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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Oct-21 5:23 PM View:  | First Pactrust Bancorp Inc. (BANC) | 18-Oct-21 | Grant | 1,991,230 | -- | -- | 129% 1.54M to 3.54M | |
| 17-May-21 4:06 PM View: | First Pactrust Bancorp Inc. (BANC) | 13-May-21 | Grant | 3,989 | -- | -- | < 1% 1.54M to 1.54M | |
| 17-Dec-20 4:42 PM View: | First Pactrust Bancorp Inc. (BANC) | 16-Dec-20 | Gift | 6,000 | -- | -- | (< 1%) 1.55M to 1.54M | |
| 18-May-20 5:45 PM View: | First Pactrust Bancorp Inc. (BANC) | 14-May-20 | Grant | 8,676 | -- | -- | < 1% 1.54M to 1.55M | |
| 14-Jun-19 7:38 PM View: | First Pactrust Bancorp Inc. (BANC) | 12-Jun-19 | Grant | 5,828 | -- | -- | < 1% 1.53M to 1.54M | |
| 03-Jan-19 11:05 AM View: | Guaranty Bancorp (GBNK) | 01-Jan-19 | Disposition | 94,396 | -- | -- | (94%) 100.51K to 6.11K | |
| 03-Jan-19 11:05 AM View: | Guaranty Bancorp (GBNK) | 01-Jan-19 | Disposition | 6,110 | -- | -- | (100%) 6.11K to 0 | |
| 21-Dec-18 4:05 PM View: | Porter Bancorp Inc. (LMST) | 20-Dec-18 | Market Purchase | 86,394 | $13.22 | $1,142,130.00 | 28% 304.69K to 391.09K | 47% |
| 21-Dec-18 4:05 PM View: | Porter Bancorp Inc. (LMST) | 19-Dec-18 | Market Purchase | 25,100 | $13.25 | $332,575.00 | 9% 279.59K to 304.69K | 47% |
| 06-Dec-18 2:00 PM View: | First Pactrust Bancorp Inc. (BANC) | 30-Nov-18 | Market Sale | 124 | $17.16 | $2,127.39 | (< 1%) 1.53M to 1.53M | 17% |
| 06-Dec-18 10:33 AM View: | Guaranty Bancorp (GBNK) | 30-Nov-18 | Acquisition (other) | 94,396 | -- | -- | 7% 1.4M to 1.49M | |
| 06-Dec-18 10:33 AM View: | Guaranty Bancorp (GBNK) | 30-Nov-18 | Acquisition (other) | 811 | -- | -- | < 1% 1.49M to 1.49M | |
| 06-Dec-18 10:33 AM View: | Guaranty Bancorp (GBNK) | 30-Nov-18 | Disposition (other) | 1,391,630 | -- | -- | (93%) 1.49M to 100.64K | |
| 06-Dec-18 10:33 AM View: | Guaranty Bancorp (GBNK) | 30-Nov-18 | Market Sale | 139 | $25.95 | $3,607.42 | (< 1%) 100.64K to 100.51K | 18% |
| 10-Sep-18 9:47 PM View: | First Pactrust Bancorp Inc. (BANC) | 06-Sep-18 | Grant | 4,985 | -- | -- | < 1% 2.36M to 2.36M | |
| 23-Aug-18 8:04 PM View: | First Pactrust Bancorp Inc. (BANC) | 23-Aug-18 | Market Sale | 68,056 | $19.81 | $1,348,480.00 | (3%) 2.42M to 2.36M | 29% |
| 23-Aug-18 8:04 PM View: | First Pactrust Bancorp Inc. (BANC) | 22-Aug-18 | Market Sale | 16,588 | $20.00 | $331,763.00 | (< 1%) 2.44M to 2.42M | 30% |
| 23-Aug-18 8:04 PM View: | First Pactrust Bancorp Inc. (BANC) | 21-Aug-18 | Market Sale | 140,656 | $20.08 | $2,824,500.00 | (5%) 2.58M to 2.44M | 30% |
| 16-Aug-18 8:36 PM View: | First Pactrust Bancorp Inc. (BANC) | 16-Aug-18 | Market Sale | 190,800 | $19.93 | $3,801,980.00 | (7%) 2.77M to 2.58M | 29% |
| 16-Aug-18 8:36 PM View: | First Pactrust Bancorp Inc. (BANC) | 15-Aug-18 | Market Sale | 10,000 | $20.00 | $200,000.00 | (< 1%) 2.78M to 2.77M | 30% |
| 16-Aug-18 8:36 PM View: | First Pactrust Bancorp Inc. (BANC) | 14-Aug-18 | Market Sale | 73,900 | $20.00 | $1,478,040.00 | (3%) 2.86M to 2.78M | 30% |
| 05-Jun-18 4:38 PM View: | Porter Bancorp Inc. (LMST) | 01-Jun-18 | Grant Duplicate | 1,795 | -- | -- | < 1% 277.8K to 279.59K | |
| 09-May-18 6:40 PM View: | Guaranty Bancorp (GBNK) | 07-May-18 | Grant Duplicate | 1,022 | -- | -- | < 1% 1.4M to 1.4M | |
| 03-Apr-18 12:01 PM View: | Porter Bancorp Inc. (LMST) | 30-Mar-18 | Market Purchase | 150,000 | $13.00 | $1,950,000.00 | 117% 127.8K to 277.8K | 50% |
| 14-Feb-18 10:00 PM View: | Porter Bancorp Inc. (LMST) | 18-Dec-17 | Acquisition (other) | 118,542 | -- | -- | 31% 384.19K to 502.73K | |
| 14-Feb-18 10:00 PM View: | Porter Bancorp Inc. (LMST) | 18-Dec-17 | Disposition (other) | 374,930 | -- | -- | (75%) 502.73K to 127.8K | |
| 29-Nov-17 4:25 PM View: | Guaranty Bancorp (GBNK) | 28-Nov-17 | Market Sale | 300,000 | $27.25 | $8,176,140.00 | (18%) 1.7M to 1.4M | 24% |
| 31-Oct-17 4:43 PM View: | Guaranty Bancorp (GBNK) | 30-Oct-17 | Market Sale | 43,607 | $28.35 | $1,236,430.00 | (3%) 1.74M to 1.7M | 27% |
| 31-Oct-17 4:43 PM View: | Guaranty Bancorp (GBNK) | 27-Oct-17 | Market Sale | 38,293 | $29.08 | $1,113,400.00 | (2%) 1.78M to 1.74M | 29% |
| 26-Oct-17 6:04 PM View: | Guaranty Bancorp (GBNK) | 26-Oct-17 | Market Sale | 25,600 | $29.15 | $746,335.00 | (1%) 1.8M to 1.78M | 29% |
| 26-Oct-17 6:04 PM View: | Guaranty Bancorp (GBNK) | 25-Oct-17 | Market Sale | 42,500 | $29.04 | $1,234,260.00 | (2%) 1.85M to 1.8M | 29% |
| 26-Oct-17 6:04 PM View: | Guaranty Bancorp (GBNK) | 24-Oct-17 | Market Sale | 50,000 | $29.15 | $1,457,260.00 | (3%) 1.9M to 1.85M | 29% |
| 18-Jul-17 5:41 PM View: | First Pactrust Bancorp Inc. (BANC) | 14-Jul-17 | Grant | 4,748 | -- | -- | (< 1%) 2.86M to 2.86M | |
| 03-Jul-17 3:44 PM View: | Guaranty Bancorp (GBNK) | 29-Jun-17 | Grant | 2,713 | -- | -- | < 1% 1.89M to 1.9M | |
| 05-Jun-17 4:11 PM View: | Porter Bancorp Inc. (LMST) | 01-Jun-17 | Grant | 2,513 | -- | -- | < 1% 381.67K to 384.19K | |
| 14-Dec-16 5:27 PM View: | Guaranty Bancorp (GBNK) | 12-Dec-16 | Market Sale | 5,500 | $22.50 | $123,750.00 | (< 1%) 2.35M to 2.34M | 9% |
| 12-Dec-16 2:27 PM View: | Guaranty Bancorp (GBNK) | 09-Dec-16 | Market Sale | 7,500 | $22.50 | $168,750.00 | (< 1%) 2.35M to 2.35M | 9% |
| 12-Dec-16 2:27 PM View: | Guaranty Bancorp (GBNK) | 08-Dec-16 | Market Sale | 13,500 | $22.52 | $304,032.00 | (< 1%) 2.37M to 2.35M | 9% |
| 05-Dec-16 12:28 PM View: | Heritage Commerce Corp. (HTBK) | 01-Dec-16 | Market Sale | 2,833,500 | $12.25 | $34,710,700.00 | (100%) 2.83M to 0.55K | 30% |
| 01-Dec-16 12:13 PM View: | Heritage Commerce Corp. (HTBK) | 30-Nov-16 | Market Sale | 500,000 | $12.22 | $6,108,300.00 | (55%) 917.17K to 417.17K | 29% |
| 29-Nov-16 12:35 PM View: | Heritage Commerce Corp. (HTBK) | 28-Nov-16 | Market Sale | 100,000 | $12.50 | $1,250,000.00 | (17%) 590.82K to 490.82K | 31% |
| 23-Nov-16 1:14 PM View: | Heritage Commerce Corp. (HTBK) | 21-Nov-16 | Market Sale | 1,000,000 | $12.00 | $12,000,000.00 | (25%) 3.93M to 2.93M | 28% |
| 22-Nov-16 11:49 AM View: | Guaranty Bancorp (GBNK) | 21-Nov-16 | Market Sale | 1,000,000 | $20.76 | $20,762,300.00 | (30%) 3.37M to 2.37M | 1% |
| 21-Nov-16 6:48 PM View: | Guaranty Bancorp (GBNK) | 17-Nov-16 | Market Sale | 4,957 | $20.03 | $99,293.20 | (< 1%) 3.38M to 3.37M | (3%) |
| 16-Nov-16 4:43 PM View: | Guaranty Bancorp (GBNK) | 16-Nov-16 | Market Sale | 11,666 | $20.01 | $233,383.00 | (< 1%) 3.39M to 3.38M | (3%) |
| 16-Nov-16 4:43 PM View: | Guaranty Bancorp (GBNK) | 15-Nov-16 | Market Sale | 31,467 | $20.14 | $633,692.00 | (< 1%) 3.42M to 3.39M | (3%) |
| 16-Nov-16 4:43 PM View: | Guaranty Bancorp (GBNK) | 14-Nov-16 | Market Sale | 51,910 | $20.66 | $1,072,450.00 | (1%) 3.47M to 3.42M | (< 1%) |
| 14-Sep-16 4:56 PM View: | Heritage Commerce Corp. (HTBK) | 12-Sep-16 | Grant | 2,145,000 | $3.75 | $8,043,750.00 | (144%) (-1.49M) to 652.85K | |
| 13-Sep-16 4:30 PM View: | Guaranty Bancorp (GBNK) | 12-Sep-16 | Market Sale | 2,262 | $18.00 | $40,716.00 | (< 1%) 3.47M to 3.47M | (15%) |
| 13-Sep-16 4:30 PM View: | Guaranty Bancorp (GBNK) | 09-Sep-16 | Market Sale | 400 | $18.00 | $7,200.00 | (< 1%) 3.47M to 3.47M | (15%) |