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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-Aug-23 2:23 PM View:  | Pardes Biosciences, Inc. (PRDS) | 31-Aug-23 | Disposition (change in control) | 70,390 | -- | -- | (100%) 70.39K to 0 | |
| 28-Dec-15 5:02 PM View: | RCS Capital Corporation (RCAP) | 18-Dec-15 | Disposition | 20,346 | $11.28 | $229,472.00 | (15%) 132.38K to 112.04K | |
| 28-Aug-15 9:31 PM View: | RCS Capital Corporation (RCAP) | 18-Aug-15 | Grant | 99,206 | $2.52 | $249,999.00 | 299% 33.18K to 132.38K | (99%) |
| 20-Jan-15 5:07 PM View: | RCS Capital Corporation (RCAP) | 13-Jan-15 | Grant | 20,346 | $11.28 | $229,472.00 | 159% 12.83K to 33.18K | (100%) |
| 09-Jun-14 5:41 PM View: | RCS Capital Corporation (RCAP) | 09-Jun-14 | Grant | 11,833 | $22.35 | $264,525.00 | 1183% 1.0K to 12.83K | (10%) |
| 09-Jun-14 5:41 PM View: | RCS Capital Corporation (RCAP) | 05-Jun-14 | Market Purchase | 1,000 | $20.20 | $20,200.00 | 100% 0 to 1.0K | (100%) |
| 28-Oct-13 3:05 PM View: | Optimer Pharmaceuticals, Inc. (OPTR) | 24-Oct-13 | Disposition | 20,000 | $10.75 | $215,000.00 | (100%) 20.0K to 0 | |
| 28-Feb-13 9:42 PM View: | Optimer Pharmaceuticals, Inc. (OPTR) | 26-Feb-13 | Grant | 2,500 | -- | -- | 14% 17.5K to 20.0K | |
| 03-Jan-13 4:27 PM View: | Optimer Pharmaceuticals, Inc. (OPTR) | 01-Jan-13 | Grant | 7,500 | -- | -- | 75% 10.0K to 17.5K | |
| 20-Jun-12 8:06 PM View: | Optimer Pharmaceuticals, Inc. (OPTR) | 31-May-12 | Grant | 2,500 | -- | -- | 33% 7.5K to 10.0K | |
| 03-Jan-12 7:16 PM View: | Optimer Pharmaceuticals, Inc. (OPTR) | 01-Jan-12 | Grant | 5,000 | -- | -- | 200% 2.5K to 7.5K | |
| 09-Jul-08 3:21 PM View: | Collexis Holdings Inc. (CLXS.OB) | 07-Jul-08 | Grant | 666,667 | $0.15 | $100,000.00 | 222% 300.0K to 966.67K | 167% |
| 26-Jun-08 6:03 PM View: | Neuro-Hitech, Inc. (NHPI.OB) | 24-Jun-08 | Grant | 300,000 | -- | -- | 50% 602.62K to 902.62K | |
| 11-Jun-08 4:23 PM View: | Neuro-Hitech, Inc. (NHPI.OB) | 06-Jun-08 | Private Purchase Duplicate | 400,000 | $0.25 | $100,000.00 | 197% 202.62K to 602.62K | 64% |
| 12-Jun-08 4:00 PM View: | RxElite Inc. (RXEI.OB) | 04-Jun-08 | Grant | 1,100,000 | -- | -- | 347% 316.67K to 1.42M | |
| 14-Sep-07 4:47 PM View: | Optimer Pharmaceuticals, Inc. (OPTR) | 12-Sep-07 | Grant | 2,500 | -- | -- | 100% 0 to 2.5K | |
| 03-Jan-08 10:00 PM View: | Neuro-Hitech, Inc. (NHPI.OB) | 06-Oct-06 | Acquisition (other) | 472 | $6.36 | $3,001.92 | < 1% 202.15K to 202.62K | (99%) |
| 03-Jan-08 10:00 PM View: | Neuro-Hitech, Inc. (NHPI.OB) | 06-Sep-06 | Acquisition (other) | 483 | $6.21 | $2,999.43 | < 1% 201.67K to 202.15K | (99%) |
| 03-Jan-08 10:00 PM View: | Neuro-Hitech, Inc. (NHPI.OB) | 07-Aug-06 | Acquisition (other) | 490 | $6.12 | $2,998.80 | < 1% 201.18K to 201.67K | (99%) |
| 03-Jan-08 10:00 PM View: | Neuro-Hitech, Inc. (NHPI.OB) | 06-Jul-06 | Acquisition (other) | 401 | $7.48 | $2,999.48 | < 1% 200.78K to 201.18K | (99%) |
| 03-Jan-08 10:00 PM View: | Neuro-Hitech, Inc. (NHPI.OB) | 06-Jun-06 | Acquisition (other) | 403 | $7.45 | $3,002.35 | < 1% 200.37K to 200.78K | (99%) |
| 03-Jan-08 10:00 PM View: | Neuro-Hitech, Inc. (NHPI.OB) | 08-May-06 | Acquisition (other) | 374 | $8.03 | $3,003.22 | < 1% 200.0K to 200.37K | |
| 11-Jan-06 6:54 PM View: | Par Pharmaceutical Companie... (PRX) | 09-Jan-06 | Grant | 13,199 | -- | -- | 59% 22.53K to 35.73K | |
| 10-Jan-05 3:34 PM View: | Par Pharmaceutical Companie... (PRX) | 06-Jan-05 | Grant | 10,531 | -- | -- | 88% 12.0K to 22.53K | |
| 07-May-04 10:00 PM View: | Par Pharmaceutical Companie... (PRX) | 06-May-04 | Market Purchase | 2,000 | $40.57 | $81,136.00 | 24% 8.4K to 10.4K | (45%) |