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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Dec-18 6:45 PM View:  | CIGNA Corp. (CI) | 20-Dec-18 | Disposition | 38,453 | -- | -- | (100%) 38.45K to 0 | |
| 04-Dec-18 6:28 PM View: | CIGNA Corp. (CI) | 30-Nov-18 | Grant | 201 | -- | -- | < 1% 38.25K to 38.45K | |
| 05-Sep-18 5:50 PM View: | CIGNA Corp. (CI) | 31-Aug-18 | Grant | 238 | -- | -- | < 1% 38.01K to 38.25K | |
| 04-Jun-18 5:27 PM View: | CIGNA Corp. (CI) | 31-May-18 | Grant | 265 | -- | -- | < 1% 37.75K to 38.01K | |
| 02-Mar-18 5:25 PM View: | CIGNA Corp. (CI) | 28-Feb-18 | Grant | 229 | -- | -- | < 1% 37.52K to 37.75K | |
| 04-Dec-17 6:05 PM View: | CIGNA Corp. (CI) | 30-Nov-17 | Grant | 212 | -- | -- | < 1% 37.31K to 37.52K | |
| 05-Sep-17 5:07 PM View: | CIGNA Corp. (CI) | 31-Aug-17 | Grant | 247 | -- | -- | < 1% 37.06K to 37.31K | |
| 02-Jun-17 6:32 PM View: | CIGNA Corp. (CI) | 31-May-17 | Grant | 279 | -- | -- | < 1% 36.78K to 37.06K | |
| 02-Mar-17 5:48 PM View: | CIGNA Corp. (CI) | 28-Feb-17 | Grant | 302 | -- | -- | < 1% 36.48K to 36.78K | |
| 02-Dec-16 5:12 PM View: | CIGNA Corp. (CI) | 30-Nov-16 | Grant | 333 | -- | -- | < 1% 36.15K to 36.48K | |
| 02-Sep-16 2:08 PM View: | CIGNA Corp. (CI) | 31-Aug-16 | Grant | 350 | -- | -- | < 1% 35.8K to 36.15K | |
| 02-Jun-16 5:21 PM View: | CIGNA Corp. (CI) | 31-May-16 | Grant | 351 | -- | -- | < 1% 35.45K to 35.8K | |
| 02-Mar-16 5:00 PM View: | CIGNA Corp. (CI) | 29-Feb-16 | Grant | 322 | -- | -- | < 1% 35.12K to 35.45K | |
| 02-Dec-15 12:47 PM View: | CIGNA Corp. (CI) | 30-Nov-15 | Grant | 333 | -- | -- | < 1% 34.79K to 35.12K | |
| 02-Sep-15 5:12 PM View: | CIGNA Corp. (CI) | 31-Aug-15 | Grant | 319 | -- | -- | < 1% 34.47K to 34.79K | |
| 02-Jun-15 6:09 PM View: | CIGNA Corp. (CI) | 29-May-15 | Grant | 319 | -- | -- | < 1% 34.15K to 34.47K | |
| 03-Mar-15 7:42 PM View: | CIGNA Corp. (CI) | 27-Feb-15 | Grant | 369 | -- | -- | 1% 33.78K to 34.15K | |
| 02-Dec-14 5:43 PM View: | CIGNA Corp. (CI) | 28-Nov-14 | Grant | 437 | -- | -- | 1% 33.35K to 33.78K | |
| 03-Sep-14 6:44 PM View: | CIGNA Corp. (CI) | 29-Aug-14 | Grant | 475 | -- | -- | 1% 32.87K to 33.35K | |
| 03-Jun-14 7:05 PM View: | CIGNA Corp. (CI) | 30-May-14 | Grant | 501 | -- | -- | 2% 32.37K to 32.87K | |
| 06-Mar-14 7:17 PM View: | Applied Materials Inc. (AMAT) | 04-Mar-14 | Grant | 10,615 | -- | -- | 8% 130.78K to 141.39K | |
| 04-Mar-14 8:07 PM View: | CIGNA Corp. (CI) | 28-Feb-14 | Grant | 565 | -- | -- | 2% 31.81K to 32.37K | |
| 03-Jan-14 4:18 PM View: | Duke Energy Corp. (DUK) | 31-Dec-13 | Payment of Exercise | 3,470 | $69.01 | $239,465.00 | (< 1%) 1.05M to 1.04M | (16%) |
| 03-Dec-13 6:52 PM View: | CIGNA Corp. (CI) | 29-Nov-13 | Grant | 514 | -- | -- | 2% 31.29K to 31.81K | |
| 02-Oct-13 4:14 PM View: | Duke Energy Corp. (DUK) | 30-Sep-13 | Payment of Exercise | 3,470 | $66.78 | $231,727.00 | (< 1%) 1.05M to 1.05M | (18%) |
| 04-Sep-13 5:47 PM View: | CIGNA Corp. (CI) | 30-Aug-13 | Grant | 571 | -- | -- | 2% 30.72K to 31.29K | |
| 14-Aug-13 5:29 PM View: | Duke Energy Corp. (DUK) | 12-Aug-13 | Payment of Exercise | 316,543 | $70.52 | $22,323,200.00 | (23%) 1.37M to 1.05M | (11%) |
| 14-Aug-13 5:46 PM View: | Duke Energy Corp. (DUK) | 12-Aug-13 | Payment of Exercise Duplicate | 316,543 | $70.52 | $22,323,200.00 | (23%) 1.37M to 1.05M | (11%) |
| 14-Aug-13 5:44 PM View: | Duke Energy Corp. (DUK) | 12-Aug-13 | Payment of Exercise Duplicate | 316,543 | $70.52 | $22,323,200.00 | (23%) 1.37M to 1.05M | (11%) |
| 14-Aug-13 5:29 PM View: | Duke Energy Corp. (DUK) | 12-Aug-13 | Option Exercise | 351,862 | $56.92 | $20,029,100.00 | 35% 1.02M to 1.37M | |
| 14-Aug-13 5:46 PM View: | Duke Energy Corp. (DUK) | 12-Aug-13 | Option Exercise Duplicate | 351,862 | $56.92 | $20,029,100.00 | 35% 1.02M to 1.37M | |
| 14-Aug-13 5:44 PM View: | Duke Energy Corp. (DUK) | 12-Aug-13 | Option Exercise Duplicate | 351,862 | $56.92 | $20,029,100.00 | 35% 1.02M to 1.37M | |
| 02-Jul-13 4:01 PM View: | Duke Energy Corp. (DUK) | 28-Jun-13 | Payment of Exercise | 3,470 | $67.50 | $234,225.00 | (< 1%) 1.02M to 1.02M | (16%) |
| 04-Jun-13 5:11 PM View: | CIGNA Corp. (CI) | 31-May-13 | Grant | 662 | -- | -- | 2% 30.06K to 30.72K | |
| 17-May-13 4:05 PM View: | Duke Energy Corp. (DUK) | 15-May-13 | Payment of Exercise | 468,078 | $71.61 | $33,519,200.00 | (31%) 1.49M to 1.02M | (9%) |
| 17-May-13 4:05 PM View: | Duke Energy Corp. (DUK) | 15-May-13 | Option Exercise | 568,821 | $47.24 | $26,873,400.00 | 62% 918.35K to 1.49M | |
| 02-Apr-13 4:23 PM View: | Duke Energy Corp. (DUK) | 29-Mar-13 | Payment of Exercise | 3,469 | $72.59 | $251,815.00 | (< 1%) 921.59K to 918.12K | (7%) |
| 07-Mar-13 7:54 PM View: | Applied Materials Inc. (AMAT) | 05-Mar-13 | Grant | 14,556 | -- | -- | 13% 116.22K to 130.78K | |
| 04-Mar-13 8:29 PM View: | CIGNA Corp. (CI) | 28-Feb-13 | Grant | 769 | -- | -- | 3% 29.29K to 30.06K | |
| 27-Feb-13 9:04 PM View: | Duke Energy Corp. (DUK) | 25-Feb-13 | Grant | 28,939 | $69.11 | $1,999,970.00 | 3% 833.73K to 862.67K | 12% |
| 27-Feb-13 9:04 PM View: | Duke Energy Corp. (DUK) | 25-Feb-13 | Payment of Exercise | 53,336 | $69.11 | $3,686,050.00 | (5%) 974.63K to 921.29K | (12%) |
| 27-Feb-13 9:04 PM View: | Duke Energy Corp. (DUK) | 25-Feb-13 | Option Exercise | 111,956 | $69.11 | $7,737,280.00 | 13% 862.67K to 974.63K | 12% |
| 03-Jan-13 4:43 PM View: | Duke Energy Corp. (DUK) | 02-Jan-13 | Payment of Exercise | 3,358 | $63.80 | $214,240.00 | (< 1%) 836.97K to 833.62K | (20%) |
| 04-Dec-12 8:25 PM View: | CIGNA Corp. (CI) | 30-Nov-12 | Grant | 860 | -- | -- | 3% 27.26K to 28.12K | |
| 04-Dec-12 8:25 PM View: | CIGNA Corp. (CI) | 30-Nov-12 | Option Exercise | 1,172 | -- | -- | 4% 28.12K to 29.29K | |
| 02-Oct-12 4:43 PM View: | Duke Energy Corp. (DUK) | 28-Sep-12 | Payment of Exercise | 3,358 | $64.79 | $217,565.00 | (< 1%) 840.38K to 837.02K | (17%) |
| 07-Dec-12 9:30 PM View: | Applied Materials Inc. (AMAT) | 13-Sep-12 | Market Purchase | 375 | $11.65 | $4,370.42 | < 1% 115.84K to 116.22K | 794% |
| 05-Sep-12 6:34 PM View: | CIGNA Corp. (CI) | 31-Aug-12 | Grant | 983 | -- | -- | 4% 25.0K to 25.98K | |
| 05-Sep-12 6:34 PM View: | CIGNA Corp. (CI) | 31-Aug-12 | Option Exercise | 1,277 | -- | -- | 5% 25.98K to 27.26K | |
| 03-Jul-12 3:09 PM View: | Duke Energy Corp. (DUK) | 29-Jun-12 | Payment of Exercise | 10,074 | $23.06 | $232,306.00 | (< 1%) 2.53M to 2.52M | (230%) |