8,059,960 | $1.73 | $13,943,700.00 | (5%) 166.16M to 158.1M | (174%) |
| 07-Oct-09 7:54 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Oct-09 | Market Sale | 211 | $1.73 | $365.03 | (< 1%) 158.1M to 158.1M | (174%) |
| 02-Oct-09 6:42 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Oct-09 | Option Exercise | 439,071 | $1.03 | $453,999.00 | < 1% 165.72M to 166.16M | |
| 02-Oct-09 6:42 PM View: | E*TRADE Financial Corporation (ETFC) | 01-Oct-09 | Option Exercise | 24,999,000 | $1.03 | $25,849,000.00 | 18% 141.16M to 166.16M | |
| 02-Oct-09 6:42 PM View: | E*TRADE Financial Corporation (ETFC) | 01-Oct-09 | Market Option Sale | 439,071 | $1.72 | $755,202.00 | (< 1%) 166.16M to 165.72M | (176%) |
| 02-Oct-09 6:42 PM View: | E*TRADE Financial Corporation (ETFC) | 01-Oct-09 | Market Sale | 729 | $1.72 | $1,253.88 | (< 1%) 165.72M to 165.72M | (176%) |
| 02-Oct-09 6:42 PM View: | E*TRADE Financial Corporation (ETFC) | 30-Sep-09 | Market Option Sale | 24,999,000 | $1.74 | $43,498,300.00 | (15%) 166.16M to 141.16M | (173%) |
| 02-Oct-09 6:42 PM View: | E*TRADE Financial Corporation (ETFC) | 30-Sep-09 | Market Sale | 968 | $1.74 | $1,684.32 | (< 1%) 141.16M to 141.16M | (173%) |
| 29-Sep-09 7:40 PM View: | E*TRADE Financial Corporation (ETFC) | 29-Sep-09 | Option Exercise | 21,585,100 | $1.03 | $22,319,000.00 | 14% 156.58M to 178.16M | |
| 29-Sep-09 7:40 PM View: | E*TRADE Financial Corporation (ETFC) | 29-Sep-09 | Market Option Sale | 11,998,300 | $1.80 | $21,596,900.00 | (7%) 178.16M to 166.17M | (164%) |
| 29-Sep-09 7:40 PM View: | E*TRADE Financial Corporation (ETFC) | 29-Sep-09 | Market Sale | 1,696 | $1.80 | $3,052.80 | (< 1%) 166.17M to 166.16M | (164%) |
| 29-Sep-09 7:40 PM View: | E*TRADE Financial Corporation (ETFC) | 28-Sep-09 | Option Exercise | 6,012,570 | $1.03 | $6,217,000.00 | 4% 160.15M to 166.17M | |
| 29-Sep-09 7:40 PM View: | E*TRADE Financial Corporation (ETFC) | 28-Sep-09 | Market Option Sale | 9,586,800 | $1.81 | $17,352,100.00 | (6%) 166.17M to 156.58M | (162%) |
| 29-Sep-09 7:40 PM View: | E*TRADE Financial Corporation (ETFC) | 25-Sep-09 | Market Option Sale | 6,012,570 | $1.80 | $10,822,600.00 | (4%) 166.17M to 160.15M | (164%) |
| 29-Sep-09 7:40 PM View: | E*TRADE Financial Corporation (ETFC) | 25-Sep-09 | Market Sale | 629 | $1.80 | $1,132.20 | (< 1%) 160.15M to 160.15M | (164%) |
| 24-Sep-09 6:53 PM View: | E*TRADE Financial Corporation (ETFC) | 24-Sep-09 | Option Exercise | 43,498,100 | $1.03 | $44,977,000.00 | 31% 139.67M to 183.17M | |
| 24-Sep-09 6:53 PM View: | E*TRADE Financial Corporation (ETFC) | 24-Sep-09 | Market Option Sale | 16,998,100 | $1.74 | $29,576,600.00 | (9%) 183.17M to 166.17M | (173%) |
| 24-Sep-09 6:53 PM View: | E*TRADE Financial Corporation (ETFC) | 24-Sep-09 | Market Sale | 1,936 | $1.74 | $3,368.64 | (< 1%) 166.17M to 166.17M | (173%) |
| 24-Sep-09 6:53 PM View: | E*TRADE Financial Corporation (ETFC) | 23-Sep-09 | Option Exercise | 41,499,000 | $1.03 | $42,910,000.00 | 33% 124.67M to 166.17M | |
| 24-Sep-09 6:53 PM View: | E*TRADE Financial Corporation (ETFC) | 23-Sep-09 | Market Option Sale | 26,500,000 | $1.90 | $50,350,000.00 | (16%) 166.17M to 139.67M | (150%) |
| 24-Sep-09 6:53 PM View: | E*TRADE Financial Corporation (ETFC) | 22-Sep-09 | Market Option Sale | 41,499,000 | $1.99 | $82,583,104.00 | (25%) 166.17M to 124.67M | (138%) |
| 24-Sep-09 6:53 PM View: | E*TRADE Financial Corporation (ETFC) | 22-Sep-09 | Market Sale | 968 | $1.99 | $1,926.32 | (< 1%) 124.67M to 124.67M | (138%) |
| 12-Aug-09 5:25 PM View: | E*TRADE Financial Corporation (ETFC) | 11-Aug-09 | Private Sale | 3,000,000 | $4,166,600.00 | $12,499,799,769,088.00 | (2%) 169.17M to 166.17M | |
| 12-Aug-09 5:25 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Aug-09 | Private Sale | 10,889,300 | $15,250,200.00 | $166,064,004,530,176.00 | (6%) 180.06M to 169.17M | |
| 22-Jun-09 5:19 PM View: | E*TRADE Financial Corporation (ETFC) | 18-Jun-09 | Private Purchase | 90,909,104 | $1.10 | $100,000,000.00 | 102% 89.15M to 180.06M | |
| 13-May-09 4:21 PM View: | E*TRADE Financial Corporation (ETFC) | 11-May-09 | Exercise (in-the money or at-the-money) | 2,100 | $7.50 | $15,750.00 | < 1% 89.15M to 89.15M | |
| 06-Mar-09 4:27 PM View: | E*TRADE Financial Corporation (ETFC) | 04-Mar-09 | Exercise (in-the money or at-the-money) | 600 | $7.50 | $4,500.00 | < 1% 89.15M to 89.15M | (91%) |
| 21-Jan-09 5:14 PM View: | E*TRADE Financial Corporation (ETFC) | 16-Jan-09 | Exercise (in-the money or at-the-money) | 5,700 | $6.58 | $37,500.00 | < 1% 89.96M to 89.96M | (85%) |
| 21-Jan-09 5:14 PM View: | E*TRADE Financial Corporation (ETFC) | 16-Jan-09 | Exercise (in-the money or at-the-money) | 304,200 | $8.26 | $2,513,000.00 | (< 1%) 89.96M to 89.66M | 88% |
| 21-Jan-09 5:14 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Jan-09 | Exercise (in-the money or at-the-money) | 200 | $5.00 | $1,000.00 | < 1% 89.94M to 89.94M | (80%) |
| 07-Jan-09 5:21 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Jan-09 | Exercise (in-the money or at-the-money) | 700 | $5.00 | $3,500.00 | < 1% 89.37M to 89.37M | (72%) |
| 22-Oct-08 4:11 PM View: | Huntsman Corp. (HUN) | 17-Oct-08 | Exercise (in-the money or at-the-money) | 9,800 | $12.50 | $122,500.00 | (< 1%) 18.54M to 18.53M | (124%) |
| 22-Oct-08 4:11 PM View: | Huntsman Corp. (HUN) | 17-Oct-08 | Exercise (in-the money or at-the-money) | 3,000 | $15.00 | $45,000.00 | < 1% 18.54M to 18.54M | (37%) |
| 15-Oct-08 6:41 PM View: | E*TRADE Financial Corporation (ETFC) | 13-Oct-08 | Disposition (other) | 79,867,104 | -- | -- | (47%) 169.24M to 89.37M | |
| 15-Oct-08 6:41 PM View: | E*TRADE Financial Corporation (ETFC) | 13-Oct-08 | Acquisition (other) | 79,867,104 | -- | -- | 89% 89.37M to 169.24M | |
| 15-Oct-08 6:41 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Oct-08 | Exercise (in-the money or at-the-money) | 600 | $20.00 | $12,000.00 | < 1% 89.37M to 89.37M | (91%) |
| 02-Oct-08 5:09 PM View: | E*TRADE Financial Corporation (ETFC) | 30-Sep-08 | Exercise (in-the money or at-the-money) | 200 | $12.50 | $2,500.00 | < 1% 89.37M to 89.37M | (74%) |
| 23-Sep-08 4:59 PM View: | Huntsman Corp. (HUN) | 20-Sep-08 | Exercise (in-the money or at-the-money) | 36,400 | $13.45 | $489,500.00 | (< 1%) 18.57M to 18.54M | 11% |