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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Jul-15 2:49 PM View:  | Alliance New York Municipal... (AYN) | 20-Jul-15 | Market Purchase | 2,550 | $14.05 | $35,839.70 | < 1% 421.23K to 423.78K | 1% |
| 29-Jul-15 2:49 PM View: | Alliance New York Municipal... (AYN) | 17-Jul-15 | Market Purchase | 7,981 | $14.06 | $112,205.00 | 2% 413.25K to 421.23K | 1% |
| 29-Jul-15 2:49 PM View: | Alliance New York Municipal... (AYN) | 16-Jul-15 | Market Purchase | 81,293 | $14.03 | $1,140,540.00 | 24% 331.96K to 413.25K | 1% |
| 29-Jul-15 2:49 PM View: | Alliance New York Municipal... (AYN) | 14-Jul-15 | Market Purchase | 7,741 | $13.98 | $108,234.00 | 2% 324.21K to 331.96K | 2% |
| 29-Jul-15 2:49 PM View: | Alliance New York Municipal... (AYN) | 07-Jul-15 | Market Purchase | 6,573 | $14.15 | $93,040.80 | 2% 317.64K to 324.21K | < 1% |
| 07-May-15 10:56 AM View: | Alliance New York Municipal... (AYN) | 05-May-15 | Market Purchase | 2,507 | $13.82 | $34,646.70 | < 1% 315.13K to 317.64K | 5% |
| 06-Apr-15 10:31 AM View: | Alliance New York Municipal... (AYN) | 02-Apr-15 | Market Purchase | 2,302 | $13.93 | $32,074.20 | < 1% 312.83K to 315.13K | 3% |
| 02-Apr-15 12:39 PM View: | Alliance New York Municipal... (AYN) | 31-Mar-15 | Market Purchase | 400 | $13.94 | $5,576.00 | < 1% 312.43K to 312.83K | 3% |
| 31-Mar-15 12:36 PM View: | Alliance New York Municipal... (AYN) | 30-Mar-15 | Market Purchase | 732 | $13.90 | $10,174.80 | < 1% 311.7K to 312.43K | 3% |
| 31-Mar-15 12:36 PM View: | Alliance New York Municipal... (AYN) | 27-Mar-15 | Market Purchase | 1,944 | $13.90 | $27,018.50 | < 1% 309.76K to 311.7K | 3% |
| 27-Mar-15 11:24 AM View: | Alliance New York Municipal... (AYN) | 26-Mar-15 | Market Purchase | 1,496 | $13.90 | $20,790.80 | < 1% 308.26K to 309.76K | 3% |
| 27-Mar-15 11:24 AM View: | Alliance New York Municipal... (AYN) | 25-Mar-15 | Market Purchase | 3,343 | $13.89 | $46,445.30 | 1% 304.92K to 308.26K | 3% |
| 24-Mar-15 11:32 AM View: | Alliance New York Municipal... (AYN) | 20-Mar-15 | Market Purchase | 3,172 | $13.82 | $43,843.10 | 1% 301.75K to 304.92K | 4% |
| 18-Mar-15 10:11 AM View: | Alliance New York Municipal... (AYN) | 17-Mar-15 | Market Purchase | 2,508 | $13.72 | $34,409.80 | < 1% 299.24K to 301.75K | 4% |
| 18-Mar-15 10:11 AM View: | Alliance New York Municipal... (AYN) | 16-Mar-15 | Market Purchase | 2,542 | $13.71 | $34,845.20 | < 1% 296.7K to 299.24K | 4% |
| 16-Mar-15 10:27 AM View: | Alliance New York Municipal... (AYN) | 13-Mar-15 | Market Purchase | 3,354 | $13.69 | $45,901.20 | 1% 293.34K to 296.7K | 5% |
| 16-Mar-15 10:27 AM View: | Alliance New York Municipal... (AYN) | 12-Mar-15 | Market Purchase | 3,328 | $13.70 | $45,589.90 | 1% 290.01K to 293.34K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 02-Mar-15 | Market Purchase | 800 | $13.77 | $11,016.00 | < 1% 289.21K to 290.01K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 27-Feb-15 | Market Purchase | 400 | $13.78 | $5,512.00 | < 1% 288.81K to 289.21K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 26-Feb-15 | Market Purchase | 2,864 | $13.85 | $39,657.20 | 1% 285.95K to 288.81K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 25-Feb-15 | Market Purchase | 997 | $13.78 | $13,738.70 | < 1% 284.95K to 285.95K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 24-Feb-15 | Market Purchase | 351 | $13.77 | $4,833.27 | < 1% 284.6K to 284.95K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 23-Feb-15 | Market Purchase | 1,637 | $13.82 | $22,623.30 | < 1% 282.96K to 284.6K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 20-Feb-15 | Market Purchase | 400 | $13.80 | $5,520.00 | < 1% 282.56K to 282.96K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 18-Feb-15 | Market Purchase | 100 | $13.70 | $1,370.00 | < 1% 282.46K to 282.56K | 5% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 17-Feb-15 | Market Purchase | 7,368 | $13.68 | $100,766.00 | 3% 275.1K to 282.46K | 5% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 13-Feb-15 | Market Purchase | 4,131 | $13.78 | $56,925.20 | 2% 270.97K to 275.1K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 11-Feb-15 | Market Purchase | 500 | $13.80 | $6,900.00 | < 1% 270.47K to 270.97K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 10-Feb-15 | Market Purchase | 2,284 | $13.86 | $31,662.00 | < 1% 268.18K to 270.47K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 06-Feb-15 | Market Purchase | 681 | $13.95 | $9,499.95 | < 1% 267.5K to 268.18K | 3% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 26-Jan-15 | Market Purchase | 1,691 | $13.88 | $23,465.70 | < 1% 265.81K to 267.5K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 14-Jan-15 | Market Purchase | 1,537 | $13.90 | $21,364.30 | < 1% 264.27K to 265.81K | 4% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 13-Jan-15 | Market Purchase | 2,532 | $13.74 | $34,789.70 | < 1% 261.74K to 264.27K | 5% |
| 03-Mar-15 11:08 AM View: | Alliance New York Municipal... (AYN) | 12-Jan-15 | Market Purchase | 5,058 | $13.76 | $69,603.10 | 2% 256.68K to 261.74K | 5% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 08-Jan-15 | Market Purchase | 15,026 | $13.70 | $205,816.00 | 6% 241.66K to 256.68K | 5% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 30-Dec-14 | Market Purchase | 300 | $13.25 | $3,975.00 | < 1% 241.36K to 241.66K | 9% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 29-Dec-14 | Market Purchase | 5,739 | $13.20 | $75,769.70 | 2% 235.62K to 241.36K | 10% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 26-Dec-14 | Market Purchase | 6,500 | $13.16 | $85,510.10 | 3% 229.12K to 235.62K | 10% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 24-Dec-14 | Market Purchase | 7,368 | $13.15 | $96,897.30 | 3% 221.75K to 229.12K | 10% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 23-Dec-14 | Market Purchase | 16,909 | $13.14 | $222,171.00 | 8% 204.84K to 221.75K | 10% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 22-Dec-14 | Market Purchase | 13,893 | $13.06 | $181,386.00 | 7% 190.95K to 204.84K | 11% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 19-Dec-14 | Market Purchase | 1,221 | $13.00 | $15,873.00 | < 1% 189.73K to 190.95K | 11% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 18-Dec-14 | Market Purchase | 25,826 | $12.98 | $335,203.00 | 16% 163.9K to 189.73K | 11% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 17-Dec-14 | Market Purchase | 42,060 | $12.93 | $544,017.00 | 35% 121.84K to 163.9K | 12% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 16-Dec-14 | Market Purchase | 19,087 | $12.91 | $246,358.00 | 19% 102.75K to 121.84K | 12% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 15-Dec-14 | Market Purchase | 8,458 | $12.89 | $109,001.00 | 9% 94.3K to 102.75K | 12% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 12-Dec-14 | Market Purchase | 16,858 | $12.86 | $216,841.00 | 22% 77.44K to 94.3K | 12% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 11-Dec-14 | Market Purchase | 3,879 | $12.86 | $49,899.50 | 5% 73.56K to 77.44K | 12% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 10-Dec-14 | Market Purchase | 7,000 | $12.86 | $90,034.70 | 11% 66.56K to 73.56K | 12% |
| 02-Mar-15 6:22 PM View: | Alliance New York Municipal... (AYN) | 09-Dec-14 | Market Purchase | 6,112 | $12.78 | $78,113.80 | 10% 60.45K to 66.56K | 13% |