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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Dec-17 4:20 PM View:  | Upland Software, Inc. (UPLD) | 18-Dec-17 | Market Sale | 360,000 | $22.00 | $7,920,140.00 | (11%) 3.16M to 2.8M | (112%) |
| 18-Dec-17 4:20 PM View: | Upland Software, Inc. (UPLD) | 15-Dec-17 | Market Sale | 301,166 | $22.02 | $6,630,620.00 | (9%) 3.46M to 3.16M | (112%) |
| 18-Dec-17 4:20 PM View: | Upland Software, Inc. (UPLD) | 14-Dec-17 | Market Sale | 1,460,860 | $22.00 | $32,139,000.00 | (30%) 4.93M to 3.46M | (112%) |
| 15-Sep-17 4:51 PM View: | Upland Software, Inc. (UPLD) | 14-Sep-17 | Market Sale | 40,098 | $22.04 | $883,840.00 | (< 1%) 7.09M to 7.05M | (112%) |
| 15-Sep-17 4:51 PM View: | Upland Software, Inc. (UPLD) | 13-Sep-17 | Market Sale | 4,805 | $22.25 | $106,891.00 | (< 1%) 7.09M to 7.09M | (110%) |
| 13-Sep-17 4:05 PM View: | Upland Software, Inc. (UPLD) | 12-Sep-17 | Market Sale | 5,000 | $22.10 | $110,514.00 | (< 1%) 7.14M to 7.14M | (111%) |
| 13-Sep-17 4:05 PM View: | Upland Software, Inc. (UPLD) | 11-Sep-17 | Market Sale | 15,000 | $22.58 | $338,694.00 | (< 1%) 7.16M to 7.14M | (107%) |
| 11-Sep-17 3:37 PM View: | Upland Software, Inc. (UPLD) | 07-Sep-17 | Market Sale | 35,400 | $22.38 | $792,091.00 | (< 1%) 7.21M to 7.18M | (108%) |
| 24-Jul-17 8:20 PM View: | Upland Software, Inc. (UPLD) | 24-Jul-17 | Market Sale | 38,500 | $25.04 | $963,898.00 | (< 1%) 7.29M to 7.25M | (86%) |
| 24-Jul-17 8:20 PM View: | Upland Software, Inc. (UPLD) | 21-Jul-17 | Market Sale | 34,000 | $25.01 | $850,269.00 | (< 1%) 7.32M to 7.29M | (87%) |
| 24-Jul-17 8:20 PM View: | Upland Software, Inc. (UPLD) | 20-Jul-17 | Market Sale | 18,780 | $22.83 | $428,830.00 | (< 1%) 7.34M to 7.32M | (104%) |
| 27-Jun-17 5:17 PM View: | Upland Software, Inc. (UPLD) | 23-Jun-17 | Market Sale | 561,712 | $22.68 | $12,742,200.00 | (20%) 2.88M to 2.31M | (106%) |
| 05-Apr-04 10:00 PM View: | Ssp Solutions Inc (SSPX) | 05-Apr-04 | Sale | 30,000 | $1.75 | $52,500.00 | (< 1%) 3.46M to 3.43M | |
| 05-Apr-04 10:00 PM View: | Ssp Solutions Inc (SSPX) | 02-Apr-04 | Sale | 20,000 | $1.75 | $35,000.00 | (< 1%) 3.48M to 3.46M | |
| 05-Apr-04 10:00 PM View: | Ssp Solutions Inc (SSPX) | 01-Apr-04 | Sale | 38,700 | $1.75 | $67,725.00 | (1%) 3.52M to 3.48M | |
| 31-Mar-04 10:00 PM View: | Ssp Solutions Inc (SSPX) | 30-Mar-04 | Sale | 3,800 | $1.65 | $6,270.00 | (< 1%) 3.52M to 3.52M | |
| 31-Mar-04 10:00 PM View: | Ssp Solutions Inc (SSPX) | 29-Mar-04 | Sale | 7,500 | $1.65 | $12,375.00 | (< 1%) 3.53M to 3.52M | |
| 16-Jan-04 10:00 PM View: | Ssp Solutions Inc (SSPX) | 16-Jan-04 | Sale | 360,300 | $1.89 | $682,600.00 | (9%) 3.89M to 3.53M | |
| 16-Jan-04 10:00 PM View: | Ssp Solutions Inc (SSPX) | 15-Jan-04 | Sale | 45,000 | $1.80 | $81,000.00 | (1%) 3.94M to 3.89M | |
| 14-Jan-04 10:00 PM View: | Wave Systems Corp. (WAVX) | 14-Jan-04 | Market Sale | 87,500 | $1.76 | $153,875.00 | (2%) 4.02M to 3.94M | 79% |
| 14-Jan-04 10:00 PM View: | Wave Systems Corp. (WAVX) | 13-Jan-04 | Market Sale | 70,000 | $1.70 | $119,000.00 | (2%) 4.09M to 4.02M | 79% |
| 14-Jan-04 10:00 PM View: | Wave Systems Corp. (WAVX) | 12-Jan-04 | Market Sale | 150,000 | $1.71 | $256,000.00 | (4%) 4.24M to 4.09M | 79% |
| 09-Jan-04 10:00 PM View: | Ssp Solutions Inc (SSPX) | 09-Jan-04 | Sale | 207,500 | $1.65 | $343,125.00 | (5%) 4.45M to 4.24M | |
| 09-Jan-04 10:00 PM View: | Ssp Solutions Inc (SSPX) | 08-Jan-04 | Sale | 45,000 | $1.50 | $67,500.00 | (1%) 4.5M to 4.45M | |
| 09-Jan-04 10:00 PM View: | Ssp Solutions Inc (SSPX) | 07-Jan-04 | Sale | 55,000 | $1.50 | $82,500.00 | (1%) 4.55M to 4.5M | |
| 12-Nov-03 10:00 PM View: | Ssp Solutions Inc (SSPX) | 06-Nov-03 | Sale | 10,000 | $1.65 | $16,500.00 | (< 1%) 4.56M to 4.55M | |
| 06-Nov-03 10:00 PM View: | Ssp Solutions Inc (SSPX) | 04-Nov-03 | Sale | 25,000 | $1.65 | $41,250.00 | (< 1%) 4.59M to 4.56M | |
| 03-Nov-03 10:00 PM View: | Ssp Solutions Inc (SSPX) | 30-Oct-03 | Sale | 100,000 | $1.75 | $175,000.00 | (2%) 4.69M to 4.59M | |
| 30-Oct-03 10:00 PM View: | Ssp Solutions Inc (SSPX) | 28-Oct-03 | Sale | 100,000 | $1.50 | $150,480.00 | (2%) 4.79M to 4.69M |