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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Feb-24 5:03 PM View:  | GTX Inc. (ONCT) | 23-Feb-24 | Purchase | 714 | $9.04 | $6,454.56 | 2% 30.32K to 31.04K | |
| 27-Feb-24 5:03 PM View: | GTX Inc. (ONCT) | 23-Feb-24 | Purchase | 266 | $9.04 | $2,404.64 | < 1% 31.04K to 31.3K | |
| 07-Oct-22 5:06 PM View: | Dermata Therapeutics, Inc. (DRMA) | 06-Oct-22 | Grant | 30,155 | -- | -- | 5% 626.4K to 656.55K | |
| 08-Jul-22 4:10 PM View: | Dermata Therapeutics, Inc. (DRMA) | 07-Jul-22 | Grant | 26,441 | -- | -- | 9% 285.95K to 312.39K | |
| 08-Apr-22 7:12 PM View: | Dermata Therapeutics, Inc. (DRMA) | 07-Apr-22 | Grant | 15,466 | -- | -- | 6% 270.49K to 285.95K | |
| 10-Dec-21 5:04 PM View: | Biocept, Inc. (BIOC) | 09-Dec-21 | Sale | 374 | $4.06 | $1,518.64 | (8%) 4.46K to 4.08K | |
| 10-Dec-21 5:04 PM View: | Biocept, Inc. (BIOC) | 09-Dec-21 | Sale | 71 | $4.07 | $288.71 | (2%) 4.08K to 4.01K | |
| 11-Feb-22 10:00 PM View: | GTX Inc. (ONCT) | 01-Oct-21 | Gift | 125,000 | -- | -- | (17%) 731.5K to 606.5K | |
| 17-Aug-21 12:49 PM View: | Dermata Therapeutics, Inc. (DRMA) | 17-Aug-21 | Conversion | 278,291 | -- | -- | 103% 270.49K to 548.78K | |
| 17-Aug-21 12:49 PM View: | Dermata Therapeutics, Inc. (DRMA) | 17-Aug-21 | Purchase | 35,714 | -- | -- | 7% 548.78K to 584.49K | |
| 02-Jul-21 5:01 PM View: | GTX Inc. (ONCT) | 30-Jun-21 | Market Sale | 3,669 | $4.75 | $17,427.80 | (< 1%) 735.17K to 731.5K | (< 1%) |
| 12-Jun-20 9:42 PM View: | Biocept, Inc. (BIOC) | 12-Jun-20 | Market Sale | 604 | $0.56 | $335.44 | (11%) 5.62K to 5.01K | 15% |
| 12-Jun-20 9:42 PM View: | Biocept, Inc. (BIOC) | 12-Jun-20 | Market Sale | 556 | $0.56 | $308.58 | (11%) 5.01K to 4.46K | 15% |
| 22-May-20 5:00 PM View: | GTX Inc. (ONCT) | 21-May-20 | Purchase | 17,412 | -- | -- | 2% 717.75K to 735.16K | |
| 11-Jun-19 6:38 PM View: | GTX Inc. (ONCT) | 07-Jun-19 | Grant | 717,752 | -- | -- | 100% 0 to 717.75K | |
| 21-Oct-16 5:04 PM View: | Biocept, Inc. (BIOC) | 19-Oct-16 | Purchase | 90,909 | $1.10 | $99,999.90 | 117% 77.64K to 168.55K | |
| 21-Oct-16 5:04 PM View: | Biocept, Inc. (BIOC) | 16-Jun-16 | Gift | 13,334 | -- | -- | 17% 77.64K to 90.98K | |
| 21-Oct-16 5:04 PM View: | Biocept, Inc. (BIOC) | 16-Jun-16 | Gift | 13,334 | -- | -- | (15%) 90.98K to 77.64K | |
| 05-May-16 8:29 PM View: | Biocept, Inc. (BIOC) | 04-May-16 | Market Purchase | 50,000 | $1.00 | $50,000.00 | 27% 182.93K to 232.93K | (100%) |
| 10-Nov-15 4:50 PM View: | Biocept, Inc. (BIOC) | 09-Nov-15 | Option Exercise | 63,866 | -- | -- | 54% 119.06K to 182.93K | |
| 25-Aug-15 5:34 PM View: | Biocept, Inc. (BIOC) | 24-Aug-15 | Option Exercise | 14,286 | -- | -- | 14% 104.77K to 119.06K | |
| 18-Feb-15 2:01 PM View: | Biocept, Inc. (BIOC) | 13-Feb-15 | Market Purchase | 40,000 | $1.25 | $50,000.00 | 62% 64.77K to 104.77K | (100%) |
| 12-Feb-14 9:10 PM View: | Biocept, Inc. (BIOC) | 10-Feb-14 | Conversion | 47,181 | $10.00 | $471,810.00 | 639% 7.39K to 54.57K | |
| 10-Jan-14 5:07 PM View: | Histogen Inc. (HSTO) | 08-Jan-14 | Option Exercise | 12,121 | $0.99 | $11,999.80 | 8% 155.86K to 167.98K | |
| 06-Jan-14 12:51 PM View: | Santarus Inc. (SNTS) | 02-Jan-14 | Disposition (change in control) | 300,452 | $32.00 | $9,614,460.00 | (94%) 318.45K to 18.0K | < 1% |
| 06-Jan-14 12:51 PM View: | Santarus Inc. (SNTS) | 02-Jan-14 | Disposition (change in control) | 18,000 | $32.00 | $576,000.00 | (100%) 18.0K to 0 | < 1% |
| 27-Sep-13 4:29 PM View: | Histogen Inc. (HSTO) | 26-Sep-13 | Option Exercise | 12,121 | $2.31 | $27,999.50 | 100% 0 to 12.12K | |
| 01-Aug-13 7:11 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Conversion | 19,679 | -- | -- | 5% 403.25K to 422.93K | |
| 01-Aug-13 7:11 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Acquisition (other) | 261 | $11.00 | $2,871.00 | < 1% 422.93K to 423.19K | |
| 01-Aug-13 7:11 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Purchase | 2,588 | $11.00 | $28,468.00 | < 1% 423.19K to 425.78K | |
| 08-Mar-13 1:23 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 06-Mar-13 | Disposition | 70,388 | -- | -- | (64%) 110.49K to 40.1K | |
| 08-Mar-13 1:23 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 06-Mar-13 | Disposition | 40,098 | -- | -- | (100%) 40.1K to 0 | |
| 31-Jan-13 5:10 PM View: | Santarus Inc. (SNTS) | 31-Dec-12 | Gift | 4,000 | -- | -- | (1%) 304.45K to 300.45K | |
| 03-Jan-13 6:45 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 31-Dec-12 | Grant | 16,033 | -- | -- | 17% 94.45K to 110.49K | |
| 13-Dec-12 4:35 PM View: | Santarus Inc. (SNTS) | 12-Dec-12 | Option Exercise | 84,000 | $2.24 | $188,580.00 | 38% 220.45K to 304.45K | |
| 02-Oct-12 9:13 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 30-Sep-12 | Grant | 137,586 | -- | -- | 22% 618.05K to 755.63K | |
| 03-Jul-12 3:32 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 02-Jul-12 | Grant | 144,951 | -- | -- | 31% 473.1K to 618.05K | |
| 04-Apr-12 3:22 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 02-Apr-12 | Grant | 152,308 | -- | -- | 47% 320.79K to 473.1K | |
| 22-Mar-12 4:23 PM View: | Santarus Inc. (SNTS) | 21-Mar-12 | Option Exercise | 89,713 | $1.71 | $152,969.00 | 69% 130.74K to 220.45K | |
| 22-Mar-12 4:23 PM View: | Santarus Inc. (SNTS) | 21-Mar-12 | Market Purchase | 18,000 | $5.34 | $96,173.30 | 8% 220.45K to 238.45K | 367% |
| 06-Mar-12 3:53 PM View: | Micromet, Inc. (MITI) | 02-Mar-12 | Disposition (change in control) | 121,951 | $11.00 | $1,341,460.00 | (100%) 121.95K to 0 | < 1% |
| 04-Apr-12 3:22 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 30-Aug-11 | Gift | 2,200 | -- | -- | (< 1%) 322.99K to 320.79K | |
| 24-May-11 6:01 PM View: | Micromet, Inc. (MITI) | 19-May-11 | Gift | 1,000 | -- | -- | (< 1%) 122.95K to 121.95K | |
| 03-Jun-11 5:09 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 19-May-11 | Gift | 15,000 | -- | -- | (4%) 337.99K to 322.99K | |
| 07-Feb-11 2:01 PM View: | Micromet, Inc. (MITI) | 23-Dec-10 | Gift | 4,000 | -- | -- | (3%) 126.95K to 122.95K | |
| 11-Feb-11 5:29 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 23-Dec-10 | Gift | 6,000 | -- | -- | (2%) 343.99K to 337.99K | |
| 11-Feb-11 5:29 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 22-Dec-10 | Gift | 2,000 | -- | -- | (< 1%) 345.99K to 343.99K | |
| 22-Dec-10 4:03 PM View: | Santarus Inc. (SNTS) | 21-Dec-10 | Gift | 4,000 | -- | -- | (3%) 134.74K to 130.74K | |
| 03-Dec-10 5:48 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 01-Dec-10 | Market Sale (Planned) | 107,893 | $2.68 | $289,585.00 | (23%) 468.08K to 360.19K | 93% |
| 03-Dec-10 5:48 PM View: | Somaxon Pharmaceuticals, Inc. (SOMX) | 20-Nov-10 | Gift | 550 | -- | -- | (< 1%) 468.63K to 468.08K |