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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Jun-13 7:09 PM View:  | DTS Inc. (DTSI) | 06-Jun-13 | Grant | 4,102 | -- | -- | 100% 0 to 4.1K | |
| 14-Sep-12 5:10 PM View: | DTS Inc. (DTSI) | 14-Sep-12 | Gift | 10,500 | -- | -- | (2%) 492.48K to 481.98K | |
| 24-Jul-12 8:21 PM View: | SRS Labs Inc. (SRSL) | 20-Jul-12 | Disposition | 2,519,570 | -- | -- | (88%) 2.87M to 352.79K | |
| 24-Jul-12 8:21 PM View: | SRS Labs Inc. (SRSL) | 20-Jul-12 | Disposition | 352,790 | -- | -- | (100%) 352.79K to 0 | |
| 30-Nov-11 7:32 PM View: | SRS Labs Inc. (SRSL) | 28-Nov-11 | Option Exercise | 50,000 | $3.22 | $161,000.00 | 2% 2.82M to 2.87M | |
| 05-Jan-11 2:35 PM View: | SRS Labs Inc. (SRSL) | 04-Jan-11 | Option Exercise | 50,000 | $2.62 | $131,250.00 | 2% 2.77M to 2.82M | |
| 24-Jun-10 12:51 PM View: | SRS Labs Inc. (SRSL) | 08-Jun-10 | Gift | 27,000 | -- | -- | (< 1%) 2.8M to 2.77M | |
| 06-Nov-09 5:56 PM View: | SRS Labs Inc. (SRSL) | 05-Nov-09 | Option Exercise | 70,000 | $3.44 | $240,625.00 | 3% 2.8M to 2.87M | |
| 06-Nov-09 5:56 PM View: | SRS Labs Inc. (SRSL) | 05-Nov-09 | Market Option Sale | 70,000 | $7.01 | $490,364.00 | (2%) 2.87M to 2.8M | (3%) |
| 22-Dec-08 6:42 PM View: | SRS Labs Inc. (SRSL) | 22-Dec-08 | Option Exercise | 35,000 | $2.69 | $94,062.50 | 1% 2.98M to 3.02M | 60% |
| 22-Jan-07 2:30 PM View: | SRS Labs Inc. (SRSL) | 19-Jan-07 | Option Exercise | 15,000 | $5.00 | $75,000.00 | < 1% 2.97M to 2.98M |