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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Jul-20 7:12 PM View:  | Virtu Financial, Inc. (VIRT) | 01-Jul-20 | Option Exercise | 6,325 | -- | -- | 53% 11.85K to 18.17K | |
| 03-Jul-19 6:22 PM View: | Virtu Financial, Inc. (VIRT) | 01-Jul-19 | Option Exercise | 4,998 | -- | -- | 73% 6.85K to 11.85K | |
| 30-Jul-18 4:37 PM View: | AT&T Inc. (T) | 27-Jul-18 | Market Purchase | 64,329 | $31.04 | $1,996,770.00 | 62% 103.32K to 167.65K | (3%) |
| 03-Jul-18 9:35 PM View: | Virtu Financial, Inc. (VIRT) | 03-Jul-18 | Option Exercise | 6,847 | -- | -- | 100% 0 to 6.85K | |
| 12-May-17 4:29 PM View: | Nasdaq OMX Group Inc (NDAQ) | 10-May-17 | Grant | 4,747 | -- | -- | 12% 38.03K to 42.78K | |
| 09-May-16 5:45 PM View: | Nasdaq OMX Group Inc (NDAQ) | 05-May-16 | Grant | 4,856 | -- | -- | 15% 33.18K to 38.03K | |
| 02-Dec-15 5:57 PM View: | Sungard Capital Corp II (NONE) | 30-Nov-15 | Disposition | 1,010,060 | -- | -- | (100%) 1.01M to 0 | |
| 08-May-15 6:15 PM View: | Nasdaq OMX Group Inc (NDAQ) | 06-May-15 | Grant | 4,452 | -- | -- | 15% 28.73K to 33.18K | |
| 28-Jul-14 5:33 PM View: | AT&T Inc. (T) | 25-Jul-14 | Market Purchase | 100,000 | $35.64 | $3,564,270.00 | 3009% 3.32K to 103.32K | |
| 09-May-14 4:39 PM View: | Nasdaq OMX Group Inc (NDAQ) | 07-May-14 | Grant | 5,693 | -- | -- | 25% 23.03K to 28.73K | |
| 15-Dec-14 1:33 PM View: | Sungard Capital Corp II (NONE) | 31-Mar-14 | Disposition (other) | 316,422 | -- | -- | (24%) 1.33M to 1.01M | |
| 11-Jun-13 2:26 PM View: | Nasdaq OMX Group Inc (NDAQ) | 10-Jun-13 | Market Sale | 16,564 | $32.72 | $541,974.00 | (42%) 39.6K to 23.03K | (295%) |
| 24-May-13 4:18 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-May-13 | Grant | 6,296 | -- | -- | 19% 33.3K to 39.6K | |
| 24-May-12 5:48 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-May-12 | Grant | 8,738 | -- | -- | 36% 24.56K to 33.3K | |
| 31-May-11 6:24 PM View: | Nasdaq OMX Group Inc (NDAQ) | 26-May-11 | Grant | 7,999 | -- | -- | 48% 16.56K to 24.56K | |
| 08-Feb-11 9:30 AM View: | Nasdaq OMX Group Inc (NDAQ) | 07-Feb-11 | Disposition (other) | 263,800 | -- | -- | (3%) 10.54M to 10.28M | |
| 08-Feb-11 9:30 AM View: | Nasdaq OMX Group Inc (NDAQ) | 07-Feb-11 | Market Sale | 10,275,800 | $26.05 | $267,684,992.00 | (100%) 10.28M to 0 | (407%) |
| 01-Jun-10 6:45 PM View: | Nasdaq OMX Group Inc (NDAQ) | 27-May-10 | Grant | 3,961 | -- | -- | 31% 12.6K to 16.56K | |
| 28-May-10 8:46 PM View: | Nasdaq OMX Group Inc (NDAQ) | 27-May-10 | Option Exercise | 838,574 | -- | -- | 7% 11.29M to 12.13M | |
| 28-May-10 8:46 PM View: | Nasdaq OMX Group Inc (NDAQ) | 27-May-10 | Option Exercise | 1,586,620 | -- | -- | (13%) 12.13M to 10.54M | |
| 05-Oct-09 6:56 PM View: | Nasdaq OMX Group Inc (NDAQ) | 01-Oct-09 | Grant | 1,586,620 | -- | -- | 317324000% 0 to 1.59M | |
| 29-Sep-09 7:08 PM View: | Nasdaq OMX Group Inc (NDAQ) | 25-Sep-09 | Conversion | 8,177,720 | $14.50 | $118,577,000.00 | 537% 1.52M to 9.7M | |
| 22-May-09 12:13 PM View: | Nasdaq OMX Group Inc (NDAQ) | 20-May-09 | Grant | 4,201 | -- | -- | 50% 8.4K to 12.6K | |
| 10-Dec-08 4:51 PM View: | Nasdaq OMX Group Inc (NDAQ) | 08-Dec-08 | Exercise (in-the money or at-the-money) | 1,523,320 | $14.50 | $22,088,200.00 | 100% 0 to 1.52M | 75% |
| 23-May-08 1:54 PM View: | Nasdaq OMX Group Inc (NDAQ) | 21-May-08 | Grant | 2,272 | -- | -- | 37% 6.13K to 8.4K | |
| 04-Jan-08 6:40 PM View: | Nasdaq OMX Group Inc (NDAQ) | 02-Jan-08 | Conversion | 2,000 | $14.50 | $29,000.00 | 100% 0 to 2.0K | |
| 04-Jan-08 6:40 PM View: | Nasdaq OMX Group Inc (NDAQ) | 02-Jan-08 | Market Sale (Planned) | 2,000 | $49.86 | $99,720.00 | (100%) 2.0K to 0 | (182%) |
| 31-Dec-07 4:28 PM View: | Nasdaq OMX Group Inc (NDAQ) | 27-Dec-07 | Conversion | 1,200 | $14.50 | $17,400.00 | 100% 0 to 1.2K | |
| 31-Dec-07 4:28 PM View: | Nasdaq OMX Group Inc (NDAQ) | 27-Dec-07 | Market Sale (Planned) | 1,200 | $49.99 | $59,988.00 | (100%) 1.2K to 0 | (181%) |
| 26-Dec-07 7:03 PM View: | Nasdaq OMX Group Inc (NDAQ) | 26-Dec-07 | Conversion | 101,695 | $14.50 | $1,474,580.00 | 100% 0 to 101.69K | |
| 26-Dec-07 7:03 PM View: | Nasdaq OMX Group Inc (NDAQ) | 26-Dec-07 | Market Sale (Planned) | 101,695 | $49.88 | $5,072,790.00 | (100%) 101.69K to 0 | (182%) |
| 26-Dec-07 6:58 PM View: | Nasdaq OMX Group Inc (NDAQ) | 21-Dec-07 | Conversion | 42,958 | $14.50 | $622,891.00 | 113% 38.07K to 81.03K | |
| 26-Dec-07 6:58 PM View: | Nasdaq OMX Group Inc (NDAQ) | 21-Dec-07 | Market Sale (Planned) | 6,787 | $48.10 | $326,432.00 | (8%) 81.03K to 74.24K | (192%) |
| 26-Dec-07 6:59 PM View: | Nasdaq OMX Group Inc (NDAQ) | 21-Dec-07 | Market Sale (Planned) | 11,260 | $48.24 | $543,175.00 | (31%) 36.17K to 24.91K | (191%) |
| 26-Dec-07 7:01 PM View: | Nasdaq OMX Group Inc (NDAQ) | 21-Dec-07 | Market Sale (Planned) | 12,041 | $48.45 | $583,382.00 | (48%) 24.91K to 12.87K | (190%) |
| 26-Dec-07 7:01 PM View: | Nasdaq OMX Group Inc (NDAQ) | 21-Dec-07 | Market Sale (Planned) | 10,060 | $48.61 | $489,014.00 | (78%) 12.87K to 2.81K | (189%) |
| 26-Dec-07 7:02 PM View: | Nasdaq OMX Group Inc (NDAQ) | 21-Dec-07 | Market Sale (Planned) | 2,810 | $48.77 | $137,052.00 | (100%) 2.81K to 0 | (188%) |
| 26-Dec-07 6:55 PM View: | Nasdaq OMX Group Inc (NDAQ) | 20-Dec-07 | Conversion | 164,530 | $14.50 | $2,385,680.00 | 100% 0 to 164.53K | |
| 26-Dec-07 6:55 PM View: | Nasdaq OMX Group Inc (NDAQ) | 20-Dec-07 | Market Sale (Planned) | 103,915 | $47.26 | $4,910,590.00 | (63%) 164.53K to 60.62K | (197%) |
| 26-Dec-07 6:56 PM View: | Nasdaq OMX Group Inc (NDAQ) | 20-Dec-07 | Market Sale (Planned) | 55,185 | $47.46 | $2,618,950.00 | (91%) 60.62K to 5.43K | (196%) |
| 26-Dec-07 6:57 PM View: | Nasdaq OMX Group Inc (NDAQ) | 20-Dec-07 | Market Sale (Planned) | 5,430 | $47.77 | $259,378.00 | (100%) 5.43K to 0 | (194%) |
| 19-Dec-07 5:21 PM View: | Nasdaq OMX Group Inc (NDAQ) | 18-Dec-07 | Conversion | 26,525 | $14.50 | $384,612.00 | 100% 0 to 26.52K | |
| 19-Dec-07 5:21 PM View: | Nasdaq OMX Group Inc (NDAQ) | 18-Dec-07 | Market Sale (Planned) | 17,405 | $47.29 | $823,040.00 | (66%) 26.52K to 9.12K | (197%) |
| 19-Dec-07 5:22 PM View: | Nasdaq OMX Group Inc (NDAQ) | 18-Dec-07 | Market Sale (Planned) | 9,120 | $47.48 | $433,044.00 | (100%) 9.12K to 0 | (196%) |
| 19-Dec-07 5:20 PM View: | Nasdaq OMX Group Inc (NDAQ) | 17-Dec-07 | Conversion | 131,900 | $14.50 | $1,912,550.00 | 100% 0 to 131.9K | |
| 19-Dec-07 5:20 PM View: | Nasdaq OMX Group Inc (NDAQ) | 17-Dec-07 | Market Sale (Planned) | 102,363 | $47.29 | $4,841,030.00 | (78%) 131.9K to 29.54K | (197%) |
| 19-Dec-07 5:21 PM View: | Nasdaq OMX Group Inc (NDAQ) | 17-Dec-07 | Market Sale (Planned) | 29,537 | $47.44 | $1,401,270.00 | (100%) 29.54K to 0 | (196%) |
| 12-Dec-07 5:47 PM View: | Nasdaq OMX Group Inc (NDAQ) | 11-Dec-07 | Conversion | 112,243 | $14.50 | $1,627,520.00 | 100% 0 to 112.24K | |
| 12-Dec-07 5:47 PM View: | Nasdaq OMX Group Inc (NDAQ) | 11-Dec-07 | Market Sale (Planned) | 52,954 | $47.26 | $2,502,490.00 | (47%) 112.24K to 59.29K | (197%) |
| 12-Dec-07 5:49 PM View: | Nasdaq OMX Group Inc (NDAQ) | 11-Dec-07 | Market Sale (Planned) | 18,132 | $47.39 | $859,291.00 | (31%) 59.29K to 41.16K | (196%) |