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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-May-19 8:30 AM View:  | Sierra Monitor Corp. (SRMC) | 20-May-19 | Disposition | 2,767,690 | $3.25 | $8,994,990.00 | (100%) 2.77M to 0 | |
| 11-Sep-17 4:48 PM View: | Zhone Technologies Inc. (DZSI) | 09-Sep-17 | Option Exercise | 750 | -- | -- | 9% 8.58K to 9.33K | |
| 22-Feb-17 12:37 PM View: | Zhone Technologies Inc. (DZSI) | 20-Feb-17 | Grant | 16,807 | -- | -- | 64% 26.07K to 42.88K | |
| 13-Nov-15 8:04 PM View: | Xoom Corp (XOOMDD.PK) | 12-Nov-15 | Disposition | 50,535 | $25.00 | $1,263,380.00 | (85%) 59.61K to 9.07K | (5%) |
| 13-Nov-15 8:04 PM View: | Xoom Corp (XOOMDD.PK) | 12-Nov-15 | Disposition | 9,073 | $25.00 | $226,825.00 | (100%) 9.07K to 0 | (5%) |
| 01-Jun-15 6:48 PM View: | Xoom Corp (XOOMDD.PK) | 28-May-15 | Grant | 6,019 | -- | -- | 197% 3.05K to 9.07K | |
| 06-May-15 10:59 AM View: | Zhone Technologies Inc. (DZSI) | 05-May-15 | Grant | 25,695 | -- | -- | 6780% 0.38K to 26.07K | |
| 27-Apr-15 9:10 PM View: | SVB Financial Group (SIVBQ) | 23-Apr-15 | Option Exercise | 940 | -- | -- | 6% 17.03K to 17.97K | |
| 24-Nov-14 5:26 PM View: | Sierra Monitor Corp. (SRMC) | 20-Nov-14 | Purchase | 54,500 | $1.50 | $81,750.00 | 2% 2.5M to 2.56M | |
| 02-Jun-14 5:44 PM View: | Xoom Corp (XOOMDD.PK) | 29-May-14 | Grant | 1,378 | -- | -- | 82% 1.68K to 3.05K | |
| 28-Apr-14 5:22 PM View: | SVB Financial Group (SIVBQ) | 24-Apr-14 | Option Exercise | 1,349 | -- | -- | 9% 15.68K to 17.03K | |
| 13-Dec-13 11:39 AM View: | Zhone Technologies Inc. (DZSI) | 12-Dec-13 | Market Sale | 4,927 | $4.47 | $22,012.90 | (93%) 5.31K to 0.38K | 38% |
| 13-Dec-13 11:39 AM View: | Zhone Technologies Inc. (DZSI) | 11-Dec-13 | Market Sale | 38,597 | $4.55 | $175,524.00 | (88%) 43.9K to 5.31K | 39% |
| 09-Dec-13 1:19 PM View: | Zhone Technologies Inc. (DZSI) | 06-Dec-13 | Option Exercise | 45,747 | $1.66 | $75,976.00 | 104% 43.9K to 89.65K | |
| 09-Dec-13 1:19 PM View: | Zhone Technologies Inc. (DZSI) | 06-Dec-13 | Market Option Sale | 45,747 | $5.28 | $241,407.00 | (51%) 89.65K to 43.9K | 48% |
| 09-Dec-13 1:19 PM View: | Zhone Technologies Inc. (DZSI) | 05-Dec-13 | Option Exercise | 22,630 | $2.14 | $48,437.70 | 52% 43.9K to 66.53K | |
| 09-Dec-13 1:19 PM View: | Zhone Technologies Inc. (DZSI) | 05-Dec-13 | Market Option Sale | 22,630 | $5.01 | $113,376.00 | (34%) 66.53K to 43.9K | 45% |
| 04-Dec-13 3:18 PM View: | Zhone Technologies Inc. (DZSI) | 02-Dec-13 | Option Exercise | 5,826 | $1.89 | $11,011.10 | 13% 43.9K to 49.73K | |
| 04-Dec-13 3:18 PM View: | Zhone Technologies Inc. (DZSI) | 02-Dec-13 | Market Option Sale | 5,826 | $5.48 | $31,944.00 | (12%) 49.73K to 43.9K | 50% |
| 02-Dec-13 12:06 PM View: | Zhone Technologies Inc. (DZSI) | 27-Nov-13 | Option Exercise | 2,800 | $1.89 | $5,292.00 | 6% 43.9K to 46.7K | |
| 02-Dec-13 12:06 PM View: | Zhone Technologies Inc. (DZSI) | 27-Nov-13 | Market Option Sale | 2,800 | $5.46 | $15,281.80 | (6%) 46.7K to 43.9K | 49% |
| 27-Nov-13 10:57 AM View: | Zhone Technologies Inc. (DZSI) | 26-Nov-13 | Option Exercise | 64,084 | $1.12 | $71,535.80 | 77% 83.08K to 147.16K | |
| 27-Nov-13 10:57 AM View: | Zhone Technologies Inc. (DZSI) | 26-Nov-13 | Market Option Sale | 64,084 | $5.44 | $348,866.00 | (44%) 147.16K to 83.08K | 49% |
| 27-Nov-13 10:57 AM View: | Zhone Technologies Inc. (DZSI) | 26-Nov-13 | Market Sale | 39,177 | $5.44 | $213,275.00 | (47%) 83.08K to 43.9K | 49% |
| 27-Nov-13 10:57 AM View: | Zhone Technologies Inc. (DZSI) | 25-Nov-13 | Option Exercise | 9,854 | $0.50 | $4,927.00 | 12% 83.08K to 92.93K | |
| 27-Nov-13 10:57 AM View: | Zhone Technologies Inc. (DZSI) | 25-Nov-13 | Market Option Sale | 9,854 | $5.46 | $53,842.30 | (11%) 92.93K to 83.08K | 49% |
| 18-Nov-13 4:49 PM View: | Xoom Corp (XOOMDD.PK) | 15-Nov-13 | Acquisition (other) | 48,754 | -- | -- | 1406% 3.47K to 52.22K | |
| 31-Oct-13 2:00 PM View: | Xoom Corp (XOOMDD.PK) | 29-Oct-13 | Acquisition (other) | 1,781 | -- | -- | 106% 1.68K to 3.46K | |
| 04-Jun-13 6:21 PM View: | Xoom Corp (XOOMDD.PK) | 31-May-13 | Grant | 1,676 | -- | -- | 100% 0 to 1.68K | |
| 06-May-13 4:47 PM View: | Zhone Technologies Inc. (DZSI) | 02-May-13 | Grant | 21,052 | -- | -- | 34% 62.03K to 83.08K | |
| 29-Apr-13 7:59 PM View: | SVB Financial Group (SIVBQ) | 25-Apr-13 | Option Exercise | 1,675 | -- | -- | 12% 14.01K to 15.68K | |
| 20-Nov-12 3:50 PM View: | Targacept, Inc. (GYRE) | 19-Nov-12 | Exercise (in-the money or at-the-money) | 3,333 | $0.08 | $249.98 | < 1% 4.57M to 4.57M | |
| 14-Nov-12 2:34 PM View: | Sierra Monitor Corp. (SRMC) | 13-Nov-12 | Market Purchase | 25,000 | $1.70 | $42,500.00 | 1% 2.48M to 2.5M | (16%) |
| 30-Oct-12 2:07 PM View: | Millennial Media Inc. (MM) | 29-Oct-12 | Sale Duplicate | 1,597,790 | $13.44 | $21,478,300.00 | (16%) 9.79M to 8.2M | |
| 12-Sep-12 5:37 PM View: | Sierra Monitor Corp. (SRMC) | 07-Sep-12 | Market Purchase | 1,500 | $1.65 | $2,475.00 | < 1% 2.48M to 2.48M | (13%) |
| 12-Sep-12 5:37 PM View: | Sierra Monitor Corp. (SRMC) | 06-Sep-12 | Market Purchase | 850 | $1.65 | $1,402.50 | < 1% 2.47M to 2.48M | (13%) |
| 06-Sep-12 2:58 PM View: | Fusion-Io, Inc. (FIO) | 05-Sep-12 | Market Sale Duplicate | 74,986 | $27.69 | $2,076,210.00 | (< 1%) 9.12M to 9.05M | (3%) |
| 06-Sep-12 2:58 PM View: | Fusion-Io, Inc. (FIO) | 04-Sep-12 | Acquisition (other) | 57,724 | -- | -- | < 1% 13.61M to 13.67M | |
| 06-Sep-12 2:58 PM View: | Fusion-Io, Inc. (FIO) | 04-Sep-12 | Disposition (other) Duplicate | 4,545,000 | -- | -- | (33%) 13.67M to 9.12M | |
| 06-Sep-12 3:12 PM View: | Sierra Monitor Corp. (SRMC) | 04-Sep-12 | Market Purchase | 500 | $1.65 | $825.00 | < 1% 2.47M to 2.47M | (13%) |
| 06-Sep-12 3:12 PM View: | Sierra Monitor Corp. (SRMC) | 31-Aug-12 | Market Purchase | 500 | $1.65 | $825.00 | < 1% 2.47M to 2.47M | (13%) |
| 06-Sep-12 3:12 PM View: | Sierra Monitor Corp. (SRMC) | 29-Aug-12 | Market Purchase | 650 | $1.65 | $1,072.50 | < 1% 2.47M to 2.47M | (13%) |
| 29-Aug-12 5:53 PM View: | Sierra Monitor Corp. (SRMC) | 28-Aug-12 | Market Purchase | 2,000 | $1.62 | $3,250.00 | < 1% 2.47M to 2.47M | (11%) |
| 29-Aug-12 5:53 PM View: | Sierra Monitor Corp. (SRMC) | 27-Aug-12 | Market Purchase | 1,000 | $1.65 | $1,650.00 | < 1% 2.47M to 2.47M | (13%) |
| 27-Aug-12 5:03 PM View: | Sierra Monitor Corp. (SRMC) | 24-Aug-12 | Market Purchase | 1,500 | $1.60 | $2,400.00 | < 1% 2.47M to 2.47M | (10%) |
| 27-Aug-12 5:03 PM View: | Sierra Monitor Corp. (SRMC) | 23-Aug-12 | Market Purchase | 1,500 | $1.55 | $2,325.00 | < 1% 2.47M to 2.47M | (7%) |
| 02-Aug-12 2:13 PM View: | Hyperion Therapeutics Inc (HPTX) | 31-Jul-12 | Conversion Duplicate | 2,306,120 | -- | -- | 58620% 3.93K to 2.31M | |
| 02-Aug-12 2:13 PM View: | Hyperion Therapeutics Inc (HPTX) | 31-Jul-12 | Disposition (other) Duplicate | 51,119 | -- | -- | (2%) 2.94M to 2.88M | |
| 02-Aug-12 2:13 PM View: | Hyperion Therapeutics Inc (HPTX) | 31-Jul-12 | Purchase Duplicate | 500,000 | $10.00 | $5,000,000.00 | 22% 2.31M to 2.81M | |
| 02-Aug-12 2:13 PM View: | Hyperion Therapeutics Inc (HPTX) | 31-Jul-12 | Exercise (in-the money or at-the-money) Duplicate | 125,291 | -- | -- | 4% 2.81M to 2.94M |