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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Sep-18 4:55 PM View:  | ZBB Energy Corporation (ESNC) | 05-Sep-18 | Private Purchase | 769,231 | $0.26 | $200,000.00 | 89% 868.18K to 1.64M | |
| 24-Nov-17 5:16 PM View: | ZBB Energy Corporation (ESNC) | 22-Nov-17 | Market Purchase | 3,802 | $0.40 | $1,520.80 | < 1% 864.38K to 868.18K | (75%) |
| 24-Nov-17 5:16 PM View: | ZBB Energy Corporation (ESNC) | 21-Nov-17 | Market Purchase | 2,080 | $0.40 | $832.00 | < 1% 862.3K to 864.38K | (75%) |
| 20-Nov-17 4:16 PM View: | ZBB Energy Corporation (ESNC) | 16-Nov-17 | Market Purchase | 29,392 | $0.40 | $11,756.80 | 4% 832.91K to 862.3K | (75%) |
| 16-Nov-17 4:14 PM View: | ZBB Energy Corporation (ESNC) | 15-Nov-17 | Market Purchase | 8,479 | $0.40 | $3,391.60 | 1% 824.43K to 832.91K | (75%) |
| 16-Nov-17 4:14 PM View: | ZBB Energy Corporation (ESNC) | 14-Nov-17 | Market Purchase | 17,900 | $0.40 | $7,160.00 | 2% 806.53K to 824.43K | (75%) |
| 26-Jun-17 6:49 PM View: | ZBB Energy Corporation (ESNC) | 22-Jun-17 | Market Purchase | 142,857 | $0.35 | $49,999.90 | 22% 663.67K to 806.53K | (71%) |
| 11-May-17 11:07 AM View: | Nisource Inc. (NI) | 09-May-17 | Grant | 5,394 | $24.10 | $130,000.00 | 12% 45.33K to 50.73K | (3%) |
| 16-May-16 4:23 PM View: | ZBB Energy Corporation (ESNC) | 13-May-16 | Market Purchase | 100,000 | $0.30 | $29,990.00 | 18% 563.67K to 663.67K | (64%) |
| 13-May-16 12:53 PM View: | Nisource Inc. (NI) | 11-May-16 | Grant | 5,044 | $23.79 | $120,000.00 | 13% 39.47K to 44.51K | < 1% |
| 05-Apr-16 4:04 PM View: | AK Steel Holding Corp. (AKS) | 01-Apr-16 | Grant | 10,024 | -- | -- | 4% 246.75K to 256.78K | |
| 06-Jan-16 5:13 PM View: | AK Steel Holding Corp. (AKS) | 04-Jan-16 | Grant | 18,333 | -- | -- | 8% 228.42K to 246.75K | |
| 14-Dec-15 4:39 PM View: | ZBB Energy Corporation (ESNC) | 11-Dec-15 | Market Purchase | 100,000 | $0.40 | $39,970.00 | 22% 463.67K to 563.67K | (77%) |
| 02-Oct-15 5:14 PM View: | AK Steel Holding Corp. (AKS) | 30-Sep-15 | Grant | 17,332 | -- | -- | 8% 211.09K to 228.42K | |
| 02-Jul-15 5:29 PM View: | AK Steel Holding Corp. (AKS) | 30-Jun-15 | Grant | 10,590 | -- | -- | 5% 200.5K to 211.09K | |
| 13-May-15 2:05 PM View: | Nisource Inc. (NI) | 12-May-15 | Grant | 2,699 | $44.46 | $120,000.00 | 9% 31.38K to 34.08K | 42% |
| 02-Apr-15 4:07 PM View: | AK Steel Holding Corp. (AKS) | 31-Mar-15 | Grant | 9,270 | -- | -- | 5% 191.23K to 200.5K | |
| 05-Jan-15 5:51 PM View: | AK Steel Holding Corp. (AKS) | 31-Dec-14 | Grant | 6,449 | -- | -- | 3% 184.78K to 191.23K | |
| 07-Nov-14 4:29 PM View: | AK Steel Holding Corp. (AKS) | 06-Nov-14 | Market Purchase | 10,000 | $6.15 | $61,480.00 | 6% 174.78K to 184.78K | (63%) |
| 14-Oct-14 4:55 PM View: | ZBB Energy Corporation (ESNC) | 13-Oct-14 | Market Purchase | 120,700 | $0.66 | $79,094.70 | 35% 342.97K to 463.67K | (85%) |
| 03-Oct-14 5:17 PM View: | ZBB Energy Corporation (ESNC) | 01-Oct-14 | Market Purchase | 145,000 | $0.68 | $98,368.00 | 73% 197.97K to 342.97K | (85%) |
| 01-Oct-14 4:36 PM View: | AK Steel Holding Corp. (AKS) | 30-Sep-14 | Grant | 4,673 | -- | -- | 3% 170.1K to 174.78K | |
| 04-Aug-14 4:16 PM View: | AK Steel Holding Corp. (AKS) | 01-Aug-14 | Grant | 344 | -- | -- | < 1% 169.76K to 170.1K | |
| 01-Jul-14 3:59 PM View: | AK Steel Holding Corp. (AKS) | 30-Jun-14 | Grant | 4,631 | -- | -- | 3% 165.13K to 169.76K | |
| 14-May-14 4:58 PM View: | Nisource Inc. (NI) | 13-May-14 | Grant | 3,346 | -- | -- | 12% 27.64K to 30.99K | |
| 01-Apr-14 4:10 PM View: | AK Steel Holding Corp. (AKS) | 31-Mar-14 | Grant | 5,121 | -- | -- | 3% 160.01K to 165.13K | |
| 02-Jan-14 4:08 PM View: | AK Steel Holding Corp. (AKS) | 31-Dec-13 | Grant | 4,508 | -- | -- | 3% 155.87K to 160.38K | |
| 01-Oct-13 4:05 PM View: | AK Steel Holding Corp. (AKS) | 30-Sep-13 | Grant | 9,707 | -- | -- | 7% 146.16K to 155.87K | |
| 01-Jul-13 4:24 PM View: | AK Steel Holding Corp. (AKS) | 30-Jun-13 | Grant | 12,282 | -- | -- | 9% 133.88K to 146.16K | |
| 15-May-13 4:57 PM View: | Nisource Inc. (NI) | 14-May-13 | Grant | 3,695 | -- | -- | 16% 23.59K to 27.28K | |
| 02-Apr-13 4:04 PM View: | AK Steel Holding Corp. (AKS) | 31-Mar-13 | Grant | 11,120 | -- | -- | 9% 122.76K to 133.88K | |
| 02-Jan-13 4:02 PM View: | AK Steel Holding Corp. (AKS) | 31-Dec-12 | Grant | 8,048 | -- | -- | 7% 114.71K to 122.76K | |
| 04-Dec-12 4:28 PM View: | AK Steel Holding Corp. (AKS) | 04-Dec-12 | Market Purchase | 12,500 | $3.95 | $49,375.00 | 12% 102.21K to 114.71K | (42%) |
| 01-Oct-12 4:14 PM View: | AK Steel Holding Corp. (AKS) | 30-Sep-12 | Grant | 7,504 | -- | -- | 8% 94.71K to 102.21K | |
| 02-Jul-12 4:11 PM View: | AK Steel Holding Corp. (AKS) | 30-Jun-12 | Grant | 5,976 | -- | -- | 7% 88.73K to 94.71K | |
| 15-Jun-12 8:20 AM View: | ZBB Energy Corporation (ESNC) | 14-Jun-12 | Market Purchase | 263,157 | $0.38 | $99,999.70 | 36% 726.69K to 989.85K | (94%) |
| 16-May-12 5:11 PM View: | Nisource Inc. (NI) | 15-May-12 | Grant | 4,285 | -- | -- | 23% 19.02K to 23.31K | |
| 03-Apr-12 4:46 PM View: | AK Steel Holding Corp. (AKS) | 31-Mar-12 | Grant | 4,759 | -- | -- | 6% 83.33K to 88.08K | |
| 02-Feb-12 3:42 PM View: | ZBB Energy Corporation (ESNC) | 31-Jan-12 | Market Purchase | 31,250 | $0.80 | $25,000.00 | 4% 695.44K to 726.69K | (97%) |
| 03-Jan-12 5:11 PM View: | AK Steel Holding Corp. (AKS) | 31-Dec-11 | Grant | 4,399 | -- | -- | 6% 78.44K to 82.83K | |
| 15-Dec-11 6:38 PM View: | ZBB Energy Corporation (ESNC) | 13-Dec-11 | Market Purchase | 33,334 | $0.75 | $25,000.50 | 5% 662.11K to 695.44K | (97%) |
| 18-Nov-11 7:53 AM View: | ZBB Energy Corporation (ESNC) | 16-Nov-11 | Market Purchase | 37,313 | $0.67 | $24,999.70 | 6% 624.8K to 662.11K | (97%) |
| 03-Oct-11 4:26 PM View: | AK Steel Holding Corp. (AKS) | 30-Sep-11 | Grant | 5,428 | -- | -- | 7% 72.63K to 78.05K | |
| 21-Sep-11 10:40 AM View: | ZBB Energy Corporation (ESNC) | 20-Sep-11 | Market Purchase | 50,000 | $0.75 | $37,500.00 | 9% 574.8K to 624.8K | (97%) |
| 22-Aug-11 4:42 PM View: | AK Steel Holding Corp. (AKS) | 22-Aug-11 | Market Purchase | 12,500 | $8.00 | $100,000.00 | 21% 59.77K to 72.27K | (71%) |
| 01-Jul-11 3:59 PM View: | AK Steel Holding Corp. (AKS) | 30-Jun-11 | Grant | 2,292 | -- | -- | 4% 57.48K to 59.77K | |
| 14-Jun-11 4:52 PM View: | ZBB Energy Corporation (ESNC) | 14-Jun-11 | Market Purchase | 54,348 | $0.92 | $50,000.20 | 10% 520.45K to 574.8K | (98%) |
| 03-Jun-11 4:24 PM View: | Nisource Inc. (NI) | 01-Jun-11 | Grant | 3,900 | -- | -- | 26% 15.0K to 18.9K | |
| 04-Apr-11 10:00 PM View: | AK Steel Holding Corp. (AKS) | 31-Mar-11 | Grant | 2,266 | $15.93 | $36,093.80 | 4% 55.02K to 57.29K | (85%) |
| 04-Jan-11 10:14 AM View: | AK Steel Holding Corp. (AKS) | 31-Dec-10 | Grant | 2,229 | -- | -- | 4% 52.6K to 54.83K |