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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Dec-08 9:11 PM View:  | Neuberger Berman Income Opp... (NOX) | 10-Dec-08 | Disposition (other) | -- | -- | -- | 0% -- | |
| 03-Dec-08 7:27 PM View: | Kayne Anderson MLP Investme... (KYN) | 06-Nov-08 | Disposition (other) | -- | -- | -- | 0% -- | |
| 20-Nov-08 5:29 PM View: | Tortoise Energy Capital Corp. (TYY) | 06-Nov-08 | Disposition (other) | -- | -- | -- | 0% -- | |
| 17-Nov-03 10:00 PM View: | Reinsurance Group of Americ... (RGA) | 13-Nov-03 | Market Purchase | 2,205,000 | $36.65 | $80,813,296.00 | 8% 29.24M to 31.45M | 169% |
| 17-Nov-03 10:00 PM View: | Reinsurance Group of Americ... (RGA) | 13-Nov-03 | Market Purchase | 795,000 | $36.65 | $29,136,800.00 | 3% 31.45M to 32.24M | 169% |