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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Nov-17 5:16 PM View:  | Aquantia Corp (AQ) | 07-Nov-17 | Conversion | 646,270 | -- | -- | (103%) (-624.52K) to 21.75K | |
| 07-Nov-17 5:16 PM View: | Aquantia Corp (AQ) | 07-Nov-17 | Conversion | 26,506 | -- | -- | 122% 21.75K to 48.26K | |
| 09-Aug-13 4:43 PM View: | Control4 Corp (CTRL) | 07-Aug-13 | Conversion | 1,510,980 | -- | -- | 100% 0 to 1.51M | |
| 09-Aug-13 4:43 PM View: | Control4 Corp (CTRL) | 07-Aug-13 | Sale | 291,667 | $16.00 | $4,666,670.00 | (15%) 1.98M to 1.69M | |
| 09-Aug-13 4:43 PM View: | Control4 Corp (CTRL) | 07-Aug-13 | Exercise (in-the money or at-the-money) | 470,082 | $9.93 | $4,666,650.00 | 31% 1.51M to 1.98M | |
| 04-Apr-12 4:45 PM View: | Vocera Communications, Inc. (VCRA) | 02-Apr-12 | Conversion | 609,473 | -- | -- | 100% 0 to 609.47K | |
| 04-Apr-12 4:45 PM View: | Vocera Communications, Inc. (VCRA) | 02-Apr-12 | Sale | 603,575 | $14.88 | $8,981,200.00 | (99%) 609.47K to 5.9K | |
| 28-Jul-04 8:02 PM View: | Lumera Corp (LMRA) | 28-Jul-04 | Conversion | 974,438 | -- | -- | 100% 0 to 974.44K |