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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Apr-21 3:06 PM View:  | BlackRock New York Municipa... (BNY) | 15-Apr-21 | Disposition (other) | 945 | -- | -- | (100%) 0.94K to 0 | |
| 19-Oct-20 6:13 PM View: | Morgan Stanley Quality Muni... (IQI) | 19-Oct-20 | Disposition (other) | 2,339 | -- | -- | (100%) 2.34K to 0 | |
| 13-Oct-20 11:39 AM View: | Van Kampen Municipal Trust (VKQ) | 08-Oct-20 | Disposition (other) | 2,628 | -- | -- | (100%) 2.63K to 0 | |
| 06-May-19 8:44 PM View: | Delaware Investments Nation... (VFL) | 30-Apr-19 | Disposition (other) | 300 | -- | -- | (100%) 0.3K to 0 | |
| 01-Jun-17 2:09 PM View: | Morgan Stanley Quality Muni... (IQI) | 01-Jun-17 | Acquisition (other) | 200 | -- | -- | 9% 2.14K to 2.34K | |
| 14-Sep-16 5:11 PM View: | Nuveen Premium Income Munic... (NPI) | 12-Sep-16 | Disposition (other) | 4,070 | -- | -- | (100%) 4.07K to 0 | |
| 14-Sep-16 3:53 PM View: | Nuveen Performance Plus Mun... (NPP) | 12-Sep-16 | Disposition (other) | 5,350 | -- | -- | (100%) 5.35K to 0 | |
| 03-Jun-16 4:16 PM View: | Nuveen Insured Tax Free Adv... (NEA) | 01-Jun-16 | Acquisition (other) | 2,380 | -- | -- | 158% 1.51K to 3.89K | |
| 03-Jun-16 4:16 PM View: | Nuveen Insured Tax Free Adv... (NEA) | 01-Jun-16 | Disposition (other) | 1,510 | -- | -- | (39%) 3.89K to 2.38K | |
| 03-Jun-16 4:19 PM View: | Nuveen Michigan Quality Inc... (NUM) | 01-Jun-16 | Acquisition (other) | 879 | -- | -- | 55% 1.59K to 2.47K | |
| 03-Jun-16 4:19 PM View: | Nuveen Michigan Quality Inc... (NUM) | 01-Jun-16 | Acquisition (other) | 851 | -- | -- | 34% 2.47K to 3.32K | |
| 03-Jun-16 4:19 PM View: | Nuveen Michigan Quality Inc... (NUM) | 01-Jun-16 | Disposition (other) | 879 | -- | -- | (26%) 3.32K to 2.44K | |
| 03-Jun-16 4:19 PM View: | Nuveen Michigan Quality Inc... (NUM) | 01-Jun-16 | Disposition (other) | 711 | -- | -- | (29%) 2.44K to 1.73K | |
| 03-Jun-16 4:18 PM View: | Nuveen Arizona Premium Inco... (NAZ) | 01-Jun-16 | Acquisition (other) | 883 | -- | -- | 112% 0.79K to 1.67K | |
| 03-Jun-16 4:18 PM View: | Nuveen Arizona Premium Inco... (NAZ) | 01-Jun-16 | Disposition (other) | 790 | -- | -- | (47%) 1.67K to 0.88K | |
| 11-Apr-16 5:25 PM View: | Nuveen Insured Quality Muni... (NQI) | 11-Apr-16 | Disposition (other) | 2,404 | -- | -- | (100%) 2.4K to 0 | |
| 27-Jan-16 8:01 AM View: | Delaware Investments Nation... (VFL) | 22-Jan-16 | Acquisition (other) | 300 | -- | -- | 100% 0.3K to 0.6K | |
| 27-Jan-16 8:01 AM View: | Delaware Investments Nation... (VFL) | 22-Jan-16 | Disposition (other) | 300 | -- | -- | (50%) 0.6K to 0.3K | |
| 11-Jan-16 4:55 PM View: | DTF Tax-Free Income Inc. (DTF) | 08-Jan-16 | Acquisition (other) | 650 | -- | -- | 100% 0.65K to 1.3K | |
| 11-Jan-16 4:55 PM View: | DTF Tax-Free Income Inc. (DTF) | 08-Jan-16 | Disposition (other) | 650 | -- | -- | (50%) 1.3K to 0.65K | |
| 20-May-15 6:34 PM View: | Nuveen Premium Income Munic... (NPI) | 19-May-15 | Disposition (other) | 4,070 | -- | -- | (100%) 4.07K to 0 | |
| 20-May-15 6:35 PM View: | Nuveen Performance Plus Mun... (NPP) | 19-May-15 | Disposition (other) | 5,350 | -- | -- | (100%) 5.35K to 0 | |
| 20-May-15 6:34 PM View: | Nuveen Insured Quality Muni... (NQI) | 19-May-15 | Disposition (other) | 2,404 | -- | -- | (100%) 2.4K to 0 | |
| 06-Jun-14 1:05 PM View: | Nuveen Dividend Advantage M... (NZF) | 11-Apr-14 | Disposition (other) | 1,692 | $100,000.00 | $169,200,000.00 | (100%) 1.69K to 0 | |
| 06-Jun-14 1:07 PM View: | Nuveen Insured New York Tax... (NRK) | 11-Apr-14 | Disposition (other) | 507 | $100,000.00 | $50,700,000.00 | (100%) 0.51K to 0 | |
| 12-Dec-13 3:08 PM View: | Nuveen Michigan Quality Inc... (NUM) | 10-Dec-13 | Disposition (other) | 879 | -- | -- | (100%) 0.88K to 0 | |
| 12-Mar-13 9:46 AM View: | Nuveen Insured New York Pre... (NNF) | 11-Mar-13 | Disposition (other) | 507 | -- | -- | (100%) 0.51K to 0 | |
| 21-Feb-13 2:43 PM View: | Blackrock Municipal 2030 Ta... (BTT) | 20-Feb-13 | Purchase | 50 | $5,000,000.00 | $250,000,000.00 | 50% 100 to 0.15K | |
| 12-Feb-13 12:46 PM View: | Evergreen Multi-Sector Inco... (ERC) | 08-Feb-13 | Market Purchase | 5,851 | $16.24 | $95,022.80 | (100%) 5.85K to 0 | (9%) |
| 12-Feb-13 12:08 PM View: | Evergreen Utilities and Hig... (ERH) | 08-Feb-13 | Market Purchase | 5,000 | $11.78 | $58,924.00 | (100%) 5.0K to 0 | (35%) |
| 12-Feb-13 12:40 PM View: | Allspring Global Dividend O... (EOD) | 08-Feb-13 | Market Purchase | 6,755 | $7.94 | $53,600.70 | (100%) 6.75K to 0 | (< 1%) |
| 31-Jan-13 12:46 PM View: | Blackrock Municipal 2030 Ta... (BTT) | 30-Jan-13 | Purchase | 50 | $5,000,000.00 | $250,000,000.00 | 100% 50 to 100 | |
| 05-Nov-12 2:13 PM View: | Nuveen Premium Income Munic... (NPI) | 01-Nov-12 | Acquisition (other) | 4,024 | -- | -- | 100% 4.02K to 8.05K | |
| 05-Nov-12 2:13 PM View: | Nuveen Premium Income Munic... (NPI) | 01-Nov-12 | Disposition (other) | 4,024 | -- | -- | (50%) 8.09K to 4.07K | |
| 05-Nov-12 2:13 PM View: | Nuveen Premium Income Munic... (NPI) | 01-Nov-12 | Purchase | 46 | $100,000.00 | $4,600,000.00 | < 1% 8.05K to 8.09K | |
| 05-Nov-12 2:14 PM View: | Nuveen Performance Plus Mun... (NPP) | 01-Nov-12 | Acquisition (other) | 4,217 | -- | -- | 100% 4.22K to 8.43K | |
| 05-Nov-12 2:14 PM View: | Nuveen Performance Plus Mun... (NPP) | 01-Nov-12 | Disposition (other) | 4,217 | -- | -- | (44%) 9.57K to 5.35K | |
| 05-Nov-12 2:14 PM View: | Nuveen Performance Plus Mun... (NPP) | 01-Nov-12 | Purchase | 1,133 | $100,000.00 | $113,300,000.00 | 13% 8.43K to 9.57K | |
| 05-Nov-12 2:15 PM View: | Nuveen Insured Quality Muni... (NQI) | 01-Nov-12 | Acquisition (other) | 2,404 | -- | -- | 100% 2.4K to 4.81K | |
| 05-Nov-12 2:15 PM View: | Nuveen Insured Quality Muni... (NQI) | 01-Nov-12 | Disposition (other) | 2,404 | -- | -- | (50%) 4.81K to 2.4K | |
| 17-Oct-12 4:47 PM View: | Van Kampen Municipal Trust (VKQ) | 15-Oct-12 | Acquisition (other) | 841 | -- | -- | 47% 1.79K to 2.63K | |
| 17-Oct-12 4:47 PM View: | Morgan Stanley Quality Muni... (IQT) | 15-Oct-12 | Disposition (other) | 518 | -- | -- | (100%) 0.52K to 0 | |
| 17-Oct-12 4:47 PM View: | Morgan Stanley Quality Muni... (IQI) | 15-Oct-12 | Acquisition (other) | 971 | -- | -- | 83% 1.17K to 2.14K | |
| 17-Oct-12 4:47 PM View: | Morgan Stanley Quality Muni... (IQM) | 15-Oct-12 | Disposition (other) | 453 | -- | -- | (100%) 0.45K to 0 | |
| 17-Oct-12 4:46 PM View: | Van Kampen Massachusetts Va... (VMV) | 15-Oct-12 | Disposition (other) | 149 | -- | -- | (100%) 0.15K to 0 | |
| 17-Oct-12 4:45 PM View: | Van Kampen Ohio Quality Mun... (VOQ) | 15-Oct-12 | Disposition (other) | 283 | -- | -- | (100%) 0.28K to 0 | |
| 17-Oct-12 4:46 PM View: | Van Kampen Trust for Invest... (VTJ) | 15-Oct-12 | Disposition (other) | 409 | -- | -- | (100%) 0.41K to 0 | |
| 28-Aug-12 5:51 PM View: | Maguire Properties Inc. (MPG) | 24-Aug-12 | Market Sale | 101,995 | $3.40 | $347,171.00 | (2%) 5.77M to 5.67M | 1% |
| 23-Aug-12 6:27 PM View: | Maguire Properties Inc. (MPG) | 23-Aug-12 | Market Sale | 100,000 | $3.30 | $329,860.00 | (2%) 5.87M to 5.77M | 1% |
| 23-Aug-12 6:27 PM View: | Maguire Properties Inc. (MPG) | 22-Aug-12 | Market Sale | 108,900 | $3.35 | $364,869.00 | (2%) 5.98M to 5.87M | 3% |