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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-May-13 5:19 PM View:  | Geokinetics Inc. (NONE) | 10-May-13 | Disposition | 606,526 | -- | -- | (100%) 606.53K to 0 | |
| 15-Mar-12 8:03 PM View: | Geokinetics Inc. (NONE) | 13-Mar-12 | Grant | 10,000 | -- | -- | 2% 603.54K to 613.54K | |
| 16-May-11 7:25 PM View: | Geokinetics Inc. (NONE) | 12-May-11 | Grant | 5,250 | -- | -- | < 1% 598.29K to 603.54K | |
| 10-Feb-11 4:58 PM View: | Geokinetics Inc. (NONE) | 28-Dec-10 | Gift | 4,000 | -- | -- | (100%) 4.0K to 0 | |
| 16-Dec-10 4:48 PM View: | Geokinetics Inc. (NONE) | 14-Dec-10 | Purchase | 4,000 | -- | -- | 100% 0 to 4.0K | |
| 16-Jun-10 2:56 PM View: | Geokinetics Inc. (NONE) | 15-Jun-10 | Market Purchase | 16,200 | $5.43 | $87,979.00 | 3% 582.09K to 598.29K | (96%) |
| 16-Jun-10 2:56 PM View: | Geokinetics Inc. (NONE) | 14-Jun-10 | Market Purchase | 16,100 | $5.53 | $89,092.60 | 3% 565.99K to 582.09K | (96%) |
| 11-Jun-10 6:07 PM View: | Geokinetics Inc. (NONE) | 11-Jun-10 | Market Purchase | 12,500 | $5.05 | $63,126.20 | 2% 553.49K to 565.99K | (96%) |
| 11-Jun-10 6:07 PM View: | Geokinetics Inc. (NONE) | 10-Jun-10 | Market Purchase | 35,200 | $4.97 | $174,909.00 | 7% 518.29K to 553.49K | (96%) |
| 11-Jun-10 6:07 PM View: | Geokinetics Inc. (NONE) | 09-Jun-10 | Market Purchase | 20,000 | $4.81 | $96,246.00 | 4% 498.29K to 518.29K | (96%) |
| 29-Mar-10 5:38 PM View: | Geokinetics Inc. (NONE) | 02-Mar-10 | Grant | 4,000 | -- | -- | < 1% 494.29K to 498.29K | |
| 26-Aug-09 5:16 PM View: | Geokinetics Inc. (NONE) | 29-Jun-09 | Grant | 4,000 | -- | -- | < 1% 490.29K to 494.29K | |
| 08-Mar-10 6:17 PM View: | Flotek Industries Inc. (FTK) | 02-Apr-09 | Conversion | 100,000 | $0.30 | $30,000.00 | 23% 430.0K to 530.0K | |
| 17-Mar-09 4:41 PM View: | Geokinetics Inc. (NONE) | 16-Mar-09 | Market Purchase | 9,325 | $3.11 | $29,038.80 | 2% 480.96K to 490.29K | (93%) |
| 08-Mar-10 6:17 PM View: | Flotek Industries Inc. (FTK) | 13-Mar-09 | Disposition | 18,504 | -- | -- | (4%) 448.5K to 430.0K | |
| 17-Mar-09 4:41 PM View: | Geokinetics Inc. (NONE) | 13-Mar-09 | Market Purchase | 9,663 | $2.74 | $26,468.10 | 2% 471.3K to 480.96K | (92%) |
| 13-Mar-09 4:49 PM View: | Geokinetics Inc. (NONE) | 12-Mar-09 | Market Purchase | 4,300 | $2.40 | $10,328.50 | < 1% 467.0K to 471.3K | (91%) |
| 13-Mar-09 4:49 PM View: | Geokinetics Inc. (NONE) | 11-Mar-09 | Market Purchase | 62,600 | $2.16 | $135,223.00 | 15% 404.4K to 467.0K | (90%) |
| 18-Feb-09 8:18 PM View: | Flotek Industries Inc. (FTK) | 16-Feb-09 | Grant | 14,344 | -- | -- | 2% 868.31K to 882.66K | |
| 21-Nov-08 5:39 PM View: | Flotek Industries Inc. (FTK) | 21-Nov-08 | Grant | 52,700 | $1.88 | $99,269.00 | 14% 381.46K to 434.16K | (23%) |
| 25-Jul-08 9:22 PM View: | Flotek Industries Inc. (FTK) | 28-Mar-08 | Grant | 1,760 | -- | -- | < 1% 379.7K to 381.46K | |
| 07-Dec-07 4:17 PM View: | Geokinetics Inc. (NONE) | 05-Dec-07 | Acquisition (other) | 107,241 | -- | -- | 12% 908.72K to 1.02M | |
| 07-Dec-07 4:17 PM View: | Geokinetics Inc. (NONE) | 05-Dec-07 | Disposition (other) | 611,556 | -- | -- | (60%) 1.02M to 404.4K | |
| 15-Nov-07 4:04 PM View: | Grey Wolf Inc. (GW) | 13-Nov-07 | Grant | 26,000 | -- | -- | 2% 1.37M to 1.4M | |
| 13-Sep-07 1:34 PM View: | Flotek Industries Inc. (FTK) | 13-Sep-07 | Market Sale | 25,000 | $39.03 | $975,802.00 | (6%) 401.5K to 376.5K | 98% |
| 13-Sep-07 1:34 PM View: | Flotek Industries Inc. (FTK) | 12-Sep-07 | Market Sale | 700 | $39.00 | $27,300.00 | (< 1%) 402.2K to 401.5K | 98% |
| 06-Sep-07 2:12 PM View: | Flotek Industries Inc. (FTK) | 04-Sep-07 | Market Sale | 25,400 | $39.00 | $990,600.00 | (6%) 427.6K to 402.2K | 98% |
| 30-Aug-07 4:15 PM View: | Flotek Industries Inc. (FTK) | 29-Aug-07 | Market Sale | 23,900 | $39.04 | $933,113.00 | (5%) 451.5K to 427.6K | 98% |
| 08-Aug-07 8:36 PM View: | Flotek Industries Inc. (FTK) | 08-Aug-07 | Market Sale | 49,400 | $32.84 | $1,622,300.00 | (3%) 1.5M to 1.45M | 98% |
| 08-Aug-07 8:36 PM View: | Flotek Industries Inc. (FTK) | 07-Aug-07 | Market Sale | 600 | $32.00 | $19,200.00 | (< 1%) 1.5M to 1.5M | 97% |
| 25-May-07 4:59 PM View: | Geokinetics Inc. (NONE) | 23-May-07 | Grant | 1,785 | -- | -- | < 1% 906.93K to 908.72K | |
| 17-May-07 1:51 PM View: | Flotek Industries Inc. (FTK) | 17-May-07 | Market Sale | 14,652 | $45.02 | $659,584.00 | (6%) 265.4K to 250.75K | 96% |
| 16-May-07 11:02 AM View: | Flotek Industries Inc. (FTK) | 15-May-07 | Market Sale | 7,700 | $45.00 | $346,500.00 | (3%) 273.1K to 265.4K | 96% |
| 16-May-07 9:39 AM View: | Flotek Industries Inc. (FTK) | 14-May-07 | Market Sale | 2,248 | $45.32 | $101,875.00 | (< 1%) 275.35K to 273.1K | 96% |
| 14-May-07 10:42 AM View: | Flotek Industries Inc. (FTK) | 11-May-07 | Market Sale | 7,100 | $46.02 | $326,772.00 | (2%) 300.75K to 293.65K | 96% |
| 14-May-07 10:44 AM View: | Flotek Industries Inc. (FTK) | 11-May-07 | Market Sale | 14,046 | $45.37 | $637,313.00 | (5%) 293.65K to 279.6K | 96% |
| 14-May-07 10:45 AM View: | Flotek Industries Inc. (FTK) | 11-May-07 | Market Sale | 4,254 | $45.39 | $193,105.00 | (2%) 279.6K to 275.35K | 96% |
| 16-Nov-06 4:21 PM View: | Grey Wolf Inc. (GW) | 14-Nov-06 | Grant | 15,000 | -- | -- | 1% 1.36M to 1.37M | |
| 03-Nov-06 7:27 PM View: | Geokinetics Inc. (NONE) | 01-Nov-06 | Grant | 30,303 | -- | -- | < 1% 9.04M to 9.07M | |
| 05-Oct-06 3:23 PM View: | Geokinetics Inc. (NONE) | 03-Oct-06 | Market Purchase | 274,688 | $1.70 | $466,970.00 | 3% 8.42M to 8.7M | (99%) |
| 16-Aug-06 2:56 PM View: | Grey Wolf Inc. (GW) | 14-Aug-06 | Exercise (in-the money or at-the-money) | 75,000 | $1.62 | $121,875.00 | 6% 1.28M to 1.36M | |
| 05-Oct-06 3:23 PM View: | Geokinetics Inc. (NONE) | 11-May-06 | Acquisition (other) | 119,025 | -- | -- | 1% 8.31M to 8.42M | |
| 12-May-06 4:29 PM View: | Grey Wolf Inc. (GW) | 10-May-06 | Market Sale | 100,000 | $8.58 | $858,300.00 | (7%) 1.38M to 1.28M | 18% |
| 21-Feb-06 4:19 PM View: | Grey Wolf Inc. (GW) | 16-Feb-06 | Grant | 10,000 | -- | -- | < 1% 1.37M to 1.38M | |
| 07-Feb-06 11:09 AM View: | Flotek Industries Inc. (FTK) | 15-Dec-05 | Conversion | 2,285 | $3.82 | $8,728.70 | < 1% 298.46K to 300.75K | |
| 12-Dec-05 1:07 PM View: | Union Drilling, Inc. (UDRLE.OB) | 09-Dec-05 | Sale Duplicate | 1,323,530 | $13.06 | $17,278,700.00 | (14%) 9.42M to 8.09M | |
| 12-Dec-05 4:26 PM View: | Grey Wolf Inc. (GW) | 08-Dec-05 | Market Sale | 100,000 | $8.10 | $810,290.00 | (7%) 1.47M to 1.37M | 13% |
| 05-Dec-05 2:46 PM View: | Geokinetics Inc. (NONE) | 01-Dec-05 | Conversion | 1,372,700 | -- | -- | 24% 5.73M to 7.11M | |
| 05-Dec-05 2:46 PM View: | Geokinetics Inc. (NONE) | 01-Dec-05 | Private Purchase | 1,200,000 | -- | -- | 17% 7.11M to 8.31M | |
| 28-Nov-05 5:15 PM View: | Union Drilling, Inc. (UDRLE.OB) | 28-Nov-05 | Market Sale Duplicate | 3,884,010 | $13.06 | $50,705,800.00 | (29%) 13.3M to 9.42M | 35% |