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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Jun-20 4:03 PM View:  | Codexis, Inc. (CDXS) | 12-Jun-20 | Market Sale (Planned) | 4,947 | $10.61 | $52,464.40 | (13%) 38.04K to 33.09K | (115%) |
| 03-Apr-20 4:07 PM View: | Codexis, Inc. (CDXS) | 02-Apr-20 | Market Sale (Planned) | 7,500 | $10.52 | $78,865.50 | (16%) 45.54K to 38.04K | (117%) |
| 03-Apr-20 4:07 PM View: | Codexis, Inc. (CDXS) | 01-Apr-20 | Market Sale (Planned) | 7,500 | $10.88 | $81,576.00 | (14%) 53.04K to 45.54K | (110%) |
| 17-Jan-20 4:18 PM View: | Codexis, Inc. (CDXS) | 16-Jan-20 | Market Sale (Planned) | 10,000 | $18.61 | $186,090.00 | (16%) 63.04K to 53.04K | (22%) |
| 17-Jan-20 4:18 PM View: | Codexis, Inc. (CDXS) | 15-Jan-20 | Market Sale (Planned) | 10,000 | $18.68 | $186,816.00 | (14%) 73.04K to 63.04K | (22%) |
| 12-Dec-19 4:10 PM View: | Codexis, Inc. (CDXS) | 11-Dec-19 | Market Sale (Planned) | 17,500 | $15.59 | $272,892.00 | (19%) 90.54K to 73.04K | (46%) |
| 12-Dec-19 4:10 PM View: | Codexis, Inc. (CDXS) | 10-Dec-19 | Market Sale (Planned) | 17,500 | $15.61 | $273,236.00 | (16%) 108.04K to 90.54K | (46%) |
| 13-Jun-19 4:10 PM View: | Codexis, Inc. (CDXS) | 11-Jun-19 | Grant | 4,947 | -- | -- | 5% 103.09K to 108.04K | |
| 31-Dec-18 7:14 PM View: | Codexis, Inc. (CDXS) | 28-Dec-18 | Market Sale (Planned) | 12,500 | $15.98 | $199,725.00 | (11%) 115.59K to 103.09K | (42%) |
| 31-Dec-18 7:14 PM View: | Codexis, Inc. (CDXS) | 27-Dec-18 | Market Sale (Planned) | 12,500 | $16.09 | $201,076.00 | (10%) 128.09K to 115.59K | (42%) |
| 28-Sep-18 7:42 PM View: | Codexis, Inc. (CDXS) | 27-Sep-18 | Market Sale (Planned) | 12,500 | $18.07 | $225,904.00 | (9%) 140.59K to 128.09K | (26%) |
| 28-Sep-18 7:42 PM View: | Codexis, Inc. (CDXS) | 26-Sep-18 | Market Sale (Planned) | 12,500 | $19.00 | $237,489.00 | (8%) 153.09K to 140.59K | (20%) |
| 27-Jun-18 6:01 PM View: | Codexis, Inc. (CDXS) | 26-Jun-18 | Market Sale (Planned) | 12,500 | $14.38 | $179,775.00 | (8%) 165.59K to 153.09K | (58%) |
| 27-Jun-18 6:01 PM View: | Codexis, Inc. (CDXS) | 25-Jun-18 | Market Sale (Planned) | 12,500 | $15.48 | $193,550.00 | (7%) 178.09K to 165.59K | (47%) |
| 12-Jun-18 9:04 PM View: | Codexis, Inc. (CDXS) | 11-Jun-18 | Grant | 5,923 | -- | -- | 3% 172.17K to 178.09K | |
| 30-Mar-18 11:56 AM View: | Codexis, Inc. (CDXS) | 29-Mar-18 | Market Sale (Planned) | 12,500 | $11.06 | $138,195.00 | (7%) 184.67K to 172.17K | (106%) |
| 30-Mar-18 11:56 AM View: | Codexis, Inc. (CDXS) | 28-Mar-18 | Market Sale (Planned) | 12,500 | $11.05 | $138,122.00 | (6%) 197.17K to 184.67K | (106%) |
| 16-Jun-17 6:49 PM View: | Codexis, Inc. (CDXS) | 14-Jun-17 | Grant | 17,894 | -- | -- | 10% 179.28K to 197.17K | |
| 17-Jun-16 5:08 PM View: | Codexis, Inc. (CDXS) | 15-Jun-16 | Grant | 20,094 | -- | -- | 13% 159.18K to 179.28K | |
| 31-Aug-15 4:37 PM View: | Intermolecular Inc (IMI) | 28-Aug-15 | Option Exercise | 125,000 | $1.50 | $187,500.00 | 3074% 4.07K to 129.07K | |
| 12-Jun-15 4:40 PM View: | Codexis, Inc. (CDXS) | 10-Jun-15 | Grant | 20,731 | -- | -- | 15% 138.45K to 159.18K | |
| 12-Jun-15 4:37 PM View: | Codexis, Inc. (CDXS) | 10-Nov-14 | Disposition (other) | 2,921,220 | -- | -- | (95%) 3.06M to 138.45K | |
| 17-Feb-15 2:33 PM View: | Intermolecular Inc (IMI) | 10-Nov-14 | Disposition (other) | 4,481,260 | $2.20 | $9,858,760.00 | (100%) 4.49M to 4.07K | 50% |
| 13-Jun-14 4:10 PM View: | Codexis, Inc. (CDXS) | 11-Jun-14 | Grant | 57,432 | -- | -- | 2% 3.0M to 3.06M | |
| 17-Mar-14 7:05 PM View: | Intermolecular Inc (IMI) | 13-Mar-14 | Acquisition (other) | 4,067 | -- | -- | < 1% 6.53M to 6.53M | |
| 17-Feb-15 2:33 PM View: | Intermolecular Inc (IMI) | 12-Mar-14 | Disposition (other) | 1,022,420 | -- | -- | (19%) 5.51M to 4.49M | |
| 06-Jan-14 6:14 PM View: | Codexis, Inc. (CDXS) | 02-Jan-14 | Grant | 35,416 | -- | -- | 1% 2.97M to 3.0M | |
| 17-Feb-15 2:33 PM View: | Intermolecular Inc (IMI) | 09-Sep-13 | Disposition (other) | 1,022,420 | -- | -- | (16%) 6.53M to 5.51M | |
| 17-Feb-15 2:33 PM View: | Intermolecular Inc (IMI) | 13-Jun-13 | Disposition (other) | 1,022,420 | -- | -- | (14%) 7.55M to 6.53M | |
| 28-Jan-13 9:25 PM View: | Codexis, Inc. (CDXS) | 24-Jan-13 | Grant | 43,103 | -- | -- | 1% 2.92M to 2.97M | |
| 23-Nov-11 11:38 AM View: | Intermolecular Inc (IMI) | 23-Nov-11 | Conversion | 7,548,440 | -- | -- | 100% 0 to 7.55M | |
| 25-Feb-11 3:41 PM View: | Entropic Communications, Inc. (ENTR) | 23-Feb-11 | Acquisition (other) | 3,265 | $9.21 | $30,070.70 | < 1% 4.61M to 4.61M | 49% |
| 25-Feb-11 3:41 PM View: | Entropic Communications, Inc. (ENTR) | 23-Feb-11 | Disposition (other) | 902,534 | $9.21 | $8,312,340.00 | (20%) 4.61M to 3.71M | (49%) |
| 30-Aug-10 11:37 AM View: | Codexis, Inc. (CDXS) | 27-Aug-10 | Market Purchase | 2,500 | $7.55 | $18,864.00 | < 1% 2.92M to 2.92M | 205% |
| 24-Aug-10 2:13 PM View: | Entropic Communications, Inc. (ENTR) | 30-Jul-10 | Acquisition (other) | 6,963 | $7.83 | $54,520.30 | < 1% 6.09M to 6.09M | 71% |
| 24-Aug-10 2:13 PM View: | Entropic Communications, Inc. (ENTR) | 30-Jul-10 | Disposition (other) | 1,497,260 | $7.83 | $11,723,600.00 | (25%) 6.09M to 4.6M | (71%) |
| 29-Apr-10 9:42 PM View: | Codexis, Inc. (CDXS) | 27-Apr-10 | Conversion Duplicate | 2,921,220 | -- | -- | 100% 0 to 2.92M | |
| 14-Dec-07 1:33 PM View: | Entropic Communications, Inc. (ENTR) | 12-Dec-07 | Conversion Duplicate | 7,523,610 | $0.00 | $21,106.40 | (188090000%) 0 to 7.52M | |
| 14-Jun-07 4:54 PM View: | Symyx Technologies Inc. (SMMX.PK) | 12-Jun-07 | Grant | 4,546 | -- | -- | 244% 1.86K to 6.41K | |
| 30-May-06 2:53 PM View: | Symyx Technologies Inc. (SMMX.PK) | 25-May-06 | Grant | 1,864 | -- | -- | 100% 0 to 1.86K | |
| 10-Dec-04 6:12 PM View: | Aclara Biosciences Inc (ACLA) | 10-Dec-04 | Disposition | 66,135 | -- | -- | (28%) 236.44K to 170.3K | |
| 10-Dec-04 6:12 PM View: | Aclara Biosciences Inc (ACLA) | 10-Dec-04 | Disposition | 170,302 | -- | -- | (100%) 170.3K to 0 | |
| 07-Jan-04 10:00 PM View: | Aclara Biosciences Inc (ACLA) | 05-Jan-04 | Acquisition (other) | 16,040 | -- | -- | 2% 729.72K to 745.76K | |
| 07-Jan-04 10:00 PM View: | Aclara Biosciences Inc (ACLA) | 05-Jan-04 | Disposition (other) | 341,323 | -- | -- | (46%) 745.76K to 404.43K | |
| 03-Sep-03 10:00 PM View: | Netro Corp (NTRO.OB) | 29-Aug-03 | Option Exercise | 25,000 | $2.00 | $50,000.00 | (100%) (-25.0K) to 0 |