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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Oct-10 5:37 PM View:  | United American Healthcare ... (UAHC) | 15-Oct-10 | Grant | 8,738 | $1.03 | $9,000.14 | 1% 815.23K to 823.97K | |
| 17-Jun-10 3:13 PM View: | Forward Industries Inc. (FORD) | 17-Jun-10 | Market Sale | 9,209 | $4.61 | $42,435.10 | (100%) 9.21K to 0 | 61% |
| 17-Jun-10 2:33 PM View: | Forward Industries Inc. (FORD) | 16-Jun-10 | Payment of Exercise | 10,791 | $4.68 | $50,501.90 | (54%) 20.0K to 9.21K | 62% |
| 17-Jun-10 2:33 PM View: | Forward Industries Inc. (FORD) | 16-Jun-10 | Option Exercise | 20,000 | $2.53 | $50,500.00 | 100% 0 to 20.0K | |
| 04-Jun-10 4:53 PM View: | United American Healthcare ... (UAHC) | 02-Jun-10 | Grant | 36,100 | $1.00 | $36,017.00 | 5% 779.13K to 815.23K | (100%) |
| 03-Jun-10 10:17 AM View: | Forward Industries Inc. (FORD) | 01-Jun-10 | Option Exercise | 10,000 | $1.80 | $18,000.00 | 100% 10.0K to 20.0K | |
| 03-Jun-10 10:17 AM View: | Forward Industries Inc. (FORD) | 01-Jun-10 | Market Option Sale | 10,000 | $5.10 | $51,000.00 | (50%) 20.0K to 10.0K | 65% |
| 04-Jun-10 4:53 PM View: | United American Healthcare ... (UAHC) | 01-Jun-10 | Grant | 38,523 | $1.00 | $38,464.10 | 5% 740.61K to 779.13K | (100%) |
| 04-Jun-10 4:53 PM View: | United American Healthcare ... (UAHC) | 28-May-10 | Grant | 7,500 | $1.00 | $7,499.25 | 1% 733.11K to 740.61K | (100%) |
| 06-Feb-09 4:29 PM View: | United American Healthcare ... (UAHC) | 26-Jan-09 | Grant | 12,414 | $1.45 | $18,000.30 | 2% 685.99K to 698.4K | 30% |
| 30-Jul-07 8:09 PM View: | Command Security Corp. (MOC) | 02-Jul-07 | Acquisition (other) | 653,428 | -- | -- | 100% 653.43K to 1.31M | |
| 30-Jul-07 8:09 PM View: | Command Security Corp. (MOC) | 02-Jul-07 | Acquisition (other) | 323,350 | -- | -- | 25% 1.31M to 1.63M | |
| 16-Aug-07 10:00 PM View: | Digital Creative Developmen... (DCDC.OB) | 30-Jun-07 | Purchase | 2,763,700 | -- | -- | 28% 9.82M to 12.59M | |
| 16-Aug-07 10:00 PM View: | Digital Creative Developmen... (DCDC.OB) | 30-Jun-07 | Purchase | 3,558,860 | -- | -- | 28% 12.59M to 16.15M | |
| 18-Dec-06 4:20 PM View: | Broadcaster Inc. (BCAS.OB) | 14-Dec-06 | Acquisition (other) | 76,500 | $1.09 | $83,117.20 | 5% 1.62M to 1.69M | (68%) |
| 10-Jan-07 10:00 PM View: | Shells Seafood Restaurants ... (SHLLQ.OB) | 13-Nov-06 | Purchase | 99,000 | $0.75 | $74,250.00 | 1% 9.23M to 9.33M | (85%) |
| 28-Sep-06 6:20 PM View: | Broadcaster Inc. (BCAS.OB) | 01-Aug-06 | Acquisition (other) | 253,750 | $1.35 | $342,562.00 | 37% 683.4K to 937.15K | (74%) |
| 18-Dec-06 4:20 PM View: | Broadcaster Inc. (BCAS.OB) | 01-Aug-06 | Acquisition (other) | 253,750 | $1.35 | $342,562.00 | 19% 1.36M to 1.62M | (74%) |
| 16-Jun-06 4:38 PM View: | GVI Security Solutions Inc. (GVSS.OB) | 15-Jun-06 | Grant Duplicate | 5,000 | -- | -- | 10% 49.03K to 54.03K | |
| 17-May-06 1:21 PM View: | GVI Security Solutions Inc. (GVSS.OB) | 15-May-06 | Grant Duplicate | 3,846 | -- | -- | 9% 45.18K to 49.03K | |
| 26-Apr-06 5:59 PM View: | Broadcaster Inc. (BCAS.OB) | 25-Apr-06 | Market Purchase | 25,000 | $1.33 | $33,125.00 | 4% 658.4K to 683.4K | (74%) |
| 30-May-06 10:00 PM View: | Broadcaster Inc. (BCAS.OB) | 25-Apr-06 | Market Purchase Duplicate | 25,000 | $1.33 | $33,125.00 | 4% 658.4K to 683.4K | (74%) |
| 05-Jun-06 10:00 PM View: | Broadcaster Inc. (BCAS.OB) | 25-Apr-06 | Market Purchase Duplicate | 25,000 | $1.33 | $33,125.00 | 4% 658.4K to 683.4K | (74%) |
| 26-Apr-06 5:06 PM View: | Broadcaster Inc. (BCAS.OB) | 24-Apr-06 | Market Purchase | 25,000 | $1.39 | $34,850.00 | 4% 633.4K to 658.4K | (75%) |
| 18-Apr-06 5:12 PM View: | GVI Security Solutions Inc. (GVSS.OB) | 15-Apr-06 | Grant Duplicate | 3,448 | -- | -- | 8% 41.74K to 45.18K | |
| 17-Mar-06 5:20 PM View: | GVI Security Solutions Inc. (GVSS.OB) | 15-Mar-06 | Grant Duplicate | 3,704 | -- | -- | 10% 38.03K to 41.74K | |
| 17-Feb-06 11:04 AM View: | GVI Security Solutions Inc. (GVSS.OB) | 15-Feb-06 | Grant Duplicate | 3,030 | -- | -- | 9% 35.0K to 38.03K | |
| 23-Jan-06 7:34 AM View: | Broadcaster Inc. (BCAS.OB) | 19-Jan-06 | Market Purchase | 50,000 | $1.08 | $53,750.00 | 9% 533.4K to 583.4K | (68%) |
| 19-Jan-06 10:38 AM View: | GVI Security Solutions Inc. (GVSS.OB) | 15-Jan-06 | Grant Duplicate | 3,448 | -- | -- | 11% 31.55K to 35.0K | |
| 19-Dec-05 5:06 PM View: | GVI Security Solutions Inc. (GVSS.OB) | 15-Dec-05 | Grant Duplicate | 6,250 | -- | -- | 25% 25.3K to 31.55K | |
| 17-Nov-05 3:32 PM View: | GVI Security Solutions Inc. (GVSS.OB) | 15-Nov-05 | Grant Duplicate | 6,410 | -- | -- | 34% 18.89K to 25.3K | |
| 02-Feb-06 3:20 PM View: | Command Security Corp. (MOC) | 12-Nov-05 | Acquisition (other) | 328,015 | -- | -- | 39% 840.79K to 1.17M | |
| 21-Oct-05 12:21 PM View: | GVI Security Solutions Inc. (GVSS.OB) | 20-Oct-05 | Grant Duplicate | 9,375 | -- | -- | 98% 9.52K to 18.89K | |
| 26-May-05 4:40 PM View: | Shells Seafood Restaurants ... (SHLLQ.OB) | 24-May-05 | Purchase | 14,342 | $15.00 | $215,130.00 | 100% 0 to 14.34K | |
| 10-Jan-07 10:00 PM View: | Shells Seafood Restaurants ... (SHLLQ.OB) | 24-May-05 | Purchase | 1,658,410 | $0.13 | $215,130.00 | 23% 7.11M to 8.76M | |
| 10-Jan-07 10:00 PM View: | Shells Seafood Restaurants ... (SHLLQ.OB) | 24-May-05 | Purchase | 463,800 | -- | -- | 5% 8.76M to 9.23M | |
| 18-May-05 2:04 PM View: | Forward Industries Inc. (FORD) | 16-May-05 | Market Sale | 20,000 | $16.51 | $330,200.00 | (100%) 20.0K to 0 | 89% |
| 12-May-05 5:27 PM View: | Forward Industries Inc. (FORD) | 10-May-05 | Option Exercise | 20,000 | $2.13 | $42,600.00 | 100% 0 to 20.0K | |
| 27-Apr-05 6:14 AM View: | Forward Industries Inc. (FORD) | 25-Apr-05 | Market Sale | 142,250 | $16.58 | $2,358,500.00 | (100%) 142.25K to 0 | 89% |
| 09-Mar-05 4:34 PM View: | Shells Seafood Restaurants ... (SHLLQ.OB) | 09-Mar-05 | Exercise (in-the money or at-the-money) | 400,000 | $0.50 | $200,000.00 | 100% 0 to 400.0K | |
| 02-Mar-05 4:27 PM View: | Broadcaster Inc. (BCAS.OB) | 28-Feb-05 | Market Purchase | 20,000 | $1.21 | $24,200.00 | 6% 358.5K to 378.5K | (71%) |
| 22-Feb-05 7:00 PM View: | Broadcaster Inc. (BCAS.OB) | 18-Feb-05 | Market Purchase | 20,000 | $1.11 | $22,240.00 | 6% 338.5K to 358.5K | (69%) |
| 22-Feb-05 7:00 PM View: | Broadcaster Inc. (BCAS.OB) | 17-Feb-05 | Market Purchase | 20,000 | $1.12 | $22,300.00 | 6% 318.5K to 338.5K | (69%) |
| 17-Feb-05 7:01 PM View: | Broadcaster Inc. (BCAS.OB) | 16-Feb-05 | Market Purchase | 16,000 | $1.15 | $18,400.00 | 9% 182.5K to 198.5K | (70%) |
| 10-Jan-07 10:00 PM View: | Shells Seafood Restaurants ... (SHLLQ.OB) | 07-Feb-05 | Purchase | 101,600 | $0.16 | $16,256.00 | 1% 6.81M to 6.91M | |
| 10-Jan-07 10:00 PM View: | Shells Seafood Restaurants ... (SHLLQ.OB) | 07-Feb-05 | Purchase | 193,751 | $0.16 | $31,000.20 | 3% 6.91M to 7.11M | |
| 17-Feb-05 6:49 PM View: | Shells Seafood Restaurants ... (SHLLQ.OB) | 31-Jan-05 | Exercise (in-the money or at-the-money) | 643,964 | $0.16 | $103,034.00 | 91% 706.0K to 1.35M | |
| 17-Feb-05 6:49 PM View: | Shells Seafood Restaurants ... (SHLLQ.OB) | 31-Jan-05 | Exercise (in-the money or at-the-money) | 543,102 | $0.16 | $86,896.30 | 40% 1.35M to 1.89M | |
| 21-Dec-04 11:59 AM View: | Forward Industries Inc. (FORD) | 20-Dec-04 | Market Purchase | 10,000 | $3.59 | $35,900.00 | 7% 141.35K to 151.35K | (50%) |
| 22-Dec-04 4:42 PM View: | Command Security Corp. (MOC) | 17-Dec-04 | Exercise (in-the money or at-the-money) | 14,912 | $1.03 | $15,359.40 | 2% 825.88K to 840.79K |