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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jun-08 2:41 PM View:  | Thermoenergy Corp (TMEN) | 02-Jun-08 | Exercise (in-the money or at-the-money) | 550,000 | $0.60 | $330,000.00 | 460% 119.59K to 669.59K | 140% |
| 14-Sep-07 3:35 PM View: | Compudyne Corp (CDCY) | 13-Sep-07 | Payment of Exercise | 148,928 | $7.00 | $1,042,500.00 | (99%) 150.0K to 1.07K | < 1% |
| 14-Sep-07 3:35 PM View: | Compudyne Corp (CDCY) | 13-Sep-07 | Option Exercise | 150,000 | $6.95 | $1,042,500.00 | 100% 0 to 150.0K | 0% |
| 14-Sep-07 3:35 PM View: | Compudyne Corp (CDCY) | 12-Sep-07 | Disposition (change in control) | 1,249,010 | $7.00 | $8,743,040.00 | (100%) 1.25M to 0 | < 1% |
| 07-Feb-07 5:20 PM View: | Compudyne Corp (CDCY) | 07-Feb-07 | Market Sale (Planned) | 46,000 | $7.03 | $323,380.00 | (4%) 1.29M to 1.25M | 1% |
| 06-Feb-07 5:29 PM View: | Compudyne Corp (CDCY) | 05-Feb-07 | Market Sale (Planned) | 44,100 | $7.03 | $309,836.00 | (3%) 1.34M to 1.29M | 1% |
| 05-Feb-07 11:06 AM View: | Compudyne Corp (CDCY) | 02-Feb-07 | Market Sale (Planned) | 41,100 | $7.24 | $297,407.00 | (3%) 1.38M to 1.34M | 4% |
| 05-Feb-07 11:06 AM View: | Compudyne Corp (CDCY) | 01-Feb-07 | Market Sale (Planned) | 4,419 | $7.68 | $33,941.60 | (< 1%) 1.38M to 1.38M | 10% |
| 17-Jan-07 4:51 PM View: | Compudyne Corp (CDCY) | 17-Jan-07 | Market Sale (Planned) | 39,581 | $7.01 | $277,593.00 | (3%) 1.42M to 1.38M | < 1% |
| 17-Jan-07 4:51 PM View: | Compudyne Corp (CDCY) | 16-Jan-07 | Market Sale (Planned) | 49,500 | $7.05 | $348,975.00 | (3%) 1.47M to 1.42M | 1% |
| 09-Jun-06 3:27 PM View: | Compudyne Corp (CDCY) | 08-Jun-06 | Market Purchase | 68 | $6.80 | $460.00 | < 1% 1.47M to 1.47M | 2% |
| 05-Jun-06 3:06 PM View: | Compudyne Corp (CDCY) | 02-Jun-06 | Market Sale (Planned) | 19,800 | $7.00 | $138,602.00 | (1%) 1.49M to 1.47M | < 1% |
| 24-May-06 11:57 AM View: | Compudyne Corp (CDCY) | 23-May-06 | Market Sale (Planned) | 4,400 | $7.00 | $30,800.00 | (< 1%) 1.5M to 1.49M | < 1% |
| 22-May-06 12:39 PM View: | Compudyne Corp (CDCY) | 18-May-06 | Market Sale (Planned) | 1,100 | $7.00 | $7,700.00 | (< 1%) 1.5M to 1.5M | < 1% |
| 15-May-06 3:00 PM View: | Compudyne Corp (CDCY) | 12-May-06 | Market Purchase | 67 | $6.88 | $460.00 | < 1% 1.5M to 1.5M | 1% |
| 20-Oct-04 10:00 PM View: | Compudyne Corp (CDCY) | 15-Oct-04 | Market Sale | 3,000 | $8.50 | $25,500.00 | (< 1%) 1.5M to 1.5M | 18% |
| 23-Sep-04 10:00 PM View: | Compudyne Corp (CDCY) | 22-Sep-04 | Option Exercise | 150,000 | $1.50 | $225,000.00 | 11% 1.35M to 1.5M | |
| 16-Sep-04 10:00 PM View: | Compudyne Corp (CDCY) | 15-Sep-04 | Market Sale | 5,000 | $9.06 | $45,300.00 | (< 1%) 1.35M to 1.35M | 23% |
| 09-Sep-04 5:25 PM View: | Compudyne Corp (CDCY) | 08-Sep-04 | Market Sale | 5,000 | $9.02 | $45,100.00 | (< 1%) 1.36M to 1.35M | 23% |
| 02-Sep-04 8:37 AM View: | Compudyne Corp (CDCY) | 01-Sep-04 | Market Sale | 5,000 | $9.10 | $45,500.00 | (< 1%) 1.36M to 1.36M | 24% |
| 23-Sep-04 10:00 PM View: | Compudyne Corp (CDCY) | 31-Aug-04 | Market Purchase | 50 | $9.11 | $460.00 | < 1% 1.36M to 1.36M | (24%) |
| 26-Aug-04 4:22 PM View: | Compudyne Corp (CDCY) | 25-Aug-04 | Market Sale | 5,000 | $9.14 | $45,720.00 | (< 1%) 1.37M to 1.36M | 24% |
| 20-Aug-04 10:00 PM View: | Compudyne Corp (CDCY) | 18-Aug-04 | Market Sale | 5,000 | $8.54 | $42,700.00 | (< 1%) 1.37M to 1.37M | 19% |
| 12-Aug-04 10:00 PM View: | Compudyne Corp (CDCY) | 11-Aug-04 | Market Sale | 5,000 | $8.57 | $42,850.00 | (< 1%) 1.38M to 1.37M | 19% |
| 05-Aug-04 10:00 PM View: | Compudyne Corp (CDCY) | 04-Aug-04 | Market Sale | 5,000 | $9.16 | $45,788.00 | (< 1%) 1.38M to 1.38M | 24% |
| 23-Sep-04 10:00 PM View: | Compudyne Corp (CDCY) | 30-Jul-04 | Market Purchase | 76 | $9.10 | $690.00 | < 1% 1.38M to 1.38M | (24%) |
| 29-Jul-04 5:58 PM View: | Compudyne Corp (CDCY) | 28-Jul-04 | Market Sale | 5,000 | $9.16 | $45,800.00 | (< 1%) 1.39M to 1.38M | 24% |
| 22-Jul-04 4:46 PM View: | Compudyne Corp (CDCY) | 21-Jul-04 | Market Sale | 5,000 | $9.19 | $45,950.00 | (< 1%) 1.39M to 1.39M | 24% |
| 15-Jul-04 4:11 PM View: | Compudyne Corp (CDCY) | 14-Jul-04 | Market Sale | 5,000 | $9.41 | $47,063.00 | (< 1%) 1.4M to 1.39M | 26% |
| 08-Jul-04 5:09 PM View: | Compudyne Corp (CDCY) | 07-Jul-04 | Market Sale | 5,000 | $10.13 | $50,640.00 | (< 1%) 1.4M to 1.4M | 31% |
| 23-Sep-04 10:00 PM View: | Compudyne Corp (CDCY) | 30-Jun-04 | Purchase | 48 | $9.51 | $460.00 | < 1% 1.4M to 1.4M | |
| 02-Jul-04 12:31 PM View: | Compudyne Corp (CDCY) | 30-Jun-04 | Market Sale | 5,000 | $11.57 | $57,870.00 | (< 1%) 1.41M to 1.4M | 40% |
| 24-Jun-04 5:15 PM View: | Compudyne Corp (CDCY) | 23-Jun-04 | Market Sale | 5,000 | $10.80 | $54,000.00 | (< 1%) 1.41M to 1.41M | 36% |
| 17-Jun-04 4:38 PM View: | Compudyne Corp (CDCY) | 16-Jun-04 | Market Sale | 5,000 | $10.20 | $51,010.00 | (< 1%) 1.42M to 1.41M | 32% |
| 10-Jun-04 2:33 PM View: | Compudyne Corp (CDCY) | 09-Jun-04 | Market Sale | 5,000 | $10.30 | $51,509.00 | (< 1%) 1.42M to 1.42M | 33% |
| 03-Jun-04 3:41 PM View: | Compudyne Corp (CDCY) | 02-Jun-04 | Market Sale | 5,000 | $9.88 | $49,385.00 | (< 1%) 1.43M to 1.42M | 30% |
| 22-Jul-04 4:46 PM View: | Compudyne Corp (CDCY) | 31-May-04 | Purchase | 45 | $10.26 | $460.00 | < 1% 1.43M to 1.43M | (32%) |
| 27-May-04 4:12 PM View: | Compudyne Corp (CDCY) | 26-May-04 | Market Sale | 2,100 | $9.86 | $20,711.00 | (< 1%) 1.43M to 1.43M | 30% |
| 27-May-04 4:12 PM View: | Compudyne Corp (CDCY) | 26-May-04 | Market Sale | 2,900 | $9.88 | $28,652.00 | (< 1%) 1.43M to 1.43M | 30% |
| 21-May-04 10:00 PM View: | Compudyne Corp (CDCY) | 20-May-04 | Market Sale | 5,000 | $8.76 | $43,800.00 | (< 1%) 1.44M to 1.43M | 21% |
| 22-Jul-04 4:46 PM View: | Compudyne Corp (CDCY) | 30-Apr-04 | Market Purchase | 48 | $9.63 | $460.00 | < 1% 1.44M to 1.44M | (28%) |
| 21-May-04 10:00 PM View: | Compudyne Corp (CDCY) | 31-Mar-04 | Market Purchase | 43 | $10.65 | $460.00 | < 1% 1.44M to 1.44M | (35%) |
| 21-May-04 10:00 PM View: | Compudyne Corp (CDCY) | 27-Feb-04 | Market Purchase | 48 | $9.49 | $460.00 | < 1% 1.44M to 1.44M | (27%) |
| 21-May-04 10:00 PM View: | Compudyne Corp (CDCY) | 30-Jan-04 | Purchase | 74 | $9.35 | $690.00 | < 1% 1.44M to 1.44M | |
| 17-Feb-04 10:00 PM View: | Compudyne Corp (CDCY) | 31-Dec-03 | Purchase | 41 | $11.21 | $460.00 | < 1% 1.44M to 1.44M | (38%) |