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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-May-14 5:07 PM View:  | GAMCO Investors, Inc. (GBL) | 07-May-14 | Option Exercise | 10,000 | $39.55 | $395,500.00 | 1000% 1.0K to 11.0K | |
| 04-Jan-12 9:04 PM View: | Bancorp Rhode Island, Inc. (BARI) | 01-Jan-12 | Disposition | 2,161 | $3.59 | $7,759.08 | (100%) 2.16K to 0 | |
| 04-Jan-12 9:04 PM View: | Bancorp Rhode Island, Inc. (BARI) | 01-Jan-12 | Option Exercise | 161 | -- | -- | 8% 2.0K to 2.16K |