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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Sep-15 1:25 PM View:  | Ellsworth Fund Ltd. (ECF) | 28-Sep-15 | Market Sale | 1,256 | $7.96 | $9,997.76 | (8%) 15.98K to 14.72K | 19% |
| 12-Nov-08 2:41 PM View: | Ellsworth Fund Ltd. (ECF) | 07-Nov-08 | Market Sale | 5,144 | $4.86 | $24,998.80 | 81% 6.34K to 11.48K | 46% |
| 17-Sep-08 11:21 AM View: | Ellsworth Fund Ltd. (ECF) | 15-Sep-08 | Market Sale | 7,664 | $6.55 | $50,235.20 | (32%) 24.29K to 16.62K | 9% |
| 21-Jul-08 9:54 AM View: | Bancroft Fund Ltd (BCV) | 17-Jul-08 | Disposition (other) | 2,797 | $18.10 | $50,625.70 | (58%) 4.8K to 2.0K | 85% |
| 05-Jan-04 10:00 PM View: | Bancroft Fund Ltd (BCV) | 31-Dec-03 | Grant | 233 | $17.82 | $4,152.06 | 7% 3.3K to 3.53K | 43% |
| 02-Dec-03 10:00 PM View: | Bancroft Fund Ltd (BCV) | 02-Dec-03 | Exercise (in-the money or at-the-money) | 467 | $18.32 | $8,555.44 | 17% 2.8K to 3.27K | 39% |
| 02-Dec-03 10:00 PM View: | Ellsworth Fund Ltd. (ECF) | 28-Nov-03 | Market Purchase | 1,160 | $7.53 | $8,734.80 | 7% 16.54K to 17.7K | 9% |
| 05-Nov-03 10:00 PM View: | Ellsworth Fund Ltd. (ECF) | 04-Nov-03 | Exercise (in-the money or at-the-money) | 2,337 | $7.76 | $18,135.10 | 17% 14.02K to 16.36K | 6% |