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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Sep-16 4:32 PM View:  | National Holdings Corp. (NHLD) | 12-Sep-16 | Disposition (change in control) | 18,685 | $3.25 | $60,726.20 | (50%) 37.37K to 18.68K | 9% |
| 17-Oct-13 4:12 PM View: | National Holdings Corp. (NHLD) | 15-Oct-13 | Grant | 772,770 | -- | -- | 100% 0 to 772.77K | |
| 17-Oct-13 4:11 PM View: | Gilman Ciocia, Inc. (GTAX) | 15-Oct-13 | Disposition | 3,288,120 | -- | -- | (100%) 3.29M to 0 | |
| 05-Nov-12 3:33 PM View: | Gilman Ciocia, Inc. (GTAX) | 31-Oct-12 | Grant | 100,000 | $0.05 | $5,000.00 | 3% 3.19M to 3.29M | |
| 01-Nov-11 3:59 PM View: | Gilman Ciocia, Inc. (GTAX) | 31-Oct-11 | Grant | 100,000 | $0.05 | $5,000.00 | 3% 3.09M to 3.19M | |
| 26-Oct-10 11:03 AM View: | Gilman Ciocia, Inc. (GTAX) | 20-Oct-10 | Grant | 100,000 | $0.05 | $5,000.00 | 3% 2.99M to 3.09M | |
| 19-Oct-09 1:35 PM View: | Gilman Ciocia, Inc. (GTAX) | 02-Oct-09 | Grant | 83,333 | $0.06 | $4,999.98 | 3% 2.9M to 2.99M | 541% |
| 08-Oct-08 5:24 PM View: | Gilman Ciocia, Inc. (GTAX) | 03-Oct-08 | Grant | 50,000 | $0.10 | $5,000.00 | 2% 2.85M to 2.9M | 339% |
| 22-Aug-07 5:01 PM View: | Gilman Ciocia, Inc. (GTAX) | 20-Aug-07 | Acquisition (other) | 11,468 | -- | -- | 2% 593.32K to 604.78K | |
| 22-Aug-07 5:01 PM View: | Gilman Ciocia, Inc. (GTAX) | 20-Aug-07 | Market Purchase | 2,250,000 | $0.10 | $225,000.00 | 372% 604.78K to 2.85M | 339% |
| 07-Feb-07 4:47 PM View: | Gilman Ciocia, Inc. (GTAX) | 05-Feb-07 | Acquisition (other) | 18,000 | -- | -- | 3% 575.32K to 593.32K | |
| 11-Jan-06 10:00 PM View: | Gilman Ciocia, Inc. (GTAX) | 10-Jan-06 | Acquisition (other) | 10,500 | -- | -- | 2% 564.82K to 575.32K | |
| 14-Jun-05 3:14 PM View: | Gilman Ciocia, Inc. (GTAX) | 13-Jun-05 | Private Purchase | 1,500 | -- | -- | < 1% 586.32K to 587.82K | |
| 05-May-05 2:22 PM View: | Gilman Ciocia, Inc. (GTAX) | 02-May-05 | Private Purchase | 78,530 | $0.19 | $14,920.70 | 15% 507.79K to 586.32K |