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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Jan-17 9:42 AM View:  | Golden Queen Mining Co Ltd (GQMNF) | 24-Jan-17 | Acquisition (other) | 6,884,440 | $0.79 | $5,449,040.00 | 36% 19.23M to 26.12M | (7%) |
| 26-Jan-17 9:42 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 24-Jan-17 | Disposition (other) Duplicate | 6,884,440 | $0.79 | $5,449,040.00 | (26%) 26.12M to 19.23M | 7% |
| 19-Jan-16 2:42 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 14-Jan-16 | Gift Duplicate | 17,047,700 | -- | -- | 89% 19.23M to 36.28M | |
| 19-Jan-16 2:42 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 14-Jan-16 | Gift | 17,047,700 | -- | -- | (47%) 36.28M to 19.23M | |
| 14-Dec-15 1:32 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 08-Dec-15 | Acquisition (other) | 720 | $3.18 | $2,289.60 | < 1% 19.24M to 19.24M | |
| 14-Dec-15 1:32 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 08-Dec-15 | Disposition (other) Duplicate | 10,000 | $3.18 | $31,800.00 | (< 1%) 19.24M to 19.23M | |
| 25-Nov-15 10:55 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 24-Nov-15 | Disposition (other) | 1,107,000 | $0.55 | $608,850.00 | (5%) 20.35M to 19.24M | (2%) |
| 27-Mar-14 1:31 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 26-Mar-14 | Acquisition (other) | 17,047,000 | $1.64 | $27,957,100.00 | 248% 6.89M to 23.93M | (4%) |
| 27-Mar-14 1:31 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 26-Mar-14 | Disposition (other) | 6,886,510 | $1.64 | $11,293,900.00 | (29%) 23.93M to 17.05M | 4% |
| 10-Dec-13 11:05 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 09-Dec-13 | Gift Duplicate | 6,886,510 | -- | -- | 100% 6.89M to 13.77M | |
| 10-Dec-13 11:05 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 09-Dec-13 | Gift | 6,886,510 | -- | -- | (50%) 13.77M to 6.89M | |
| 04-Dec-13 11:58 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 02-Dec-13 | Acquisition (other) | 6,886,510 | $0.79 | $5,416,930.00 | 100% 6.89M to 13.77M | 106% |
| 04-Dec-13 11:58 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 02-Dec-13 | Disposition (other) | 6,886,510 | $0.79 | $5,416,930.00 | (50%) 13.77M to 6.89M | (106%) |
| 01-May-13 12:03 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 30-Apr-13 | Gift Duplicate | 6,886,510 | -- | -- | 100% 6.89M to 13.77M | |
| 01-May-13 12:03 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 30-Apr-13 | Gift | 6,886,510 | -- | -- | (50%) 13.77M to 6.89M | |
| 23-Apr-13 12:19 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 23-Apr-13 | Market Purchase | 6,886,510 | $0.99 | $6,848,630.00 | 100% 6.89M to 13.77M | 68% |
| 23-Apr-13 12:19 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 23-Apr-13 | Private Sale Duplicate | 6,886,510 | $0.99 | $6,848,630.00 | (50%) 13.77M to 6.89M | |
| 27-Mar-13 10:40 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 26-Mar-13 | Gift | 6,886,510 | -- | -- | (100%) 6.89M to 0 | |
| 25-Mar-13 2:01 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 21-Mar-13 | Market Purchase | 4,919,860 | $2.05 | $10,085,700.00 | 71% 6.89M to 11.81M | (19%) |
| 25-Mar-13 2:01 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 21-Mar-13 | Market Sale | 4,919,860 | $2.05 | $10,085,700.00 | (42%) 11.81M to 6.89M | 19% |
| 19-Feb-13 12:42 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 15-Feb-13 | Gift Duplicate | 2,545,820 | -- | -- | (51%) 4.98M to 2.43M | |
| 06-Feb-13 12:11 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 24-Oct-12 | Gift | 1,966,650 | -- | -- | 18% 10.92M to 12.89M | |
| 06-Feb-13 12:11 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 12-Jul-12 | Gift Duplicate | 3,362,240 | -- | -- | 26% 12.89M to 16.25M | |
| 06-Feb-13 12:11 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 12-Jul-12 | Gift | 3,362,240 | -- | -- | (21%) 16.25M to 12.89M | |
| 06-Feb-13 12:11 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 24-Apr-12 | Gift | 1,338,200 | -- | -- | 16% 8.19M to 9.52M | |
| 06-Feb-13 12:11 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 07-Feb-12 | Gift | 2,024,040 | -- | -- | 27% 7.5M to 9.52M | |
| 18-Oct-11 1:24 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 12-Oct-11 | Gift | 3,524,270 | -- | -- | 13% 26.34M to 29.87M | |
| 18-Oct-11 1:24 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 12-Oct-11 | Gift | 3,524,970 | -- | -- | (12%) 29.87M to 26.34M | |
| 18-Oct-11 1:24 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 11-Apr-11 | Gift Duplicate | 829,579 | -- | -- | 3% 25.51M to 26.34M | |
| 18-Oct-11 1:24 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 07-Apr-11 | Market Purchase Duplicate | 10,000 | $3.09 | $30,900.00 | < 1% 25.5M to 25.51M | (37%) |
| 18-Oct-11 1:24 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 03-Feb-11 | Gift Duplicate | 1,999,390 | -- | -- | 9% 23.5M to 25.5M | |
| 19-Apr-10 11:45 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 09-Apr-10 | Gift Duplicate | 4,990,470 | -- | -- | 19% 26.15M to 31.14M | |
| 19-Apr-10 11:45 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 09-Apr-10 | Gift | 4,990,470 | -- | -- | (16%) 31.14M to 26.15M | |
| 18-Feb-10 10:57 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 02-Feb-10 | Gift Duplicate | 11,361,200 | -- | -- | 43% 26.15M to 37.51M | |
| 18-Feb-10 10:57 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 02-Feb-10 | Gift | 11,361,200 | -- | -- | (30%) 37.51M to 26.15M | |
| 12-Feb-10 1:34 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 15-Jul-09 | Purchase | 1,200,000 | $0.65 | $780,000.00 | 5% 24.95M to 26.15M | |
| 13-Oct-06 5:34 PM View: | Ade Corp (ADEX) | 11-Oct-06 | Disposition | 1,312,290 | -- | -- | (100%) 1.31M to 0 | |
| 14-Jun-06 11:25 AM View: | Golden Queen Mining Co Ltd (GQMNF) | 02-Jun-06 | Conversion | 3,652,170 | $0.49 | $1,789,570.00 | 28% 12.93M to 16.58M | |
| 10-Feb-05 1:00 PM View: | Ade Corp (ADEX) | 09-Feb-05 | Acquisition (other) | 522 | -- | -- | < 1% 1.31M to 1.31M | |
| 03-Mar-04 10:00 PM View: | Golden Queen Mining Co Ltd (GQMNF) | 26-Jan-04 | Purchase | 3,000,000 | $0.50 | $1,500,000.00 | 26% 11.62M to 14.62M | |
| 20-Nov-03 10:00 PM View: | Ade Corp (ADEX) | 19-Nov-03 | Acquisition (other) | 965 | $7.77 | $7,494.60 | < 1% 1.31M to 1.31M | |
| 21-Oct-03 10:00 PM View: | Eaton Vance Corp. (EV) | 03-Oct-03 | Market Sale | 10,000 | $34.65 | $346,500.00 | (< 1%) 8.77M to 8.76M | (326%) |
| 24-Sep-03 10:00 PM View: | Eaton Vance Corp. (EV) | 25-Aug-03 | Gift | 30,000 | -- | -- | (< 1%) 8.8M to 8.77M |