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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Jul-12 2:50 PM View:  | Knology, Inc. (KNOL) | 17-Jul-12 | Disposition | 64,159 | $19.75 | $1,267,140.00 | (1%) 4.88M to 4.82M | |
| 19-Jul-12 2:50 PM View: | Knology, Inc. (KNOL) | 17-Jul-12 | Disposition | 4,819,030 | $19.75 | $95,175,800.00 | (100%) 4.82M to 0 | |
| 03-Jan-12 4:52 PM View: | Capital Southwest Corporation (CSWC) | 30-Dec-11 | Grant | 650 | $81.55 | $53,007.50 | < 1% 141.32K to 141.97K | (18%) |
| 03-Jan-12 4:52 PM View: | Capital Southwest Corporation (CSWC) | 30-Dec-11 | Disposition | 650 | $81.55 | $53,007.50 | (< 1%) 141.97K to 141.32K | 18% |
| 21-Dec-11 11:25 AM View: | Capital Southwest Corporation (CSWC) | 19-Dec-11 | Grant | 520 | $76.35 | $39,702.00 | < 1% 140.15K to 140.67K | (13%) |
| 09-Jan-12 4:19 PM View: | Capital Southwest Corporation (CSWC) | 30-Nov-11 | Grant | 618 | $84.70 | $52,344.60 | < 1% 141.32K to 141.94K | (21%) |
| 05-Oct-11 5:33 PM View: | Capital Southwest Corporation (CSWC) | 04-Oct-11 | Grant | 650 | $71.77 | $46,650.50 | < 1% 140.15K to 140.8K | (7%) |
| 05-Oct-11 5:33 PM View: | Capital Southwest Corporation (CSWC) | 03-Oct-11 | Grant | 3,600 | $72.04 | $259,344.00 | 3% 136.55K to 140.15K | (7%) |
| 05-Oct-11 5:32 PM View: | Capital Southwest Corporation (CSWC) | 23-Sep-11 | Grant | 980 | $76.54 | $75,009.20 | < 1% 135.57K to 136.55K | (12%) |
| 05-Oct-11 5:32 PM View: | Capital Southwest Corporation (CSWC) | 22-Sep-11 | Grant | 4,700 | $76.17 | $357,999.00 | 4% 130.87K to 135.57K | (12%) |
| 15-Sep-11 5:13 PM View: | Knology, Inc. (KNOL) | 13-Sep-11 | Market Purchase | 20,000 | $12.89 | $257,800.00 | < 1% 4.86M to 4.88M | |
| 09-Jun-11 4:17 PM View: | Capital Southwest Corporation (CSWC) | 31-May-11 | Grant | 557 | $93.30 | $51,968.10 | < 1% 130.32K to 130.87K | (28%) |
| 03-Mar-11 6:02 PM View: | Knology, Inc. (KNOL) | 02-Mar-11 | Option Exercise | 680 | $6.87 | $4,671.60 | < 1% 4.86M to 4.86M | |
| 01-Apr-09 11:20 AM View: | Technology Research Corp. (TRCI) | 30-Mar-09 | Market Purchase | 14,000 | $1.58 | $22,099.00 | 2% 669.8K to 683.8K | 205% |
| 01-Apr-09 11:20 AM View: | Technology Research Corp. (TRCI) | 27-Mar-09 | Market Purchase | 11,300 | $1.65 | $18,645.00 | 2% 658.5K to 669.8K | 192% |
| 25-Mar-09 10:54 AM View: | Knology, Inc. (KNOL) | 23-Mar-09 | Market Purchase | 8,925 | $3.91 | $34,896.80 | < 1% 4.83M to 4.84M | 201% |
| 23-Mar-09 11:02 AM View: | Knology, Inc. (KNOL) | 20-Mar-09 | Market Purchase | 29,426 | $3.98 | $117,115.00 | < 1% 4.8M to 4.83M | 195% |
| 23-Mar-09 11:02 AM View: | Knology, Inc. (KNOL) | 19-Mar-09 | Market Purchase | 13,307 | $3.97 | $52,828.80 | < 1% 4.78M to 4.8M | 196% |
| 11-Mar-09 12:20 PM View: | Capital Southwest Corporation (CSWC) | 09-Mar-09 | Grant | 8,459 | $55.22 | $467,106.00 | 7% 121.04K to 129.5K | 29% |
| 10-Mar-09 2:40 PM View: | Knology, Inc. (KNOL) | 09-Mar-09 | Market Purchase | 45,000 | $3.84 | $172,593.00 | < 1% 4.74M to 4.78M | 207% |
| 09-Mar-09 4:56 PM View: | Capital Southwest Corporation (CSWC) | 06-Mar-09 | Grant | 1,340 | $58.00 | $77,720.00 | 1% 119.7K to 121.04K | 23% |
| 09-Mar-09 4:56 PM View: | Capital Southwest Corporation (CSWC) | 05-Mar-09 | Grant | 2,625 | $57.93 | $152,066.00 | 2% 117.08K to 119.7K | 23% |
| 05-Mar-09 5:44 PM View: | Knology, Inc. (KNOL) | 05-Mar-09 | Market Purchase | 25,751 | $3.91 | $100,686.00 | < 1% 4.71M to 4.74M | 201% |
| 05-Mar-09 5:44 PM View: | Knology, Inc. (KNOL) | 03-Mar-09 | Market Purchase | 4,592 | $3.92 | $18,000.60 | < 1% 4.71M to 4.71M | 200% |
| 04-Mar-09 3:58 PM View: | Technology Research Corp. (TRCI) | 02-Mar-09 | Market Purchase | 8,400 | $1.65 | $13,860.00 | 1% 650.1K to 658.5K | 194% |
| 03-Mar-09 3:58 PM View: | Knology, Inc. (KNOL) | 02-Mar-09 | Market Purchase | 1,456 | $3.92 | $5,707.52 | < 1% 4.71M to 4.71M | 200% |
| 03-Mar-09 3:58 PM View: | Knology, Inc. (KNOL) | 27-Feb-09 | Market Purchase | 22,740 | $3.95 | $89,823.00 | < 1% 4.68M to 4.71M | 198% |
| 02-Mar-09 5:07 PM View: | Knology, Inc. (KNOL) | 26-Feb-09 | Market Purchase | 1,882 | $3.98 | $7,490.36 | < 1% 4.68M to 4.68M | 195% |
| 04-Mar-09 3:58 PM View: | Technology Research Corp. (TRCI) | 19-Feb-09 | Market Purchase | 1,600 | $1.67 | $2,672.00 | < 1% 648.5K to 650.1K | 191% |
| 06-Jan-09 10:27 AM View: | Technology Research Corp. (TRCI) | 26-Dec-08 | Market Purchase | 4,100 | $1.65 | $6,765.00 | < 1% 644.4K to 648.5K | 198% |
| 12-Dec-08 4:53 PM View: | Knology, Inc. (KNOL) | 10-Dec-08 | Market Purchase | 1,330,610 | $5.50 | $7,318,380.00 | 40% 3.35M to 4.68M | 114% |
| 11-Dec-08 4:56 PM View: | Technology Research Corp. (TRCI) | 09-Dec-08 | Market Purchase | 11,000 | $1.65 | $18,142.30 | 2% 633.4K to 644.4K | 198% |
| 08-Dec-08 3:12 PM View: | Technology Research Corp. (TRCI) | 05-Dec-08 | Market Purchase | 18,400 | $1.65 | $30,312.20 | 3% 615.0K to 633.4K | 198% |
| 04-Dec-08 6:02 PM View: | Capital Southwest Corporation (CSWC) | 03-Dec-08 | Grant | 90,000 | $76.50 | $6,885,000.00 | 339% 26.51K to 116.51K | (5%) |
| 04-Dec-08 6:02 PM View: | Capital Southwest Corporation (CSWC) | 02-Dec-08 | Grant | 1,008 | $69.79 | $70,348.30 | 4% 25.51K to 26.51K | 5% |
| 24-Nov-08 4:36 PM View: | Technology Research Corp. (TRCI) | 24-Nov-08 | Market Purchase | 12,000 | $1.56 | $18,756.00 | 2% 603.0K to 615.0K | 214% |
| 21-Nov-08 6:14 PM View: | Technology Research Corp. (TRCI) | 21-Nov-08 | Market Purchase | 31,632 | $1.63 | $51,560.20 | 6% 571.37K to 603.0K | 201% |
| 30-Sep-08 11:22 AM View: | Knology, Inc. (KNOL) | 29-Sep-08 | Market Purchase | 95,855 | $8.31 | $796,555.00 | 3% 3.21M to 3.3M | 42% |
| 30-Sep-08 4:34 PM View: | Knology, Inc. (KNOL) | 29-Sep-08 | Market Purchase | 50,000 | $8.17 | $408,500.00 | 2% 3.3M to 3.35M | 44% |
| 30-Sep-08 11:22 AM View: | Knology, Inc. (KNOL) | 26-Sep-08 | Market Purchase | 54,145 | $8.84 | $478,642.00 | 2% 3.15M to 3.21M | 33% |
| 05-Aug-08 3:03 PM View: | Knology, Inc. (KNOL) | 01-Aug-08 | Option Exercise | 4,200 | $6.87 | $28,854.00 | < 1% 3.15M to 3.15M | 49% |
| 07-Mar-08 4:24 PM View: | Capital Southwest Corporation (CSWC) | 06-Mar-08 | Grant | 1,000 | $100.00 | $100,000.00 | 4% 24.33K to 25.33K | (26%) |
| 04-Mar-08 4:56 PM View: | Capital Southwest Corporation (CSWC) | 03-Mar-08 | Grant | 3,000 | $109.00 | $327,000.00 | 14% 21.33K to 24.33K | (33%) |
| 04-Mar-08 4:56 PM View: | Capital Southwest Corporation (CSWC) | 29-Feb-08 | Grant | 1,000 | $111.00 | $111,000.00 | 5% 20.33K to 21.33K | (34%) |
| 04-Jan-08 4:40 PM View: | Capital Southwest Corporation (CSWC) | 02-Jan-08 | Grant | 5,800 | $115.00 | $667,000.00 | 40% 14.53K to 20.33K | (36%) |
| 04-Jan-08 4:40 PM View: | Capital Southwest Corporation (CSWC) | 31-Dec-07 | Grant | 900 | $115.00 | $103,500.00 | 7% 13.63K to 14.53K | (36%) |
| 02-Nov-07 2:43 PM View: | Capital Southwest Corporation (CSWC) | 02-Nov-07 | Grant | 58 | $140.75 | $8,163.50 | < 1% 13.57K to 13.63K | |
| 23-Aug-07 3:57 PM View: | Symbion Inc/tn (SMBI) | 23-Aug-07 | Disposition | 15,299 | $22.35 | $341,933.00 | (20%) 77.08K to 61.78K | < 1% |
| 23-Aug-07 3:57 PM View: | Symbion Inc/tn (SMBI) | 23-Aug-07 | Disposition | 61,784 | $22.35 | $1,380,870.00 | (100%) 61.78K to 0 | < 1% |
| 10-May-07 10:00 PM View: | Symbion Inc/tn (SMBI) | 08-May-07 | Grant | 1,831 | $21.85 | $40,007.40 | 2% 75.25K to 77.08K | 2% |