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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Mar-14 1:43 PM View:  | Cadence Pharmaceuticals Inc. (CADX) | 19-Mar-14 | Disposition (change in control) | 8,613,180 | $14.00 | $120,585,000.00 | (100%) 8.61M to 0 | < 1% |
| 21-Feb-14 5:11 PM View: | Cadence Pharmaceuticals Inc. (CADX) | 12-Feb-14 | Payment of Exercise | 973,237 | $14.00 | $13,625,300.00 | (10%) 9.59M to 8.61M | < 1% |
| 21-Feb-14 5:11 PM View: | Cadence Pharmaceuticals Inc. (CADX) | 12-Feb-14 | Option Exercise | 1,737,920 | $7.84 | $13,625,300.00 | 22% 7.85M to 9.59M | |
| 28-Jan-10 6:20 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 26-Jan-10 | Grant | 21,008 | -- | -- | < 1% 2.2M to 2.22M | |
| 20-Feb-09 4:39 PM View: | Cadence Pharmaceuticals Inc. (CADX) | 18-Feb-09 | Grant | 3,475,840 | $7.13 | $24,782,800.00 | 79% 4.37M to 7.85M | 4% |
| 26-Jan-09 6:36 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 22-Jan-09 | Grant | 17,794 | -- | -- | < 1% 2.18M to 2.2M | |
| 22-Feb-08 5:18 PM View: | Cadence Pharmaceuticals Inc. (CADX) | 20-Feb-08 | Grant | 1,872,660 | $5.34 | $10,000,000.00 | 75% 2.5M to 4.37M | 39% |
| 01-Nov-06 2:49 PM View: | Cadence Pharmaceuticals Inc. (CADX) | 30-Oct-06 | Conversion Duplicate | 2,500,000 | -- | -- | 100% 0 to 2.5M | |
| 14-Mar-06 8:45 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 13-Mar-06 | Conversion Duplicate | 2,183,130 | -- | -- | 100% 0 to 2.18M | |
| 14-Feb-06 10:00 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 28-Nov-05 | Gift | 10,905 | -- | -- | (100%) 10.9K to 0 | |
| 26-Jan-05 4:01 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 25-Jan-05 | Market Sale | 2,332 | $19.10 | $44,541.20 | (18%) 13.24K to 10.9K | 80% |
| 26-Jan-05 4:01 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 24-Jan-05 | Acquisition (other) | 4,917 | -- | -- | < 1% 949.28K to 954.2K | |
| 26-Jan-05 4:01 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 24-Jan-05 | Disposition (other) | 940,959 | -- | -- | (99%) 954.2K to 13.24K | |
| 24-May-04 5:43 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 20-May-04 | Acquisition (other) | 2,012 | -- | -- | < 1% 1.41M to 1.41M | |
| 24-May-04 5:43 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 20-May-04 | Disposition (other) | 459,564 | -- | -- | (33%) 1.41M to 951.61K | |
| 24-May-04 5:43 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 20-May-04 | Market Sale | 2,333 | $17.61 | $41,081.80 | (< 1%) 951.61K to 949.28K | 79% |
| 07-Apr-04 10:00 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 05-Apr-04 | Acquisition (other) | 2,294 | -- | -- | < 1% 1.91M to 1.91M | |
| 07-Apr-04 10:00 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 05-Apr-04 | Disposition (other) | 497,475 | -- | -- | (26%) 1.91M to 1.41M | |
| 07-Apr-04 10:00 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 05-Apr-04 | Market Sale | 2,524 | $22.76 | $57,457.10 | (< 1%) 1.41M to 1.41M | 84% |
| 26-Feb-04 10:00 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 24-Feb-04 | Payment of Exercise | 63,689 | $23.55 | $1,499,880.00 | (2%) 3.93M to 3.87M | |
| 26-Feb-04 10:00 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 24-Feb-04 | Option Exercise | 260,416 | $5.76 | $1,500,000.00 | 7% 3.67M to 3.93M | |
| 23-Feb-04 10:00 PM View: | Rigel Pharmaceuticals, Inc. (RIGL) | 19-Feb-04 | Sale | 78,436 | $18.80 | $1,474,600.00 | (4%) 1.79M to 1.71M |