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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Oct-16 4:51 PM View:  | Goodrich Petroleum Corp. (GDP) | 22-Sep-16 | Market Sale | 316,319 | $0.01 | $4,491.73 | (100%) 316.64K to 0.32K | (45%) |
| 16-Mar-16 3:32 PM View: | Protea Biosciences Group, I... (NONE) | 18-Dec-15 | Grant | 100,000 | -- | -- | < 1% 29.46M to 29.56M | |
| 18-Dec-15 6:48 PM View: | Goodrich Petroleum Corp. (GDP) | 16-Dec-15 | Sale | 13,912 | -- | -- | (4%) 330.55K to 316.64K | |
| 16-Mar-16 3:32 PM View: | Protea Biosciences Group, I... (NONE) | 08-Jul-15 | Acquisition (other) | 90,910 | -- | -- | < 1% 29.37M to 29.46M | |
| 16-Mar-16 3:32 PM View: | Protea Biosciences Group, I... (NONE) | 30-Jun-15 | Acquisition (other) | 913,945 | -- | -- | 3% 28.46M to 29.37M | |
| 18-Jun-15 4:48 PM View: | Goodrich Petroleum Corp. (GDP) | 18-Jun-15 | Purchase | 6,912 | $6.23 | $43,036.20 | < 1% 2.19M to 2.2M | |
| 18-Jun-15 4:48 PM View: | Goodrich Petroleum Corp. (GDP) | 17-Jun-15 | Purchase | 7,000 | $6.99 | $48,930.00 | < 1% 2.18M to 2.19M | |
| 02-Jun-15 5:15 PM View: | Goodrich Petroleum Corp. (GDP) | 29-May-15 | Grant | 63,636 | $2.75 | $174,999.00 | 3% 2.06M to 2.12M | (99%) |
| 16-Mar-16 3:32 PM View: | Protea Biosciences Group, I... (NONE) | 14-Apr-15 | Acquisition (other) | 1,712,330 | -- | -- | 6% 26.75M to 28.46M | |
| 16-Mar-16 3:32 PM View: | Protea Biosciences Group, I... (NONE) | 31-Mar-15 | Acquisition (other) | 5,842,750 | -- | -- | 28% 20.9M to 26.75M | |
| 21-May-14 5:35 PM View: | Goodrich Petroleum Corp. (GDP) | 20-May-14 | Grant Duplicate | 7,006 | $24.98 | $175,010.00 | < 1% 1.98M to 1.99M | (100%) |
| 13-Feb-14 7:34 PM View: | Protea Biosciences Group, I... (NONE) | 30-Dec-13 | Purchase | 254,584 | $0.50 | $127,292.00 | 2% 12.84M to 13.09M | |
| 13-Feb-14 7:34 PM View: | Protea Biosciences Group, I... (NONE) | 30-Dec-13 | Purchase | 254,584 | $0.50 | $127,292.00 | 2% 13.09M to 13.35M | |
| 13-Feb-14 8:24 PM View: | Protea Biosciences Group, I... (NONE) | 30-Dec-13 | Purchase | 254,584 | $0.50 | $127,292.00 | 2% 12.84M to 13.09M | |
| 13-Feb-14 8:24 PM View: | Protea Biosciences Group, I... (NONE) | 30-Dec-13 | Purchase | 254,584 | $0.50 | $127,292.00 | 2% 13.09M to 13.35M | |
| 06-Nov-13 2:13 PM View: | Novogen Limited (NVGN) | 05-Nov-13 | Market Sale | 23,922 | $6.01 | $143,690.00 | (6%) 409.67K to 385.75K | < 1% |
| 06-Nov-13 2:13 PM View: | Novogen Limited (NVGN) | 04-Nov-13 | Market Sale | 25,400 | $6.02 | $153,032.00 | (6%) 435.07K to 409.67K | < 1% |
| 13-Feb-14 7:34 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 100,000 | $0.50 | $50,000.00 | 1% 8.1M to 8.2M | |
| 13-Feb-14 7:34 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 100,000 | $0.50 | $50,000.00 | 1% 8.2M to 8.3M | |
| 13-Feb-14 7:34 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 1,026,110 | $0.50 | $513,056.00 | 12% 8.3M to 9.32M | |
| 13-Feb-14 7:34 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 1,026,110 | $0.50 | $513,056.00 | 11% 9.32M to 10.35M | |
| 13-Feb-14 7:34 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 638,750 | $0.50 | $319,375.00 | 6% 10.35M to 10.99M | |
| 13-Feb-14 7:34 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 638,750 | $0.50 | $319,375.00 | 6% 10.99M to 11.63M | |
| 13-Feb-14 7:34 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 606,833 | $0.50 | $303,416.00 | 5% 11.63M to 12.23M | |
| 13-Feb-14 7:34 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 606,833 | $0.50 | $303,416.00 | 5% 12.23M to 12.84M | |
| 13-Feb-14 8:24 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 100,000 | $0.50 | $50,000.00 | 1% 8.1M to 8.2M | |
| 13-Feb-14 8:24 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 100,000 | $0.50 | $50,000.00 | 1% 8.2M to 8.3M | |
| 13-Feb-14 8:24 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 1,026,110 | $0.50 | $513,056.00 | 12% 8.3M to 9.32M | |
| 13-Feb-14 8:24 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 1,026,110 | $0.50 | $513,056.00 | 11% 9.32M to 10.35M | |
| 13-Feb-14 8:24 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 638,750 | $0.50 | $319,375.00 | 6% 10.35M to 10.99M | |
| 13-Feb-14 8:24 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 638,750 | $0.50 | $319,375.00 | 6% 10.99M to 11.63M | |
| 13-Feb-14 8:24 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 606,833 | $0.50 | $303,416.00 | 5% 11.63M to 12.23M | |
| 13-Feb-14 8:24 PM View: | Protea Biosciences Group, I... (NONE) | 01-Nov-13 | Purchase | 606,833 | $0.50 | $303,416.00 | 5% 12.23M to 12.84M | |
| 29-Oct-13 1:32 PM View: | Novogen Limited (NVGN) | 29-Oct-13 | Market Sale | 1,100 | $6.04 | $6,640.70 | (< 1%) 436.17K to 435.07K | 1% |
| 29-Oct-13 1:32 PM View: | Novogen Limited (NVGN) | 28-Oct-13 | Market Sale | 37,409 | $6.18 | $231,236.00 | (8%) 473.58K to 436.17K | 4% |
| 29-Oct-13 1:32 PM View: | Novogen Limited (NVGN) | 25-Oct-13 | Market Sale | 62,591 | $6.17 | $386,337.00 | (12%) 536.17K to 473.58K | 4% |
| 17-Oct-13 3:23 PM View: | Novogen Limited (NVGN) | 15-Oct-13 | Market Sale | 90,025 | $6.21 | $559,208.00 | (14%) 626.2K to 536.17K | 4% |
| 30-Aug-13 4:59 PM View: | Goodrich Petroleum Corp. (GDP) | 29-Aug-13 | Market Sale | 297,536 | $21.48 | $6,391,880.00 | (12%) 2.41M to 2.11M | 100% |
| 30-Aug-13 4:59 PM View: | Goodrich Petroleum Corp. (GDP) | 28-Aug-13 | Market Sale | 253,816 | $21.35 | $5,419,350.00 | (10%) 2.66M to 2.41M | 100% |
| 27-Aug-13 6:10 AM View: | Goodrich Petroleum Corp. (GDP) | 26-Aug-13 | Market Sale | 90,731 | $21.58 | $1,958,190.00 | (3%) 2.76M to 2.66M | 100% |
| 27-Aug-13 6:10 AM View: | Goodrich Petroleum Corp. (GDP) | 23-Aug-13 | Market Sale | 57,917 | $21.85 | $1,265,460.00 | (2%) 2.81M to 2.76M | 100% |
| 27-Aug-13 6:10 AM View: | Goodrich Petroleum Corp. (GDP) | 22-Aug-13 | Market Sale | 300,000 | $21.93 | $6,578,640.00 | (10%) 3.11M to 2.81M | 100% |
| 20-Aug-13 6:06 PM View: | Goodrich Petroleum Corp. (GDP) | 14-Aug-13 | Market Purchase | 70,000 | $25.00 | $1,750,000.00 | 2% 3.04M to 3.11M | (100%) |
| 16-Sep-13 9:17 PM View: | Protea Biosciences Group, I... (NONE) | 30-Jun-13 | Purchase | 262,403 | $0.50 | $131,202.00 | 3% 7.57M to 7.83M | |
| 16-Sep-13 9:17 PM View: | Protea Biosciences Group, I... (NONE) | 30-Jun-13 | Purchase | 262,403 | $0.50 | $131,202.00 | 3% 7.83M to 8.1M | |
| 23-May-13 6:19 PM View: | Goodrich Petroleum Corp. (GDP) | 21-May-13 | Grant Duplicate | 6,000 | $13.61 | $81,660.00 | < 1% 2.98M to 2.98M | (100%) |
| 12-Apr-13 9:56 AM View: | Goodrich Petroleum Corp. (GDP) | 05-Apr-13 | Purchase | 60,000 | $25.00 | $1,500,000.00 | 2% 2.98M to 3.04M | |
| 14-Jun-13 3:27 PM View: | Protea Biosciences Group, I... (NONE) | 05-Apr-13 | Purchase | 280,000 | $0.50 | $140,000.00 | 4% 7.01M to 7.29M | |
| 14-Jun-13 3:27 PM View: | Protea Biosciences Group, I... (NONE) | 05-Apr-13 | Purchase | 280,000 | $0.50 | $140,000.00 | 4% 7.29M to 7.57M | |
| 25-Mar-13 6:04 PM View: | Protea Biosciences Group, I... (NONE) | 21-Mar-13 | Purchase | 1,370,000 | $0.50 | $685,000.00 | 32% 4.27M to 5.64M |