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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Oct-14 9:13 AM View:  | Deer Valley Corporation (DVLY) | 06-Oct-14 | Private Purchase | 12,436,500 | $0.29 | $3,651,930.00 | 100% 0 to 12.44M | |
| 06-Oct-09 5:03 PM View: | Highbury Financial Inc. (HBRF.OB) | 02-Oct-09 | Exercise (in-the money or at-the-money) | 526,583 | $5.00 | $2,632,920.00 | 21% 2.54M to 3.07M | |
| 17-Sep-09 2:16 PM View: | Highbury Financial Inc. (HBRF.OB) | 15-Sep-09 | Exercise (out-of-the-money) | 1,089,660 | $5.00 | $5,448,290.00 | 75% 1.45M to 2.54M | |
| 12-Aug-09 4:07 PM View: | Highbury Financial Inc. (HBRF.OB) | 10-Aug-09 | Market Purchase | 16,430 | $4.70 | $77,221.00 | 1% 1.44M to 1.45M | 18% |
| 06-Aug-09 5:17 PM View: | Highbury Financial Inc. (HBRF.OB) | 05-Aug-09 | Market Purchase | 235,361 | $4.90 | $1,153,270.00 | 20% 1.2M to 1.44M | 13% |
| 06-Aug-09 5:17 PM View: | Highbury Financial Inc. (HBRF.OB) | 04-Aug-09 | Market Purchase | 1,050 | $4.66 | $4,892.50 | < 1% 1.2M to 1.2M | 19% |
| 03-Aug-09 5:24 PM View: | Highbury Financial Inc. (HBRF.OB) | 03-Aug-09 | Market Purchase | 3,600 | $4.30 | $15,480.00 | < 1% 1.2M to 1.2M | 29% |
| 16-Jul-09 4:21 PM View: | Highbury Financial Inc. (HBRF.OB) | 14-Jul-09 | Market Purchase | 8,060 | $4.00 | $32,265.00 | < 1% 1.19M to 1.2M | 39% |
| 13-Jul-09 5:03 PM View: | Highbury Financial Inc. (HBRF.OB) | 13-Jul-09 | Market Purchase | 8,280 | $4.00 | $33,120.00 | < 1% 1.18M to 1.19M | 39% |
| 13-Jul-09 5:03 PM View: | Highbury Financial Inc. (HBRF.OB) | 10-Jul-09 | Market Purchase | 5,180 | $4.00 | $20,720.00 | < 1% 1.18M to 1.18M | 39% |
| 13-Jul-09 5:03 PM View: | Highbury Financial Inc. (HBRF.OB) | 09-Jul-09 | Market Purchase | 5,480 | $4.00 | $21,920.00 | < 1% 1.17M to 1.18M | 39% |
| 08-Jul-09 4:46 PM View: | Highbury Financial Inc. (HBRF.OB) | 08-Jul-09 | Market Purchase | 11,350 | $4.00 | $45,400.00 | < 1% 1.16M to 1.17M | 39% |
| 08-Jul-09 4:46 PM View: | Highbury Financial Inc. (HBRF.OB) | 06-Jul-09 | Market Purchase | 1,000 | $4.00 | $4,000.00 | < 1% 1.16M to 1.16M | 39% |
| 02-Jul-09 5:01 PM View: | Highbury Financial Inc. (HBRF.OB) | 30-Jun-09 | Market Purchase | 8,800 | $4.05 | $35,600.00 | < 1% 1.15M to 1.16M | 37% |
| 29-Jun-09 4:44 PM View: | Highbury Financial Inc. (HBRF.OB) | 26-Jun-09 | Market Purchase | 9,350 | $4.02 | $37,633.60 | < 1% 1.14M to 1.15M | 40% |
| 29-Jun-09 4:44 PM View: | Highbury Financial Inc. (HBRF.OB) | 25-Jun-09 | Market Purchase | 2,900 | $4.03 | $11,700.00 | < 1% 1.14M to 1.14M | 39% |
| 24-Jun-09 5:00 PM View: | Highbury Financial Inc. (HBRF.OB) | 22-Jun-09 | Market Purchase | 5,000 | $4.00 | $20,000.00 | < 1% 1.13M to 1.14M | 40% |
| 19-Jun-09 5:40 PM View: | Highbury Financial Inc. (HBRF.OB) | 19-Jun-09 | Market Purchase | 5,500 | $4.00 | $22,000.00 | < 1% 1.13M to 1.13M | 40% |
| 19-Jun-09 5:40 PM View: | Highbury Financial Inc. (HBRF.OB) | 17-Jun-09 | Market Purchase | 14,625 | $3.90 | $57,000.00 | 1% 1.11M to 1.13M | 44% |
| 10-Jun-09 4:47 PM View: | Highbury Financial Inc. (HBRF.OB) | 08-Jun-09 | Market Purchase | 13,461 | $3.76 | $50,570.50 | 1% 1.1M to 1.11M | 50% |
| 21-May-09 4:30 PM View: | Highbury Financial Inc. (HBRF.OB) | 19-May-09 | Market Purchase | 1,262 | $3.30 | $4,164.60 | < 1% 1.1M to 1.1M | 70% |
| 05-May-09 4:58 PM View: | Highbury Financial Inc. (HBRF.OB) | 05-May-09 | Market Purchase | 174,500 | $2.90 | $506,050.00 | 19% 922.74K to 1.1M | 94% |
| 05-May-09 4:58 PM View: | Highbury Financial Inc. (HBRF.OB) | 04-May-09 | Market Purchase | 200,000 | $2.70 | $540,000.00 | 28% 722.92K to 922.92K | 108% |
| 05-May-09 4:58 PM View: | Highbury Financial Inc. (HBRF.OB) | 01-May-09 | Market Purchase | 106,125 | $2.70 | $286,538.00 | 17% 616.8K to 722.92K | 108% |