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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Jun-16 5:47 PM View:  | Lime Energy (LIME) | 23-Jun-16 | Grant | 4,566 | -- | -- | < 1% 4.11M to 4.11M | |
| 11-Jan-16 4:59 PM View: | Lime Energy (LIME) | 11-Jan-16 | Grant | 6,944 | -- | -- | < 1% 4.1M to 4.11M | |
| 22-Jun-15 1:42 PM View: | Lime Energy (LIME) | 22-Jun-15 | Grant | 2,881 | -- | -- | < 1% 4.1M to 4.1M | |
| 13-Feb-15 2:53 PM View: | Lime Energy (LIME) | 12-Feb-15 | Grant | 7,843 | -- | -- | < 1% 4.09M to 4.1M | |
| 06-Jan-15 1:15 PM View: | Lime Energy (LIME) | 22-Dec-14 | Option Exercise | 2,549,900 | -- | -- | 165% 1.54M to 4.09M | |
| 08-Jul-14 12:53 PM View: | Lime Energy (LIME) | 02-Jul-14 | Grant | 4,807 | -- | -- | < 1% 1.54M to 1.54M | |
| 03-Jan-14 8:02 AM View: | Lime Energy (LIME) | 02-Jan-14 | Grant | 6,850 | -- | -- | < 1% 1.53M to 1.54M | |
| 16-Dec-13 7:57 AM View: | Lime Energy (LIME) | 12-Dec-13 | Grant | 897 | -- | -- | < 1% 1.53M to 1.53M | |
| 10-Dec-13 4:00 PM View: | Lime Energy (LIME) | 09-Dec-13 | Grant | 4,032 | -- | -- | < 1% 1.52M to 1.53M | |
| 04-Jan-13 5:35 PM View: | Lime Energy (LIME) | 03-Jan-13 | Grant | 26,508 | -- | -- | < 1% 10.64M to 10.67M | |
| 15-Jun-12 5:05 PM View: | Lime Energy (LIME) | 15-Jun-12 | Grant | 5,630 | -- | -- | < 1% 10.64M to 10.64M | |
| 15-May-12 8:26 AM View: | Lime Energy (LIME) | 15-May-12 | Market Purchase | 1,000,000 | $2.55 | $2,550,000.00 | 10% 9.64M to 10.64M | (88%) |
| 15-Mar-12 9:37 PM View: | Lime Energy (LIME) | 15-Mar-12 | Market Purchase | 175,000 | $2.80 | $490,000.00 | 2% 9.46M to 9.64M | (89%) |
| 04-Jan-12 8:16 PM View: | Lime Energy (LIME) | 03-Jan-12 | Grant | 6,289 | -- | -- | < 1% 9.46M to 9.46M | |
| 06-Dec-11 5:01 PM View: | Lime Energy (LIME) | 05-Dec-11 | Market Purchase | 800 | $3.20 | $2,560.00 | < 1% 9.46M to 9.46M | (90%) |
| 02-Dec-11 8:39 AM View: | Lime Energy (LIME) | 01-Dec-11 | Market Purchase | 2,029 | $3.10 | $6,289.90 | < 1% 9.45M to 9.46M | (90%) |
| 30-Nov-11 9:19 PM View: | Lime Energy (LIME) | 30-Nov-11 | Market Purchase | 1,235 | $3.10 | $3,828.50 | < 1% 9.45M to 9.45M | (90%) |
| 16-Jun-11 4:06 PM View: | Lime Energy (LIME) | 16-Jun-11 | Market Purchase | 9,000 | $4.48 | $40,311.00 | < 1% 9.44M to 9.45M | (93%) |
| 08-Jun-11 4:40 PM View: | Lime Energy (LIME) | 08-Jun-11 | Grant | 2,840 | -- | -- | < 1% 9.44M to 9.45M | |
| 03-Jan-11 5:42 PM View: | Lime Energy (LIME) | 03-Jan-11 | Grant | 4,950 | -- | -- | < 1% 9.44M to 9.44M | |
| 07-Jun-10 8:48 AM View: | Lime Energy (LIME) | 03-Jun-10 | Grant | 1,059 | -- | -- | < 1% 9.44M to 9.44M | |
| 16-Dec-09 5:12 PM View: | Lime Energy (LIME) | 16-Dec-09 | Market Purchase | 66,844 | $3.90 | $260,545.00 | < 1% 9.37M to 9.44M | (92%) |
| 16-Dec-09 5:12 PM View: | Lime Energy (LIME) | 15-Dec-09 | Market Purchase | 39,464 | $3.90 | $153,898.00 | < 1% 9.33M to 9.37M | (92%) |
| 12-Aug-09 6:26 PM View: | Lime Energy (LIME) | 10-Aug-09 | Grant | 4,264,760 | -- | -- | 84% 5.07M to 9.33M | |
| 02-Jul-09 1:29 PM View: | Lime Energy (LIME) | 30-Jun-09 | Grant | 8,051 | -- | -- | < 1% 3.02M to 3.03M | |
| 12-Jun-09 6:01 PM View: | Lime Energy (LIME) | 12-Jun-09 | Grant | 2,000 | $4.43 | $8,860.00 | < 1% 3.02M to 3.02M | (93%) |
| 03-Jun-09 12:04 PM View: | Lime Energy (LIME) | 01-Jun-09 | Grant | 238 | $4.10 | $975.80 | < 1% 3.02M to 3.02M | (92%) |
| 02-Jun-09 10:15 AM View: | Lime Energy (LIME) | 29-May-09 | Grant | 12,000 | $4.01 | $48,120.00 | < 1% 3.01M to 3.02M | (92%) |
| 12-Aug-09 5:26 PM View: | Lime Energy (LIME) | 06-Apr-09 | Grant | 10,057 | -- | -- | < 1% 5.03M to 5.04M | |
| 06-Mar-09 5:38 PM View: | Lime Energy (LIME) | 03-Mar-09 | Private Purchase | 2,023,850 | -- | -- | 67% 3.01M to 5.03M | |
| 05-Mar-09 2:11 PM View: | Advanced Biotherapy Inc. (ADVB.OB) | 03-Mar-09 | Disposition | 952,846,976 | -- | -- | (100%) 952.85M to 0 | |
| 02-Feb-09 7:28 AM View: | Lime Energy (LIME) | 29-Jan-09 | Grant | 854,701 | $3.51 | $3,000,000.00 | 40% 2.16M to 3.01M | 21% |
| 08-Jan-09 3:04 PM View: | Lime Energy (LIME) | 06-Jan-09 | Grant | 8,379 | -- | -- | < 1% 2.15M to 2.16M | |
| 09-Jan-09 1:18 PM View: | Lime Energy (LIME) | 02-Jan-09 | Acquisition (other) | 2,810 | -- | -- | < 1% 358.71K to 361.52K | |
| 18-Nov-08 6:05 PM View: | Lime Energy (LIME) | 14-Nov-08 | Acquisition (other) | 358,710 | -- | -- | 100% 0 to 358.71K | |
| 01-Oct-08 2:27 PM View: | Lime Energy (LIME) | 30-Sep-08 | Grant | 6,284 | -- | -- | < 1% 2.14M to 2.15M | |
| 08-Sep-08 10:39 AM View: | Lime Energy (LIME) | 05-Sep-08 | Option Exercise | 616 | -- | -- | < 1% 2.14M to 2.14M | |
| 02-Jul-08 4:55 PM View: | Lime Energy (LIME) | 01-Jul-08 | Grant | 5,929 | -- | -- | < 1% 2.13M to 2.14M | |
| 02-Apr-08 10:02 AM View: | Lime Energy (LIME) | 01-Apr-08 | Grant | 3,854 | -- | -- | < 1% 2.13M to 2.13M | |
| 18-Mar-08 4:40 PM View: | Lime Energy (LIME) | 18-Mar-08 | Grant | 1,200 | $6.30 | $7,560.00 | < 1% 2.13M to 2.13M | 31% |
| 14-Feb-08 1:32 PM View: | IdentiPHI, Inc. (IDPI.OB) | 08-Feb-08 | Grant | 45,620,700 | -- | -- | 599% 7.62M to 53.24M | |
| 10-Jan-08 2:42 PM View: | Lime Energy (LIME) | 08-Jan-08 | Grant | 28,940 | -- | -- | < 1% 14.87M to 14.9M | |
| 03-Jan-08 9:56 PM View: | Advanced Biotherapy Inc. (ADVB.OB) | 18-Dec-07 | Purchase | 181,818,000 | $0.01 | $2,000,000.00 | 24% 771.03M to 952.85M | |
| 02-Oct-07 3:48 PM View: | Lime Energy (LIME) | 28-Sep-07 | Grant | 23,968 | -- | -- | < 1% 25.48M to 25.5M | |
| 26-Sep-07 9:59 PM View: | First Data Corporation (FDC) | 24-Sep-07 | Disposition | 3,040,690 | $34.00 | $103,383,000.00 | (99%) 3.08M to 43.43K | < 1% |
| 26-Sep-07 9:59 PM View: | First Data Corporation (FDC) | 24-Sep-07 | Disposition | 43,432 | -- | -- | (100%) 43.43K to 0 | |
| 04-Sep-07 7:17 PM View: | IdentiPHI, Inc. (IDPI.OB) | 30-Aug-07 | Grant | 224,400 | -- | -- | 3% 7.39M to 7.62M | |
| 06-Jul-07 2:32 PM View: | Lime Energy (LIME) | 06-Jul-07 | Grant | 7,376 | -- | -- | < 1% 28.47M to 28.48M | |
| 07-Jun-07 5:00 PM View: | Lime Energy (LIME) | 06-Jun-07 | Private Purchase | 4,922 | $0.90 | $4,429.80 | < 1% 28.47M to 28.47M | |
| 22-Feb-07 3:01 PM View: | Lime Energy (LIME) | 15-Feb-07 | Acquisition (other) | 26,600 | -- | -- | < 1% 28.44M to 28.47M |