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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Nov-20 11:47 AM View:  | Nuveen Floating Rate Income... (JFR) | 09-Nov-20 | Private Sale | 37,091,000 | $100.00 | $3,709,100,032.00 | (73%) 51.0M to 13.91M | |
| 20-Nov-20 11:39 AM View: | Nuveen Floating Rate Income... (JRO) | 09-Nov-20 | Sale | 30,000,000 | $100.00 | $3,000,000,000.00 | (100%) 30.0M to 0 | |
| 20-Nov-20 11:39 AM View: | Nuveen Floating Rate Income... (JRO) | 28-Oct-20 | Private Sale | 15,000,000 | $100.00 | $1,500,000,000.00 | (33%) 45.0M to 30.0M | |
| 16-Oct-18 10:00 PM View: | Nuveen Floating Rate Income... (JFR) | 13-Jan-17 | Private Sale | 4,000 | $1,001.00 | $4,004,000.00 | (< 1%) 106.0M to 106.0M | |
| 16-Oct-18 10:00 PM View: | Clearbridge Mlp & Midstream... (CEM) | 25-Feb-16 | Disposition (other) | 9,607 | $1,000.00 | $9,606,990.00 | (< 1%) 90.4M to 90.39M | |
| 16-Oct-18 10:00 PM View: | Tortoise Energy Infrastruct... (TYG) | 17-Dec-14 | Private Purchase | 900,000 | $10.00 | $9,000,000.00 | 2% 48.1M to 49.0M |