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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Dec-23 8:24 PM View:  | Mondee Holdings, Inc. (MOND) | 14-Dec-23 | Acquisition (other) | 10,000 | -- | -- | 100% 10.0K to 20.0K | |
| 15-Dec-23 8:24 PM View: | Mondee Holdings, Inc. (MOND) | 14-Dec-23 | Disposition (other) | 10,000 | -- | -- | (47%) 21.3K to 11.3K | |
| 15-Dec-23 8:24 PM View: | Mondee Holdings, Inc. (MOND) | 14-Dec-23 | Purchase | 1,300 | -- | -- | 6% 20.0K to 21.3K | |
| 10-Oct-23 8:22 PM View: | Western Asset Municipal Par... (MNP) | 05-Oct-23 | Private Sale | 135 | $50,000.00 | $6,750,000.00 | (100%) 0.14K to 0 | |
| 13-Jun-23 4:04 PM View: | Mondee Holdings, Inc. (MOND) | 09-Jun-23 | Market Sale | 1,049,890 | $9.45 | $9,921,450.00 | (11%) 9.52M to 8.47M | (6%) |
| 30-Sep-22 4:00 PM View: | Mondee Holdings, Inc. (MOND) | 29-Sep-22 | Purchase | 1,000,000 | -- | -- | 100% 0 to 1000.0K | |
| 23-Aug-22 5:14 PM View: | Mondee Holdings, Inc. (MOND) | 28-Jul-22 | Private Purchase | 8,598 | $8.41 | $72,330.00 | < 1% 9.69M to 9.7M | |
| 10-Feb-22 9:11 PM View: | Alimera Sciences Inc (ALIM) | 08-Feb-22 | Market Sale | 250,000 | $4.55 | $1,137,500.00 | (31%) 807.55K to 557.55K | (5%) |
| 14-Oct-21 12:49 PM View: | Sonim Technologies Inc (SONM) | 12-Oct-21 | Sale | 60,000 | -- | -- | (7%) 906.63K to 846.63K | |
| 23-Jun-20 5:39 PM View: | Ensysce Biosciences, Inc. (LACQ) | 19-Jun-20 | Sale | 776,290 | -- | -- | (100%) 776.29K to 0 | |
| 09-Oct-19 4:04 PM View: | NB Telecom, Inc. (CXDC) | 30-Sep-19 | Grant | 16,000,000 | -- | -- | 100% 0 to 16.0M | |
| 28-Nov-18 7:45 PM View: | Bloom Energy Corp (BE) | 26-Nov-18 | Sale | 31 | $15.03 | $465.93 | (2%) 1.67K to 1.64K | |
| 21-Sep-18 4:36 PM View: | Eaton Vance Senior Income T... (EVF) | 19-Sep-18 | Private Sale | 327 | $23,000.00 | $7,521,000.00 | (78%) 0.42K to 94 | |
| 21-Sep-18 4:37 PM View: | Eaton Vance Limited Duratio... (EVV) | 19-Sep-18 | Private Sale | 557 | $23,000.00 | $12,811,000.00 | (49%) 1.14K to 0.58K | |
| 28-Jul-17 8:23 PM View: | Innocoll Holdings Plc (INNL) | 24-Jul-17 | Sale | 3,365,980 | -- | -- | (100%) 3.37M to 0 | |
| 28-Sep-16 4:31 PM View: | Eaton Vance Senior Income T... (EVF) | 27-Sep-16 | Private Sale | 357 | $23,750.00 | $8,478,750.00 | (46%) 0.78K to 0.42K | |
| 15-Apr-16 3:15 PM View: | Pacholder High Yield Fund I... (PHF) | 13-Apr-16 | Disposition (other) | 486 | $25,000.00 | $12,150,000.00 | (100%) 0.49K to 0 | |
| 11-Mar-16 4:43 PM View: | Nuveen Short Duration Credi... (JSD) | 11-Mar-16 | Market Purchase | 6,000 | $14.67 | $88,020.00 | (100%) (-6.0K) to 0 | 2% |
| 11-Mar-16 4:43 PM View: | Nuveen Short Duration Credi... (JSD) | 02-Mar-16 | Market Sale | 6,000 | $14.13 | $84,780.00 | (100%) 6.0K to 0 | (6%) |
| 11-Mar-16 4:43 PM View: | Nuveen Short Duration Credi... (JSD) | 09-Feb-16 | Market Purchase | 286 | $13.83 | $3,955.38 | 100% 0 to 0.29K | 9% |
| 11-Mar-16 4:43 PM View: | Nuveen Short Duration Credi... (JSD) | 09-Feb-16 | Market Sale | 286 | $13.88 | $3,970.96 | (100%) 0.29K to 0 | (9%) |
| 11-Mar-16 4:43 PM View: | Nuveen Short Duration Credi... (JSD) | 05-Feb-16 | Market Sale | 400 | $14.20 | $5,682.00 | (100%) 0.4K to 0 | (6%) |
| 11-Mar-16 4:43 PM View: | Nuveen Short Duration Credi... (JSD) | 04-Feb-16 | Market Sale | 1,530 | $14.28 | $21,848.40 | (79%) 1.93K to 0.4K | (6%) |
| 11-Mar-16 4:43 PM View: | Nuveen Short Duration Credi... (JSD) | 29-Jan-16 | Market Purchase | 8 | $14.41 | $115.28 | < 1% 1.93K to 1.94K | 5% |
| 11-Mar-16 4:43 PM View: | Nuveen Short Duration Credi... (JSD) | 29-Jan-16 | Market Sale | 8 | $14.40 | $115.20 | (< 1%) 1.94K to 1.93K | (5%) |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 26-Jan-16 | Market Purchase | 500 | $14.24 | $7,118.00 | 26% 1.93K to 2.43K | 6% |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 26-Jan-16 | Market Sale | 500 | $14.20 | $7,100.00 | (21%) 2.43K to 1.93K | (6%) |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 25-Jan-16 | Market Purchase | 39 | $14.13 | $551.07 | 2% 1.93K to 1.97K | 7% |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 25-Jan-16 | Market Sale | 39 | $14.04 | $547.56 | (2%) 1.97K to 1.93K | (8%) |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 22-Jan-16 | Market Purchase | 347 | $14.14 | $4,905.17 | 18% 1.88K to 2.23K | 7% |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 22-Jan-16 | Market Sale | 300 | $14.08 | $4,224.00 | (13%) 2.23K to 1.93K | (7%) |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 21-Jan-16 | Market Purchase | 800 | $14.07 | $11,256.00 | 42% 1.88K to 2.68K | 7% |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 21-Jan-16 | Market Sale | 800 | $13.99 | $11,194.00 | (30%) 2.68K to 1.88K | (8%) |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 20-Jan-16 | Market Purchase | 700 | $13.78 | $9,643.00 | 39% 1.78K to 2.48K | 10% |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 20-Jan-16 | Market Sale | 600 | $13.90 | $8,341.00 | (24%) 2.48K to 1.88K | (9%) |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 15-Jan-16 | Market Purchase | 210 | $14.12 | $2,965.20 | 12% 1.78K to 1.99K | 7% |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 15-Jan-16 | Market Sale | 210 | $14.15 | $2,971.50 | (11%) 1.99K to 1.78K | (7%) |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 14-Jan-16 | Market Purchase | 500 | $14.34 | $7,170.00 | 28% 1.78K to 2.28K | 5% |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 14-Jan-16 | Market Sale | 500 | $14.40 | $7,198.00 | (22%) 2.28K to 1.78K | (5%) |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 13-Jan-16 | Market Purchase | 300 | $14.64 | $4,392.00 | 17% 1.78K to 2.08K | 3% |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 13-Jan-16 | Market Sale | 300 | $14.49 | $4,347.00 | (14%) 2.08K to 1.78K | (4%) |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 08-Jan-16 | Market Purchase | 346 | $14.72 | $5,093.12 | 24% 1.44K to 1.78K | 3% |
| 11-Mar-16 4:39 PM View: | Nuveen Short Duration Credi... (JSD) | 04-Jan-16 | Market Purchase | 125 | $14.83 | $1,853.75 | 10% 1.31K to 1.44K | 3% |
| 29-Oct-15 4:22 PM View: | Eaton Vance Limited Duratio... (EVV) | 28-Oct-15 | Purchase | 1 | $25,000.00 | $25,000.00 | < 1% 1.14K to 1.14K | |
| 15-Oct-15 6:57 PM View: | Eaton Vance Senior Income T... (EVF) | 13-Oct-15 | Purchase | 19 | $25,000.00 | $475,000.00 | 3% 0.76K to 0.78K | |
| 15-Sep-15 4:35 PM View: | Eaton Vance Limited Duratio... (EVV) | 11-Sep-15 | Purchase | 2 | $25,000.00 | $50,000.00 | < 1% 1.14K to 1.14K | |
| 04-Sep-15 3:35 PM View: | Eaton Vance Senior Income T... (EVF) | 02-Sep-15 | Purchase | 1 | $25,000.00 | $25,000.00 | < 1% 0.76K to 0.76K | |
| 04-Sep-15 3:33 PM View: | Eaton Vance Limited Duratio... (EVV) | 02-Sep-15 | Purchase | 4 | $25,000.00 | $100,000.00 | < 1% 1.13K to 1.14K | |
| 14-Aug-15 2:52 PM View: | Eaton Vance Limited Duratio... (EVV) | 12-Aug-15 | Purchase | 1 | $25,000.00 | $25,000.00 | < 1% 1.13K to 1.13K | |
| 30-Jul-15 5:16 PM View: | Eaton Vance Limited Duratio... (EVV) | 28-Jul-15 | Purchase | 1 | $25,000.00 | $25,000.00 | < 1% 1.13K to 1.13K |