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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Mar-13 5:54 PM View:  | Epoch Holding Corporation (EPHC) | 27-Mar-13 | Disposition | 58,817 | -- | -- | (3%) 2.07M to 2.02M | |
| 28-Mar-13 5:54 PM View: | Epoch Holding Corporation (EPHC) | 27-Mar-13 | Disposition | 2,015,160 | -- | -- | (100%) 2.02M to 0 | |
| 21-Feb-13 7:55 PM View: | Epoch Holding Corporation (EPHC) | 21-Feb-13 | Payment of Exercise | 20,692 | $28.00 | $579,376.00 | (< 1%) 2.09M to 2.07M | < 1% |
| 26-Dec-12 7:10 AM View: | Epoch Holding Corporation (EPHC) | 20-Dec-12 | Disposition (other) | 1,245,780 | -- | -- | (30%) 4.11M to 2.86M | |
| 26-Dec-12 7:10 AM View: | Epoch Holding Corporation (EPHC) | 20-Dec-12 | Disposition (other) | 769,386 | -- | -- | (27%) 2.86M to 2.09M | |
| 19-Dec-12 6:52 PM View: | Epoch Holding Corporation (EPHC) | 17-Dec-12 | Market Sale | 250,000 | $27.79 | $6,947,500.00 | (11%) 2.34M to 2.09M | (< 1%) |
| 23-Jul-12 5:47 PM View: | Epoch Holding Corporation (EPHC) | 19-Jul-12 | Market Sale (Planned) | 58 | $24.52 | $1,422.16 | (< 1%) 2.34M to 2.34M | (25%) |
| 18-Jul-12 5:24 PM View: | Epoch Holding Corporation (EPHC) | 18-Jul-12 | Market Sale (Planned) | 2,116 | $24.50 | $51,842.00 | (< 1%) 2.35M to 2.34M | (25%) |
| 18-Jul-12 5:24 PM View: | Epoch Holding Corporation (EPHC) | 17-Jul-12 | Market Sale (Planned) | 3,723 | $24.51 | $91,250.70 | (< 1%) 2.35M to 2.35M | (25%) |
| 12-Jul-12 6:58 PM View: | Epoch Holding Corporation (EPHC) | 10-Jul-12 | Market Sale (Planned) | 85 | $24.50 | $2,082.50 | (< 1%) 2.35M to 2.35M | (25%) |
| 09-Jul-12 7:25 PM View: | Epoch Holding Corporation (EPHC) | 06-Jul-12 | Option Exercise | 3,615 | $6.17 | $22,304.60 | < 1% 2.35M to 2.35M | |
| 09-Jul-12 7:25 PM View: | Epoch Holding Corporation (EPHC) | 06-Jul-12 | Market Sale | 3,615 | $24.00 | $86,760.00 | (< 1%) 2.35M to 2.35M | (28%) |
| 09-Jul-12 7:25 PM View: | Epoch Holding Corporation (EPHC) | 05-Jul-12 | Market Option Sale (Planned) | 3,615 | $24.50 | $88,567.50 | (< 1%) 2.36M to 2.35M | (25%) |
| 09-Jul-12 7:25 PM View: | Epoch Holding Corporation (EPHC) | 05-Jul-12 | Market Sale (Planned) | 1,700 | $24.50 | $41,650.00 | (< 1%) 2.35M to 2.35M | (25%) |
| 20-Jun-12 5:00 PM View: | Epoch Holding Corporation (EPHC) | 20-Jun-12 | Gift | 2,200 | -- | -- | (< 1%) 2.36M to 2.36M | |
| 24-May-12 5:13 PM View: | Epoch Holding Corporation (EPHC) | 22-May-12 | Option Exercise | 11,437 | $6.17 | $70,566.30 | < 1% 2.36M to 2.37M | |
| 24-May-12 5:13 PM View: | Epoch Holding Corporation (EPHC) | 22-May-12 | Market Option Sale | 11,437 | $24.13 | $275,975.00 | (< 1%) 2.37M to 2.36M | (27%) |
| 21-May-12 5:05 PM View: | Epoch Holding Corporation (EPHC) | 18-May-12 | Option Exercise | 20,000 | $6.17 | $123,400.00 | < 1% 2.36M to 2.38M | |
| 21-May-12 5:05 PM View: | Epoch Holding Corporation (EPHC) | 18-May-12 | Market Option Sale | 20,000 | $24.05 | $481,000.00 | (< 1%) 2.38M to 2.36M | (27%) |
| 19-Apr-12 4:52 PM View: | Epoch Holding Corporation (EPHC) | 19-Apr-12 | Gift | 100,000 | -- | -- | (4%) 2.46M to 2.36M | |
| 21-Feb-12 5:47 PM View: | Epoch Holding Corporation (EPHC) | 21-Feb-12 | Payment of Exercise | 10,326 | $24.67 | $254,742.00 | (< 1%) 2.47M to 2.46M | (25%) |
| 17-Feb-12 8:04 PM View: | Epoch Holding Corporation (EPHC) | 15-Feb-12 | Grant | 31,779 | $25.17 | $799,877.00 | 1% 2.44M to 2.47M | 22% |
| 10-Feb-12 4:26 PM View: | Epoch Holding Corporation (EPHC) | 09-Feb-12 | Gift | 500,000 | -- | -- | 21% 2.44M to 2.94M | |
| 10-Feb-12 4:26 PM View: | Epoch Holding Corporation (EPHC) | 09-Feb-12 | Gift | 500,000 | -- | -- | (17%) 2.94M to 2.44M | |
| 03-Feb-12 5:28 PM View: | Epoch Holding Corporation (EPHC) | 03-Feb-12 | Payment of Exercise | 3,370 | $23.81 | $80,239.70 | (< 1%) 2.44M to 2.44M | (29%) |
| 07-Dec-11 5:16 PM View: | Epoch Holding Corporation (EPHC) | 06-Dec-11 | Gift | 1,800 | -- | -- | (< 1%) 2.44M to 2.44M | |
| 23-Nov-11 4:11 PM View: | Epoch Holding Corporation (EPHC) | 22-Nov-11 | Gift | 50,000 | -- | -- | (2%) 2.49M to 2.44M | |
| 14-Nov-11 5:05 PM View: | Epoch Holding Corporation (EPHC) | 14-Nov-11 | Gift | 250 | -- | -- | (< 1%) 2.49M to 2.49M | |
| 01-Aug-11 5:55 PM View: | Epoch Holding Corporation (EPHC) | 28-Jul-11 | Payment of Exercise | 8,360 | $19.26 | $161,014.00 | (< 1%) 2.5M to 2.49M | (67%) |
| 02-Mar-11 4:11 PM View: | Epoch Holding Corporation (EPHC) | 01-Mar-11 | Gift | 390,683 | -- | -- | 16% 2.5M to 2.89M | |
| 02-Mar-11 4:11 PM View: | Epoch Holding Corporation (EPHC) | 01-Mar-11 | Gift | 390,683 | -- | -- | (14%) 2.89M to 2.5M | |
| 24-Feb-11 4:23 PM View: | Epoch Holding Corporation (EPHC) | 23-Feb-11 | Payment of Exercise | 2,407 | $15.42 | $37,115.90 | (< 1%) 2.47M to 2.47M | (110%) |
| 25-Feb-11 5:11 PM View: | Epoch Holding Corporation (EPHC) | 23-Feb-11 | Payment of Exercise | 1,883 | $15.42 | $29,035.90 | (< 1%) 2.5M to 2.5M | (110%) |
| 25-Feb-11 5:11 PM View: | Epoch Holding Corporation (EPHC) | 15-Feb-11 | Grant | 37,217 | $15.45 | $575,003.00 | 2% 2.47M to 2.5M | 109% |
| 16-Feb-11 5:33 PM View: | Epoch Holding Corporation (EPHC) | 14-Feb-11 | Gift | 4,000 | -- | -- | (< 1%) 2.68M to 2.67M | |
| 16-Feb-11 5:33 PM View: | Epoch Holding Corporation (EPHC) | 14-Feb-11 | Gift | 207,000 | -- | -- | (8%) 2.67M to 2.47M | |
| 03-Feb-11 7:42 PM View: | Epoch Holding Corporation (EPHC) | 03-Feb-11 | Payment of Exercise | 1,848 | $14.86 | $27,461.30 | (< 1%) 2.68M to 2.68M | (118%) |
| 14-Dec-10 4:50 PM View: | Epoch Holding Corporation (EPHC) | 14-Dec-10 | Gift | 2,000 | -- | -- | (< 1%) 2.68M to 2.68M | |
| 03-Dec-10 4:35 PM View: | Epoch Holding Corporation (EPHC) | 03-Dec-10 | Gift | 350 | -- | -- | (< 1%) 2.68M to 2.68M | |
| 03-Nov-10 4:29 PM View: | Epoch Holding Corporation (EPHC) | 03-Nov-10 | Market Sale (Planned) | 4,900 | $13.40 | $65,660.00 | (< 1%) 2.69M to 2.68M | (163%) |
| 03-Nov-10 4:29 PM View: | Epoch Holding Corporation (EPHC) | 02-Nov-10 | Market Sale (Planned) | 12,500 | $13.40 | $167,500.00 | (< 1%) 2.7M to 2.69M | (163%) |
| 03-Nov-10 4:29 PM View: | Epoch Holding Corporation (EPHC) | 01-Nov-10 | Market Sale (Planned) | 2,800 | $13.40 | $37,520.00 | (< 1%) 2.7M to 2.7M | (163%) |
| 29-Oct-10 5:31 PM View: | Epoch Holding Corporation (EPHC) | 28-Oct-10 | Market Sale (Planned) | 19,100 | $13.40 | $255,940.00 | (< 1%) 2.72M to 2.7M | (163%) |
| 29-Oct-10 5:31 PM View: | Epoch Holding Corporation (EPHC) | 27-Oct-10 | Market Sale (Planned) | 10,700 | $13.41 | $143,487.00 | (< 1%) 2.73M to 2.72M | (162%) |
| 06-Oct-10 4:29 PM View: | Epoch Holding Corporation (EPHC) | 06-Oct-10 | Market Sale (Planned) | 48,300 | $12.90 | $623,070.00 | (2%) 2.78M to 2.73M | (174%) |
| 06-Oct-10 4:29 PM View: | Epoch Holding Corporation (EPHC) | 05-Oct-10 | Market Sale (Planned) | 600 | $12.90 | $7,740.00 | (< 1%) 2.78M to 2.78M | (174%) |
| 04-Oct-10 5:32 PM View: | Epoch Holding Corporation (EPHC) | 01-Oct-10 | Market Sale (Planned) | 900 | $12.95 | $11,655.00 | (< 1%) 2.78M to 2.78M | (173%) |
| 04-Oct-10 5:32 PM View: | Epoch Holding Corporation (EPHC) | 30-Sep-10 | Market Sale (Planned) | 200 | $12.90 | $2,580.00 | (< 1%) 2.78M to 2.78M | (174%) |
| 19-Aug-10 6:54 PM View: | Epoch Holding Corporation (EPHC) | 19-Aug-10 | Payment of Exercise | 8,848 | $10.96 | $96,974.10 | (< 1%) 2.79M to 2.78M | (222%) |
| 03-Aug-10 5:26 PM View: | Epoch Holding Corporation (EPHC) | 03-Aug-10 | Payment of Exercise | 3,811 | $12.36 | $47,104.00 | (< 1%) 2.8M to 2.79M | (186%) |