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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-May-07 3:31 PM View:  | XTENT, Inc. (XTNT) | 09-May-07 | Disposition (other) | 2,615,140 | -- | -- | (100%) 2.62M to 0 | |
| 07-Feb-07 4:31 PM View: | XTENT, Inc. (XTNT) | 06-Feb-07 | Conversion Duplicate | 2,615,140 | -- | -- | 100% 0 to 2.62M | |
| 02-May-06 3:57 PM View: | DexCom, Inc. (DXCM) | 02-May-06 | Market Sale | 1,186,480 | $24.00 | $28,475,400.00 | (31%) 3.85M to 2.67M | (501%) |
| 02-May-06 3:57 PM View: | DexCom, Inc. (DXCM) | 02-May-06 | Market Sale | 80,910 | $24.00 | $1,941,840.00 | (3%) 2.67M to 2.58M | (501%) |
| 02-May-06 3:57 PM View: | DexCom, Inc. (DXCM) | 02-May-06 | Market Sale | 932,614 | $24.00 | $22,382,700.00 | (36%) 2.58M to 1.65M | (501%) |
| 12-Apr-06 7:46 PM View: | Santarus Inc. (SNTS) | 11-Apr-06 | Market Sale | 12,469 | $8.02 | $100,001.00 | (< 1%) 4.4M to 4.39M | (204%) |
| 12-Apr-06 7:46 PM View: | Santarus Inc. (SNTS) | 11-Apr-06 | Exercise (in-the money or at-the-money) | 16,560 | $6.04 | $99,999.20 | < 1% 4.38M to 4.4M | |
| 12-Apr-06 7:46 PM View: | Santarus Inc. (SNTS) | 10-Apr-06 | Market Sale | 20,578 | $8.31 | $171,003.00 | (< 1%) 4.4M to 4.38M | (194%) |
| 12-Apr-06 7:46 PM View: | Santarus Inc. (SNTS) | 10-Apr-06 | Exercise (in-the money or at-the-money) | 28,315 | $6.04 | $170,983.00 | < 1% 4.37M to 4.4M | |
| 03-Nov-05 2:48 PM View: | DexCom, Inc. (DXCM) | 01-Nov-05 | Market Sale | 77,690 | $13.30 | $1,033,280.00 | (2%) 4.07M to 3.99M | (984%) |
| 03-Nov-05 2:48 PM View: | DexCom, Inc. (DXCM) | 01-Nov-05 | Market Sale | 17,329 | $13.30 | $230,476.00 | (< 1%) 3.99M to 3.98M | (984%) |
| 03-Nov-05 2:48 PM View: | DexCom, Inc. (DXCM) | 01-Nov-05 | Market Sale | 138 | $13.30 | $1,835.40 | (< 1%) 3.98M to 3.98M | (984%) |
| 03-Nov-05 2:48 PM View: | DexCom, Inc. (DXCM) | 01-Nov-05 | Market Sale | 52,691 | $13.30 | $700,790.00 | (1%) 3.98M to 3.92M | (984%) |
| 03-Nov-05 2:48 PM View: | DexCom, Inc. (DXCM) | 01-Nov-05 | Market Sale | 93 | $13.30 | $1,236.90 | (< 1%) 3.92M to 3.92M | (984%) |
| 03-Nov-05 2:48 PM View: | DexCom, Inc. (DXCM) | 01-Nov-05 | Market Sale | 21,674 | $13.30 | $288,264.00 | (< 1%) 3.92M to 3.9M | (984%) |
| 03-Nov-05 2:48 PM View: | DexCom, Inc. (DXCM) | 01-Nov-05 | Market Sale | 38,321 | $13.30 | $509,669.00 | (< 1%) 3.9M to 3.86M | (984%) |
| 03-Nov-05 2:48 PM View: | DexCom, Inc. (DXCM) | 01-Nov-05 | Market Sale | 10,046 | $13.30 | $133,612.00 | (< 1%) 3.86M to 3.85M | (984%) |
| 03-Nov-05 2:48 PM View: | DexCom, Inc. (DXCM) | 01-Nov-05 | Market Sale | 18 | $13.30 | $239.40 | (< 1%) 3.85M to 3.85M | (984%) |
| 27-Oct-05 5:23 PM View: | DexCom, Inc. (DXCM) | 25-Oct-05 | Market Sale | 217,545 | $12.05 | $2,621,420.00 | (5%) 4.68M to 4.47M | (1097%) |
| 27-Oct-05 5:23 PM View: | DexCom, Inc. (DXCM) | 25-Oct-05 | Market Sale | 48,630 | $12.05 | $585,992.00 | (1%) 4.47M to 4.42M | (1097%) |
| 27-Oct-05 5:23 PM View: | DexCom, Inc. (DXCM) | 25-Oct-05 | Market Sale | 388 | $12.05 | $4,675.40 | (< 1%) 4.42M to 4.42M | (1097%) |
| 27-Oct-05 5:23 PM View: | DexCom, Inc. (DXCM) | 25-Oct-05 | Market Sale | 147,831 | $12.05 | $1,781,360.00 | (3%) 4.42M to 4.27M | (1097%) |
| 27-Oct-05 5:23 PM View: | DexCom, Inc. (DXCM) | 25-Oct-05 | Market Sale | 260 | $12.05 | $3,133.00 | (< 1%) 4.27M to 4.27M | (1097%) |
| 27-Oct-05 5:23 PM View: | DexCom, Inc. (DXCM) | 25-Oct-05 | Market Sale | 60,808 | $12.05 | $732,736.00 | (1%) 4.27M to 4.21M | (1097%) |
| 27-Oct-05 5:23 PM View: | DexCom, Inc. (DXCM) | 25-Oct-05 | Market Sale | 107,302 | $12.05 | $1,292,990.00 | (3%) 4.21M to 4.1M | (1097%) |
| 27-Oct-05 5:23 PM View: | DexCom, Inc. (DXCM) | 25-Oct-05 | Market Sale | 28,186 | $12.05 | $339,641.00 | (< 1%) 4.1M to 4.07M | (1097%) |
| 27-Oct-05 5:23 PM View: | DexCom, Inc. (DXCM) | 25-Oct-05 | Market Sale | 50 | $12.05 | $602.50 | (< 1%) 4.07M to 4.07M | (1097%) |
| 03-Aug-05 7:37 PM View: | Nuveen Investments Inc (JNC) | 01-Aug-05 | Conversion | 6,067,500 | -- | -- | 100% 0 to 6.07M | |
| 05-Aug-05 6:44 PM View: | Nuveen Investments Inc (JNC) | 01-Aug-05 | Conversion | 5,824,800 | -- | -- | 172% 3.39M to 9.21M | |
| 03-Aug-05 7:37 PM View: | Nuveen Investments Inc (JNC) | 01-Aug-05 | Exercise (in-the money or at-the-money) | 6,067,500 | -- | -- | (100%) 6.07M to 0 | |
| 05-Aug-05 6:44 PM View: | Nuveen Investments Inc (JNC) | 01-Aug-05 | Exercise (in-the money or at-the-money) | 5,824,800 | -- | -- | (63%) 9.21M to 3.39M | |
| 03-Aug-05 4:11 PM View: | Planet Technologies, Inc (PBPH.PK) | 01-Aug-05 | Private Purchase | 1,086,000 | $2.50 | $2,715,000.00 | 362% 300.0K to 1.39M | |
| 05-Aug-05 6:44 PM View: | Nuveen Investments Inc (JNC) | 29-Jul-05 | Conversion | 3,389,500 | -- | -- | 100% 0 to 3.39M | |
| 15-Jun-05 6:33 PM View: | LMP Corporate Loan Fund Inc. (TLI) | 14-Jun-05 | Market Sale | 4,000 | $13.25 | $53,000.00 | (< 1%) 992.3K to 988.3K | (23%) |
| 15-Jun-05 6:33 PM View: | LMP Corporate Loan Fund Inc. (TLI) | 13-Jun-05 | Market Sale | 16,400 | $13.28 | $217,733.00 | (2%) 1.01M to 992.3K | (23%) |
| 19-May-05 11:02 AM View: | LMP Corporate Loan Fund Inc. (TLI) | 18-May-05 | Market Sale | 6,100 | $13.50 | $82,352.00 | (< 1%) 1.01M to 1.01M | (21%) |
| 11-May-05 5:50 PM View: | Nuveen Investments Inc (JNC) | 10-May-05 | Conversion | 541,416 | -- | -- | 100% 0 to 541.42K | |
| 11-May-05 5:50 PM View: | Nuveen Investments Inc (JNC) | 10-May-05 | Market Sale | 541,416 | $32.98 | $17,855,900.00 | (100%) 541.42K to 0 | (107%) |
| 12-May-05 9:53 PM View: | LMP Corporate Loan Fund Inc. (TLI) | 19-Apr-05 | Market Sale | 43,600 | $13.45 | $586,618.00 | (4%) 1.06M to 1.01M | (22%) |
| 21-Apr-05 4:58 PM View: | DexCom, Inc. (DXCM) | 19-Apr-05 | Conversion | 4,685,300 | -- | -- | 100% 0 to 4.69M | |
| 14-Apr-05 5:05 PM View: | Nuveen Investments Inc (JNC) | 12-Apr-05 | Conversion | 12,325,800 | -- | -- | 15122% 81.5K to 12.41M | |
| 14-Apr-05 5:05 PM View: | Nuveen Investments Inc (JNC) | 12-Apr-05 | Conversion | 26,983,400 | -- | -- | 217% 12.41M to 39.39M | |
| 14-Apr-05 5:05 PM View: | Nuveen Investments Inc (JNC) | 12-Apr-05 | Acquisition (other) | -- | -- | -- | 0% 39.39M | |
| 14-Apr-05 5:05 PM View: | Nuveen Investments Inc (JNC) | 12-Apr-05 | Market Sale | 12,325,800 | $32.98 | $406,504,992.00 | (31%) 39.39M to 27.06M | (107%) |
| 14-Apr-05 5:05 PM View: | Nuveen Investments Inc (JNC) | 12-Apr-05 | Market Sale | 26,983,400 | $32.98 | $889,910,976.00 | (100%) 27.06M to 81.51K | (107%) |
| 11-Mar-05 5:29 PM View: | LMP Corporate Loan Fund Inc. (TLI) | 10-Mar-05 | Market Sale | 1,600 | $14.00 | $22,400.00 | (< 1%) 1.06M to 1.06M | (18%) |
| 11-Mar-05 5:29 PM View: | LMP Corporate Loan Fund Inc. (TLI) | 09-Mar-05 | Market Sale | 11,200 | $14.00 | $156,802.00 | (1%) 1.07M to 1.06M | (18%) |
| 09-Mar-05 9:58 PM View: | LMP Corporate Loan Fund Inc. (TLI) | 08-Mar-05 | Market Sale | 200 | $14.00 | $2,800.00 | (< 1%) 1.07M to 1.07M | (18%) |
| 09-Mar-05 9:58 PM View: | LMP Corporate Loan Fund Inc. (TLI) | 07-Mar-05 | Market Sale | 11,400 | $14.00 | $159,624.00 | (1%) 1.08M to 1.07M | (18%) |
| 04-Mar-05 5:59 PM View: | LMP Corporate Loan Fund Inc. (TLI) | 04-Mar-05 | Market Sale | 41,000 | $14.00 | $574,090.00 | (4%) 1.12M to 1.08M | (18%) |