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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jan-12 3:47 PM View:  | Northeast Utilities (ES) | 03-Jan-12 | Grant | 3,576 | $5.87 | $20,989.40 | 7% 52.2K to 55.77K | |
| 04-Oct-11 3:36 PM View: | Northeast Utilities (ES) | 03-Oct-11 | Grant | 604 | $33.51 | $20,240.00 | 1% 51.57K to 52.17K | 174% |
| 05-Jul-11 10:55 AM View: | Northeast Utilities (ES) | 01-Jul-11 | Grant | 700 | $35.34 | $24,737.30 | 1% 50.84K to 51.55K | 162% |
| 04-Apr-11 4:13 PM View: | Northeast Utilities (ES) | 01-Apr-11 | Grant | 625 | $34.79 | $21,743.80 | 1% 50.2K to 50.82K | 168% |
| 04-Jan-11 2:49 PM View: | Northeast Utilities (ES) | 03-Jan-11 | Grant | 3,351 | $3.35 | $11,221.50 | 7% 46.82K to 50.17K | |
| 06-Dec-10 1:16 PM View: | Northeast Utilities (ES) | 02-Dec-10 | Option Exercise | 5,000 | $19.74 | $98,700.00 | 11% 46.8K to 51.8K | |
| 06-Dec-10 1:16 PM View: | Northeast Utilities (ES) | 02-Dec-10 | Market Option Sale | 5,000 | $31.75 | $158,767.00 | (10%) 51.8K to 46.8K | (198%) |
| 05-Oct-10 2:33 PM View: | Northeast Utilities (ES) | 01-Oct-10 | Grant | 379 | $29.65 | $11,237.30 | < 1% 46.42K to 46.8K | 222% |
| 06-Jul-10 2:38 PM View: | Northeast Utilities (ES) | 01-Jul-10 | Grant | 439 | $25.57 | $11,225.20 | < 1% 45.95K to 46.39K | 276% |
| 05-Apr-10 4:24 PM View: | Northeast Utilities (ES) | 01-Apr-10 | Grant | 401 | $28.01 | $11,230.40 | < 1% 45.52K to 45.92K | 247% |
| 04-Jan-10 4:42 PM View: | Northeast Utilities (ES) | 04-Jan-10 | Grant | 3,435 | $3.27 | $11,234.30 | 8% 42.06K to 45.49K | |
| 16-Nov-09 3:55 PM View: | Northeast Utilities (ES) | 13-Nov-09 | Option Exercise | 2,500 | $18.44 | $46,095.00 | 6% 41.5K to 44.0K | |
| 16-Nov-09 3:55 PM View: | Northeast Utilities (ES) | 13-Nov-09 | Market Option Sale | 1,972 | $23.40 | $46,144.80 | (4%) 44.0K to 42.03K | (324%) |
| 05-Oct-09 4:17 PM View: | CuraGen Corp. (CRGN) | 01-Oct-09 | Disposition | 364,650 | -- | -- | (100%) 364.65K to 0 | |
| 02-Oct-09 4:57 PM View: | Northeast Utilities (ES) | 01-Oct-09 | Grant | 474 | $23.72 | $11,243.30 | 1% 41.03K to 41.5K | 318% |
| 02-Jul-09 4:10 PM View: | Northeast Utilities (ES) | 01-Jul-09 | Grant | 498 | $22.59 | $11,249.80 | 1% 40.5K to 41.0K | 347% |
| 03-Apr-09 3:01 PM View: | Northeast Utilities (ES) | 01-Apr-09 | Grant | 531 | $21.17 | $11,241.30 | 1% 39.94K to 40.47K | 400% |
| 05-Jan-09 5:10 PM View: | Northeast Utilities (ES) | 02-Jan-09 | Grant | 3,466 | $3.24 | $11,244.60 | 10% 36.44K to 39.9K | 649% |
| 25-Nov-08 4:23 PM View: | Northeast Utilities (ES) | 24-Nov-08 | Option Exercise | 2,500 | $14.94 | $37,350.00 | 7% 33.91K to 36.41K | 60% |
| 11-Apr-08 5:08 PM View: | Northeast Utilities (ES) | 10-Apr-08 | Option Exercise | 2,500 | $16.31 | $40,781.20 | 8% 31.36K to 33.86K | 61% |
| 03-Jan-08 5:06 PM View: | Northeast Utilities (ES) | 02-Jan-08 | Grant | 3,000 | -- | -- | 11% 28.34K to 31.34K | |
| 04-May-07 9:14 AM View: | CuraGen Corp. (CRGN) | 03-May-07 | Market Purchase | 25,000 | $2.80 | $70,000.00 | 7% 339.65K to 364.65K | (65%) |
| 05-Jan-07 12:39 PM View: | Northeast Utilities (ES) | 03-Jan-07 | Grant | 3,000 | -- | -- | 12% 25.13K to 28.13K | |
| 05-Jul-06 2:57 PM View: | Northeast Utilities (ES) | 03-Jul-06 | Grant | 90 | $20.68 | $1,861.20 | < 1% 24.95K to 25.04K | 378% |
| 04-Apr-06 4:33 PM View: | Northeast Utilities (ES) | 03-Apr-06 | Grant | 95 | $19.61 | $1,862.95 | < 1% 24.8K to 24.9K | 409% |
| 05-Jan-06 3:13 PM View: | Northeast Utilities (ES) | 03-Jan-06 | Grant | 3,094 | $0.60 | $1,859.32 | 14% 21.66K to 24.75K | |
| 04-Oct-05 2:09 PM View: | Northeast Utilities (ES) | 03-Oct-05 | Grant | 93 | $20.04 | $1,863.72 | < 1% 21.52K to 21.61K | 407% |
| 18-Aug-05 4:22 PM View: | CuraGen Corp. (CRGN) | 18-Aug-05 | Market Purchase | 25,000 | $4.56 | $114,055.00 | 8% 314.65K to 339.65K | (79%) |
| 06-Jul-05 11:23 AM View: | Northeast Utilities (ES) | 01-Jul-05 | Grant | 89 | $20.96 | $1,865.44 | < 1% 21.39K to 21.48K | 389% |
| 05-Apr-05 12:12 PM View: | Northeast Utilities (ES) | 01-Apr-05 | Grant | 96 | $19.38 | $1,860.48 | < 1% 21.26K to 21.36K | 429% |
| 04-Jan-05 6:25 PM View: | Northeast Utilities (ES) | 03-Jan-05 | Grant | 3,101 | $0.60 | $1,867.49 | 8% 39.04K to 42.15K | |
| 14-Feb-05 10:00 PM View: | Northeast Utilities (ES) | 31-Dec-04 | Grant | 99 | $18.85 | $1,866.15 | < 1% 21.12K to 21.22K | 449% |
| 02-Jun-04 5:17 PM View: | CuraGen Corp. (CRGN) | 01-Jun-04 | Market Purchase | 11,100 | $4.99 | $55,439.00 | 4% 303.55K to 314.65K | (81%) |
| 01-Jun-04 4:33 PM View: | CuraGen Corp. (CRGN) | 28-May-04 | Market Purchase | 9,404 | $5.20 | $48,900.80 | 3% 294.15K to 303.55K | (81%) |
| 01-Jun-04 4:33 PM View: | CuraGen Corp. (CRGN) | 27-May-04 | Market Purchase | 15,596 | $5.16 | $80,520.60 | 6% 278.55K to 294.15K | (81%) |
| 24-Feb-04 10:00 PM View: | CuraGen Corp. (CRGN) | 20-Feb-04 | Market Purchase | 40,000 | $6.38 | $255,200.00 | 17% 238.55K to 278.55K | (85%) |
| 15-Jan-04 10:00 PM View: | Northeast Utilities (ES) | 13-Jan-04 | Grant | 3,000 | -- | -- | 20% 15.02K to 18.02K |