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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Feb-14 3:39 PM View:  | Nupathe Inc. (PATH) | 21-Feb-14 | Disposition (change in control) | 5,160,380 | $3.65 | $18,835,400.00 | (100%) 5.16M to 0 | |
| 23-Apr-13 3:28 PM View: | Nupathe Inc. (PATH) | 04-Feb-13 | Conversion | 2,500,000 | $2.00 | $5,000,000.00 | 95% 2.63M to 5.13M | |
| 17-Dec-10 11:35 AM View: | Clarient, Inc. (CLRT) | 16-Dec-10 | Disposition (change in control) | 30,158,100 | $5.00 | $150,791,008.00 | (100%) 30.16M to 0 | < 1% |
| 17-Sep-10 2:43 PM View: | Clarient, Inc. (CLRT) | 17-Sep-10 | Exercise (in-the money or at-the-money) | 624,306 | $0.98 | $611,820.00 | 2% 29.53M to 30.16M | |
| 13-Aug-10 8:54 AM View: | Nupathe Inc. (PATH) | 11-Aug-10 | Conversion | 2,280,200 | $1.22 | $2,791,200.00 | 100% 0 to 2.28M | |
| 13-Aug-10 8:54 AM View: | Nupathe Inc. (PATH) | 11-Aug-10 | Acquisition (other) | 352,169 | $10.00 | $3,521,690.00 | 15% 2.28M to 2.63M | |
| 10-Jun-10 9:23 AM View: | Clarient, Inc. (CLRT) | 09-Jun-10 | Exercise (in-the money or at-the-money) | 50,000 | $0.87 | $43,500.00 | < 1% 29.48M to 29.53M | |
| 15-Apr-10 8:45 AM View: | Tengion Inc (TNGN) | 14-Apr-10 | Conversion | 284,198 | -- | -- | 93% 305.0K to 589.2K | |
| 12-Apr-10 10:04 AM View: | Tengion Inc (TNGN) | 09-Apr-10 | Market Purchase | 305,000 | $5.00 | $1,525,000.00 | 100% 0 to 305.0K | (99%) |
| 14-Dec-09 10:03 AM View: | Clarient, Inc. (CLRT) | 11-Dec-09 | Exercise (in-the money or at-the-money) | 549,000 | $1.35 | $741,150.00 | 2% 28.93M to 29.48M | |
| 05-Nov-09 3:46 PM View: | Clarient, Inc. (CLRT) | 05-Nov-09 | Exercise (in-the money or at-the-money) | 801,000 | $1.35 | $1,081,350.00 | 3% 28.13M to 28.93M | |
| 18-Sep-09 1:42 PM View: | Clarient, Inc. (CLRT) | 18-Sep-09 | Sale | 2,400,000 | $3.50 | $8,400,000.00 | (8%) 30.53M to 28.13M | |
| 27-Aug-09 4:08 PM View: | Clarient, Inc. (CLRT) | 27-Aug-09 | Market Sale | 16,000,000 | $3.50 | $56,000,000.00 | (34%) 46.53M to 30.53M | 30% |
| 31-Jul-09 3:13 PM View: | Clarient, Inc. (CLRT) | 30-Jul-09 | Exercise (in-the money or at-the-money) | 50,000 | $2.00 | $100,000.00 | < 1% 46.48M to 46.53M | |
| 21-Nov-08 5:13 PM View: | Clarient, Inc. (CLRT) | 20-Nov-08 | Exercise (in-the money or at-the-money) | 4,162,500 | $0.01 | $41,625.00 | 10% 42.32M to 46.48M | 14800% |
| 25-Sep-06 10:55 AM View: | Clarient, Inc. (CLRT) | 22-Sep-06 | Private Purchase | 4,162,040 | $0.72 | $3,000,830.00 | 11% 38.16M to 42.32M | |
| 09-Nov-05 4:39 PM View: | Clarient, Inc. (CLRT) | 08-Nov-05 | Private Purchase | 9,000,000 | $1.00 | $9,000,000.00 | 31% 29.16M to 38.16M | |
| 04-Oct-04 10:00 PM View: | Compucom Systems Inc (WSHD.OB) | 01-Oct-04 | Disposition (other) | 24,540,900 | $4.60 | $112,888,000.00 | (100%) 24.54M to 0 | |
| 29-Apr-04 10:00 PM View: | Clarient, Inc. (CLRT) | 27-Apr-04 | Purchase | 2,250,000 | $2.00 | $4,500,000.00 | 8% 26.91M to 29.16M | |
| 16-Apr-04 10:00 PM View: | Sanchez Computer Associates... (SCAI) | 14-Apr-04 | Disposition (other) | 6,288,180 | -- | -- | (100%) 6.29M to 0 | |
| 02-Apr-04 10:00 PM View: | Clarient, Inc. (CLRT) | 31-Mar-04 | Private Purchase | 1,500,000 | $2.00 | $3,000,000.00 | 6% 25.41M to 26.91M | |
| 24-Feb-04 10:00 PM View: | Tangram Enterprise Solution... (TESI) | 20-Feb-04 | Disposition (other) | 10,816,600 | -- | -- | (100%) 10.82M to 0 | |
| 12-Feb-04 10:00 PM View: | Clarient, Inc. (CLRT) | 10-Feb-04 | Private Purchase | 2,295,230 | $2.18 | $5,000,160.00 | 10% 23.11M to 25.41M |