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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Nov-21 4:28 PM View:  | Marrone Bio Innovations Inc (MBII) | 11-Nov-21 | Exercise (in-the money or at-the-money) | 618,014 | $0.75 | $463,510.00 | 3% 17.72M to 18.34M | |
| 15-Mar-21 2:06 PM View: | Marrone Bio Innovations Inc (MBII) | 12-Mar-21 | Exercise (in-the money or at-the-money) | 741,617 | $0.75 | $556,213.00 | 5% 15.95M to 16.69M | |
| 04-Jan-21 4:38 PM View: | Marrone Bio Innovations Inc (MBII) | 31-Dec-20 | Acquisition (other) | 50,000 | $1.26 | $63,000.00 | < 1% 15.95M to 16.0M | (< 1%) |
| 04-Jan-21 4:38 PM View: | Marrone Bio Innovations Inc (MBII) | 31-Dec-20 | Disposition (other) | 50,000 | $1.26 | $63,000.00 | (< 1%) 16.0M to 15.95M | < 1% |
| 14-Dec-20 5:07 PM View: | Marrone Bio Innovations Inc (MBII) | 14-Dec-20 | Exercise (in-the money or at-the-money) | 1,648,040 | $0.75 | $1,236,030.00 | 12% 14.3M to 15.95M | |
| 17-Sep-20 3:44 PM View: | Marrone Bio Innovations Inc (MBII) | 15-Sep-20 | Option Exercise | 343,341 | -- | -- | 2% 13.96M to 14.3M | |
| 20-Aug-20 3:39 PM View: | SunOpta Inc. (STKL) | 18-Aug-20 | Sale | 3,300,000 | $6.00 | $19,800,000.00 | (28%) 11.99M to 8.69M | |
| 07-Aug-20 1:22 PM View: | SunOpta Inc. (STKL) | 06-Aug-20 | Market Sale | 12,500 | $6.77 | $84,625.00 | (< 1%) 12.01M to 11.99M | (58%) |
| 07-Aug-20 1:22 PM View: | SunOpta Inc. (STKL) | 05-Aug-20 | Market Sale | 100,000 | $6.57 | $657,000.00 | (< 1%) 12.11M to 12.01M | (63%) |
| 14-Feb-11 7:15 PM View: | Yuhe International, Inc. (YUII) | 24-Jun-20 | Purchase | 1,000 | $8.04 | $8,037.60 | < 1% 4.12M to 4.12M | 1% |
| 14-Feb-11 7:15 PM View: | Yuhe International, Inc. (YUII) | 19-May-20 | Private Sale | 21,600 | $8.11 | $175,284.00 | (< 1%) 4.0M to 3.98M | (< 1%) |
| 14-Feb-11 7:15 PM View: | Yuhe International, Inc. (YUII) | 11-May-20 | Purchase | 10,000 | $8.41 | $84,103.00 | < 1% 4.0M to 4.01M | (3%) |
| 04-May-20 4:52 PM View: | Marrone Bio Innovations Inc (MBII) | 01-May-20 | Option Exercise | 429,176 | -- | -- | 3% 13.53M to 13.96M | |
| 28-Feb-20 3:16 PM View: | Marrone Bio Innovations Inc (MBII) | 25-Feb-20 | Option Exercise | 874,314 | $1.00 | $874,314.00 | 7% 12.66M to 13.53M | |
| 20-Dec-19 6:06 PM View: | SunOpta Inc. (STKL) | 19-Dec-19 | Market Purchase | 47,300 | $2.43 | $114,934.00 | < 1% 12.06M to 12.11M | 341% |
| 20-Dec-19 6:10 PM View: | Marrone Bio Innovations Inc (MBII) | 19-Dec-19 | Option Exercise | 874,326 | $1.00 | $874,326.00 | 7% 11.78M to 12.66M | 34% |
| 12-Nov-19 7:26 AM View: | SunOpta Inc. (STKL) | 08-Nov-19 | Market Purchase | 25,000 | $2.30 | $57,500.00 | < 1% 12.03M to 12.06M | 366% |
| 06-Nov-19 3:08 PM View: | SunOpta Inc. (STKL) | 05-Nov-19 | Market Purchase | 25,000 | $2.00 | $50,015.00 | < 1% 12.01M to 12.03M | 436% |
| 29-Oct-19 7:18 PM View: | SunOpta Inc. (STKL) | 29-Oct-19 | Market Purchase | 25,000 | $1.70 | $42,485.00 | < 1% 11.98M to 12.01M | 531% |
| 29-Oct-19 7:18 PM View: | SunOpta Inc. (STKL) | 28-Oct-19 | Market Purchase | 25,000 | $1.75 | $43,750.00 | < 1% 11.96M to 11.98M | 513% |
| 25-Oct-19 6:34 PM View: | SunOpta Inc. (STKL) | 24-Oct-19 | Market Purchase | 10,600 | $1.73 | $18,387.80 | < 1% 11.95M to 11.96M | 518% |
| 28-Oct-19 11:25 AM View: | SunOpta Inc. (STKL) | 24-Oct-19 | Market Purchase Duplicate | 10,600 | $1.73 | $18,387.80 | < 1% 11.95M to 11.96M | 518% |
| 24-Oct-19 10:43 AM View: | SunOpta Inc. (STKL) | 23-Oct-19 | Market Purchase | 11,270 | $1.66 | $18,747.00 | < 1% 11.94M to 11.95M | 545% |
| 24-Oct-19 10:43 AM View: | SunOpta Inc. (STKL) | 22-Oct-19 | Market Purchase | 5,000 | $1.53 | $7,638.00 | < 1% 11.93M to 11.94M | 602% |
| 09-Sep-19 1:40 PM View: | Marrone Bio Innovations Inc (MBII) | 05-Sep-19 | Option Exercise | 1,457,200 | $1.00 | $1,457,200.00 | 14% 10.32M to 11.78M | |
| 13-Aug-18 5:44 PM View: | Marrone Bio Innovations Inc (MBII) | 07-Aug-18 | Market Sale | 15,000 | $1.96 | $29,400.00 | (< 1%) 10.34M to 10.32M | 31% |
| 13-Aug-18 5:44 PM View: | Marrone Bio Innovations Inc (MBII) | 06-Aug-18 | Market Sale | 10,000 | $2.05 | $20,500.00 | (< 1%) 10.35M to 10.34M | 34% |
| 06-Feb-18 9:41 AM View: | Marrone Bio Innovations Inc (MBII) | 05-Feb-18 | Private Purchase | 6,666,670 | $0.75 | $5,000,000.00 | 181% 3.68M to 10.35M | |
| 01-May-17 4:07 PM View: | Marrone Bio Innovations Inc (MBII) | 28-Apr-17 | Market Sale | 1,189,700 | $1.68 | $1,998,700.00 | (32%) 3.68M to 2.49M | 20% |
| 28-Apr-17 6:18 PM View: | Marrone Bio Innovations Inc (MBII) | 25-Apr-17 | Market Purchase | 50,000 | $1.72 | $86,000.00 | 1% 3.63M to 3.68M | (22%) |
| 12-Feb-15 4:00 PM View: | Saba Software Inc. (SABA) | 11-Feb-15 | Sale | 450,000 | $8.88 | $3,997,980.00 | (14%) 3.19M to 2.74M | |
| 26-Sep-14 4:14 PM View: | Saba Software Inc. (SABA) | 24-Sep-14 | Market Sale | 25,000 | $13.07 | $326,872.00 | (< 1%) 3.22M to 3.19M | (3%) |
| 05-Sep-14 4:42 PM View: | Saba Software Inc. (SABA) | 03-Sep-14 | Market Purchase | 50,000 | $13.80 | $690,000.00 | 2% 3.17M to 3.22M | < 1% |
| 28-Aug-14 5:29 PM View: | Saba Software Inc. (SABA) | 26-Aug-14 | Market Purchase | 22,500 | $14.31 | $321,975.00 | < 1% 3.15M to 3.17M | (< 1%) |
| 25-Aug-14 4:50 PM View: | Saba Software Inc. (SABA) | 25-Aug-14 | Market Purchase | 6,100 | $13.78 | $84,058.00 | < 1% 6.28M to 6.28M | (< 1%) |
| 25-Aug-14 4:50 PM View: | Saba Software Inc. (SABA) | 22-Aug-14 | Market Purchase | 5,000 | $13.84 | $69,200.00 | < 1% 6.27M to 6.28M | (1%) |
| 25-Aug-14 4:50 PM View: | Saba Software Inc. (SABA) | 21-Aug-14 | Market Purchase | 800 | $13.50 | $10,800.00 | < 1% 6.27M to 6.27M | 1% |
| 20-Aug-14 4:58 PM View: | Saba Software Inc. (SABA) | 20-Aug-14 | Market Purchase | 10,000 | $13.07 | $130,700.00 | (100%) (-10.0K) to 0 | (2%) |
| 20-Aug-14 4:58 PM View: | Saba Software Inc. (SABA) | 18-Aug-14 | Market Purchase | 15,600 | $12.35 | $192,660.00 | (100%) (-15.6K) to 0 | 4% |
| 16-Jul-14 4:13 PM View: | Saba Software Inc. (SABA) | 14-Jul-14 | Market Sale | 3,216 | $12.50 | $40,200.00 | (< 1%) 3.11M to 3.11M | (2%) |
| 19-May-14 4:06 PM View: | Saba Software Inc. (SABA) | 15-May-14 | Market Sale | 32,200 | $9.90 | $318,780.00 | (1%) 3.15M to 3.11M | 3% |
| 13-May-14 4:32 PM View: | Saba Software Inc. (SABA) | 09-May-14 | Market Sale | 25,000 | $9.60 | $240,000.00 | (< 1%) 3.17M to 3.15M | (1%) |
| 25-Apr-14 9:28 PM View: | Saba Software Inc. (SABA) | 24-Apr-14 | Market Sale | 40,000 | $11.25 | $450,000.00 | (< 1%) 6.42M to 6.38M | 0% |
| 25-Apr-14 9:28 PM View: | Saba Software Inc. (SABA) | 23-Apr-14 | Market Sale | 19,562 | $11.27 | $220,464.00 | (< 1%) 6.44M to 6.42M | < 1% |
| 16-Apr-14 4:12 PM View: | Saba Software Inc. (SABA) | 15-Apr-14 | Market Sale | 20,000 | $11.39 | $227,800.00 | (< 1%) 6.5M to 6.48M | (11%) |
| 16-Apr-14 4:12 PM View: | Saba Software Inc. (SABA) | 14-Apr-14 | Market Sale | 10,200 | $11.46 | $116,890.00 | (< 1%) 6.51M to 6.5M | (10%) |
| 06-Jan-14 6:09 PM View: | Saba Software Inc. (SABA) | 03-Jan-14 | Market Sale | 50,000 | $12.40 | $620,000.00 | (2%) 3.31M to 3.26M | (< 1%) |
| 02-Jan-14 6:18 PM View: | Saba Software Inc. (SABA) | 31-Dec-13 | Market Sale | 15,000 | $12.36 | $185,400.00 | (100%) 15.0K to 0 | < 1% |
| 25-Nov-13 4:42 PM View: | Saba Software Inc. (SABA) | 22-Nov-13 | Market Sale | 25,000 | $12.25 | $306,250.00 | (< 1%) 3.35M to 3.33M | (< 1%) |
| 18-Nov-13 4:04 PM View: | Saba Software Inc. (SABA) | 15-Nov-13 | Market Sale | 1,438 | $12.00 | $17,256.00 | (< 1%) 6.7M to 6.7M | (3%) |