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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Feb-16 1:52 PM View:  | Model N, Inc. (MODN) | 19-Feb-16 | Grant | 14,299 | -- | -- | 7% 214.6K to 228.9K | |
| 24-Feb-15 6:12 AM View: | Model N, Inc. (MODN) | 20-Feb-15 | Grant | 13,791 | -- | -- | 7% 200.81K to 214.6K | |
| 04-Feb-14 5:14 PM View: | Model N, Inc. (MODN) | 31-Jan-14 | Grant | 19,821 | -- | -- | 11% 180.99K to 200.81K | |
| 02-Sep-10 11:53 AM View: | NetApp, Inc. (NTAP) | 31-Aug-10 | Option Exercise | 2,500 | $29.50 | $73,750.00 | 75% 3.33K to 5.83K | |
| 02-Sep-10 11:53 AM View: | NetApp, Inc. (NTAP) | 31-Aug-10 | Market Option Sale | 2,500 | $40.58 | $101,453.00 | (43%) 5.83K to 3.33K | (123%) |
| 01-Sep-10 11:10 AM View: | NetApp, Inc. (NTAP) | 30-Aug-10 | Option Exercise | 5,000 | $29.50 | $147,500.00 | 100% 0 to 5.0K | |
| 01-Sep-10 11:10 AM View: | NetApp, Inc. (NTAP) | 30-Aug-10 | Option Exercise Duplicate | 3,333 | -- | -- | 67% 5.0K to 8.33K | |
| 01-Sep-10 11:10 AM View: | NetApp, Inc. (NTAP) | 30-Aug-10 | Market Option Sale | 5,000 | $40.61 | $203,038.00 | (60%) 8.33K to 3.33K | (122%) |
| 23-Aug-10 6:34 PM View: | NetApp, Inc. (NTAP) | 20-Aug-10 | Option Exercise | 20,000 | $25.08 | $501,600.00 | 100% 0 to 20.0K | |
| 23-Aug-10 6:34 PM View: | NetApp, Inc. (NTAP) | 20-Aug-10 | Market Option Sale | 20,000 | $40.71 | $814,238.00 | (100%) 20.0K to 0 | (122%) |
| 02-Jul-10 6:13 PM View: | NetApp, Inc. (NTAP) | 01-Jul-10 | Option Exercise | 20,000 | $27.02 | $540,400.00 | 100% 0 to 20.0K | |
| 02-Jul-10 6:13 PM View: | NetApp, Inc. (NTAP) | 01-Jul-10 | Market Option Sale | 20,000 | $38.17 | $763,470.00 | (100%) 20.0K to 0 | (137%) |
| 16-Jun-10 4:55 PM View: | NetApp, Inc. (NTAP) | 15-Jun-10 | Option Exercise | 35,000 | $29.74 | $1,040,750.00 | 100% 0 to 35.0K | |
| 16-Jun-10 4:55 PM View: | NetApp, Inc. (NTAP) | 15-Jun-10 | Market Option Sale | 35,000 | $40.84 | $1,429,420.00 | (100%) 35.0K to 0 | (121%) |
| 10-Jun-10 1:13 PM View: | NetApp, Inc. (NTAP) | 09-Jun-10 | Option Exercise | 27,500 | $17.86 | $491,150.00 | 100% 0 to 27.5K | |
| 10-Jun-10 1:13 PM View: | NetApp, Inc. (NTAP) | 09-Jun-10 | Market Option Sale | 27,500 | $38.05 | $1,046,270.00 | (100%) 27.5K to 0 | (137%) |
| 25-Nov-09 7:00 PM View: | NetApp, Inc. (NTAP) | 24-Nov-09 | Option Exercise | 27,500 | $17.86 | $491,150.00 | 100% 0 to 27.5K | |
| 25-Nov-09 7:00 PM View: | NetApp, Inc. (NTAP) | 24-Nov-09 | Market Option Sale | 27,500 | $30.96 | $851,510.00 | (100%) 27.5K to 0 | (192%) |
| 30-Oct-07 5:12 PM View: | Avaya Inc (AV) | 26-Oct-07 | Disposition | 61,917 | $17.50 | $1,083,550.00 | (100%) 61.92K to 0 | < 1% |
| 20-Sep-07 4:10 PM View: | Avaya Inc (AV) | 20-Sep-07 | Gift | 14,676 | -- | -- | (19%) 76.59K to 61.92K | |
| 05-Mar-07 5:03 PM View: | Avaya Inc (AV) | 01-Mar-07 | Grant | 15,219 | $12.09 | $183,998.00 | 25% 61.37K to 76.59K | 45% |
| 13-Nov-06 2:54 PM View: | Avaya Inc (AV) | 10-Nov-06 | Market Sale | 58 | $13.16 | $763.28 | (< 1%) 61.43K to 61.37K | (33%) |
| 16-Aug-06 5:01 PM View: | Avaya Inc (AV) | 14-Aug-06 | Grant | 2,271 | $9.24 | $20,995.40 | 4% 59.16K to 61.43K | 89% |
| 20-Jun-06 6:42 PM View: | NetApp, Inc. (NTAP) | 15-Jun-06 | Market Sale | 582 | $34.18 | $19,892.20 | (100%) 0.58K to 0 | (166%) |
| 15-Jun-06 2:27 PM View: | NetApp, Inc. (NTAP) | 14-Jun-06 | Market Sale | 311 | $32.57 | $10,129.30 | (35%) 0.89K to 0.58K | (180%) |
| 09-May-06 4:44 PM View: | Avaya Inc (AV) | 05-May-06 | Grant | 389 | $12.84 | $4,992.81 | < 1% 58.77K to 59.16K | 36% |
| 03-Mar-06 5:09 PM View: | Avaya Inc (AV) | 01-Mar-06 | Grant Duplicate | 4,512 | $11.08 | $49,993.00 | 8% 54.26K to 58.77K | 58% |
| 14-Nov-05 10:00 PM View: | NetApp, Inc. (NTAP) | 09-Nov-05 | Acquisition (other) | 582 | -- | -- | 187% 0.31K to 0.89K | |
| 28-Oct-05 5:14 PM View: | Avaya Inc (AV) | 26-Oct-05 | Acquisition (other) | 3,060 | $11.63 | $35,587.80 | 6% 51.2K to 54.26K | 50% |
| 06-Sep-05 5:01 PM View: | Avaya Inc (AV) | 01-Sep-05 | Acquisition (other) | 3,000 | $10.43 | $31,290.00 | 6% 48.2K to 51.2K | 68% |
| 03-Aug-05 5:25 PM View: | Avaya Inc (AV) | 01-Aug-05 | Acquisition (other) | 2,000 | $10.33 | $20,660.00 | 4% 46.2K to 48.2K | 69% |
| 03-Mar-05 5:03 PM View: | Avaya Inc (AV) | 01-Mar-05 | Grant Duplicate | 4,265 | $14.06 | $59,987.20 | 10% 41.94K to 46.2K | 24% |
| 03-Mar-05 5:34 PM View: | Avaya Inc (AV) | 01-Mar-05 | Grant Duplicate | 4,265 | $14.06 | $59,987.20 | 10% 41.94K to 46.2K | 24% |
| 03-Mar-04 10:00 PM View: | Avaya Inc (AV) | 01-Mar-04 | Grant | 3,785 | $17.43 | $65,991.50 | 10% 38.15K to 41.94K | < 1% |
| 21-Aug-03 10:00 PM View: | Veritas Software Corp /de/ (VRTS) | 19-Aug-03 | Option Sale | 2,505 | $32.83 | $82,239.20 | (100%) 2.5K to 0 | (46%) |