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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-Jul-19 4:24 PM View:  | Clovis Oncology, Inc. (CLVS) | 29-Jul-19 | Option Exercise | 25,862 | $0.29 | $7,499.98 | 4% 685.3K to 711.16K | |
| 25-Feb-14 5:37 PM View: | Histogen Inc. (HSTO) | 19-Feb-14 | Acquisition (other) Duplicate | 36,634 | -- | -- | 2% 2.28M to 2.32M | |
| 25-Feb-14 5:37 PM View: | Histogen Inc. (HSTO) | 19-Feb-14 | Acquisition (other) | 20,322 | -- | -- | < 1% 2.32M to 2.34M | |
| 25-Feb-14 5:37 PM View: | Histogen Inc. (HSTO) | 19-Feb-14 | Acquisition (other) | 8,731 | -- | -- | < 1% 2.34M to 2.35M | |
| 25-Feb-14 5:37 PM View: | Histogen Inc. (HSTO) | 19-Feb-14 | Disposition (other) Duplicate | 1,350,440 | -- | -- | (58%) 2.35M to 994.61K | |
| 01-Aug-13 7:16 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Conversion | 2,025,920 | -- | -- | 3343% 60.6K to 2.09M | |
| 01-Aug-13 7:16 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Acquisition (other) | 10,865 | $11.00 | $119,515.00 | < 1% 2.09M to 2.1M | |
| 01-Aug-13 7:16 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Purchase | 107,422 | $11.00 | $1,181,640.00 | 5% 2.1M to 2.2M | |
| 01-Aug-13 7:16 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Sale | 566 | $11.00 | $6,226.00 | (< 1%) 2.28M to 2.28M | |
| 01-Aug-13 7:16 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Exercise (in-the money or at-the-money) | 75,122 | $0.08 | $6,197.57 | 3% 2.2M to 2.28M | |
| 22-Mar-12 7:58 PM View: | Clovis Oncology, Inc. (CLVS) | 21-Nov-11 | Conversion | 904,374 | -- | -- | 100% 0 to 904.37K | |
| 22-Mar-12 7:58 PM View: | Clovis Oncology, Inc. (CLVS) | 21-Nov-11 | Market Purchase | 399,291 | $13.00 | $5,190,780.00 | 44% 904.37K to 1.3M | (62%) |
| 16-Dec-10 7:10 PM View: | EnteroMedics, Inc. (RSLS) | 14-Dec-10 | Conversion | 16,525 | -- | -- | 3% 539.94K to 556.47K | |
| 16-Dec-10 7:10 PM View: | EnteroMedics, Inc. (RSLS) | 14-Dec-10 | Conversion Duplicate | 406,504 | -- | -- | 73% 556.47K to 962.97K | |
| 01-Dec-10 6:05 PM View: | Anacor Pharmaceuticals, Inc. (ANAC) | 30-Nov-10 | Conversion | 58,001 | -- | -- | 1% 5.05M to 5.11M | |
| 01-Dec-10 6:05 PM View: | Anacor Pharmaceuticals, Inc. (ANAC) | 30-Nov-10 | Conversion | 1,451,940 | -- | -- | 28% 5.11M to 6.56M | |
| 01-Dec-10 6:05 PM View: | Anacor Pharmaceuticals, Inc. (ANAC) | 30-Nov-10 | Market Purchase | 300,000 | $5.00 | $1,500,000.00 | 5% 6.56M to 6.86M | 1273% |
| 25-Feb-09 1:36 PM View: | EnteroMedics, Inc. (RSLS) | 24-Feb-09 | Private Purchase Duplicate | 1,237,110 | $1.15 | $1,422,680.00 | 62% 2.0M to 3.24M | 39% |
| 03-Jun-08 5:05 PM View: | EnteroMedics, Inc. (RSLS) | 02-Jun-08 | Market Purchase Duplicate | 80,000 | $4.50 | $360,000.00 | 4% 1.83M to 1.91M | (100%) |
| 03-Jun-08 5:05 PM View: | EnteroMedics, Inc. (RSLS) | 29-May-08 | Market Purchase Duplicate | 12,200 | $4.50 | $54,900.00 | < 1% 1.82M to 1.83M | (100%) |
| 28-May-08 8:01 PM View: | EnteroMedics, Inc. (RSLS) | 23-May-08 | Market Purchase Duplicate | 50,000 | $4.50 | $225,000.00 | 3% 1.77M to 1.82M | (100%) |
| 21-May-08 6:22 PM View: | EnteroMedics, Inc. (RSLS) | 20-May-08 | Market Purchase | 30,000 | $4.75 | $142,500.00 | 2% 1.74M to 1.77M | (100%) |
| 21-May-08 6:22 PM View: | EnteroMedics, Inc. (RSLS) | 19-May-08 | Market Purchase | 70,000 | $4.78 | $334,600.00 | 4% 1.67M to 1.74M | (100%) |
| 20-Nov-07 11:40 AM View: | EnteroMedics, Inc. (RSLS) | 20-Nov-07 | Conversion | 58,091 | -- | -- | 23% 250.0K to 308.09K | |
| 20-Nov-07 11:40 AM View: | EnteroMedics, Inc. (RSLS) | 20-Nov-07 | Conversion Duplicate | 1,452,250 | -- | -- | 471% 308.09K to 1.76M | |
| 19-Nov-07 4:43 PM View: | EnteroMedics, Inc. (RSLS) | 15-Nov-07 | Market Purchase Duplicate | 250,000 | $8.00 | $2,000,000.00 | 100% 0 to 250.0K | (100%) |