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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jul-17 6:22 PM View:  | Kubota Pharmaceutical Holdi... (NONE) | 05-Jul-17 | Sale | 1,175 | $6.75 | $7,931.25 | (2%) 70.13K to 68.96K | |
| 02-Jun-17 2:16 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Jun-17 | Sale | 1,080 | $7.38 | $7,970.40 | (2%) 71.21K to 70.13K | |
| 02-May-17 2:02 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-May-17 | Sale | 1,100 | $6.15 | $6,765.00 | (2%) 72.31K to 71.21K | |
| 04-Apr-17 8:32 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 04-Apr-17 | Sale | 1,100 | $6.75 | $7,425.00 | (1%) 73.41K to 72.31K | |
| 02-Mar-17 4:38 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 02-Mar-17 | Sale | 1,250 | $7.72 | $9,650.00 | (2%) 74.66K to 73.41K | |
| 03-Feb-17 3:47 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 02-Feb-17 | Sale | 1,250 | $8.50 | $10,625.00 | (2%) 75.91K to 74.66K | |
| 06-Jan-17 3:36 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 04-Jan-17 | Sale | 1,270 | $8.58 | $10,896.60 | (2%) 77.18K to 75.91K | |
| 19-Dec-16 5:19 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 15-Dec-16 | Sale | 1,090 | $8.75 | $9,537.50 | (1%) 78.27K to 77.18K | |
| 02-Nov-16 4:56 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Nov-16 | Payment of Exercise | 1,035 | $9.54 | $9,873.90 | (1%) 79.31K to 78.27K | |
| 04-Oct-16 8:32 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Oct-16 | Payment of Exercise | 1,035 | $11.92 | $12,337.20 | (1%) 80.34K to 79.31K | |
| 02-Sep-16 3:38 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Sep-16 | Payment of Exercise | 1,035 | $9.84 | $10,184.40 | (1%) 81.38K to 80.34K | |
| 02-Sep-16 2:47 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 31-Aug-16 | Sale | 25,013 | $10.04 | $251,131.00 | (24%) 106.39K to 81.38K | |
| 18-Aug-16 6:53 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 18-Aug-16 | Option Exercise | 75,101 | $5.48 | $411,553.00 | 71% 106.39K to 181.49K | |
| 18-Aug-16 6:53 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 18-Aug-16 | Option Sale | 75,101 | $10.81 | $811,842.00 | (41%) 181.49K to 106.39K | |
| 02-Aug-16 4:16 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Aug-16 | Payment of Exercise | 1,035 | $12.70 | $13,144.50 | (< 1%) 107.43K to 106.39K | |
| 06-Jul-16 5:17 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Jul-16 | Payment of Exercise | 1,035 | $22.34 | $23,121.90 | (< 1%) 108.46K to 107.43K | |
| 03-Jun-16 12:49 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-Jun-16 | Payment of Exercise | 1,035 | $10.76 | $11,136.60 | (< 1%) 109.5K to 108.46K | |
| 03-May-16 7:16 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-May-16 | Payment of Exercise | 8,872 | $35.90 | $318,505.00 | (7%) 118.37K to 109.5K | |
| 05-May-15 8:54 PM View: | Kubota Pharmaceutical Holdi... (NONE) | 01-May-15 | Grant | 118,369 | -- | -- | 100% 0 to 118.37K |