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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 07-Jul-23 12:44 PM View:  | Royce Charles M Director | TICC Capital Corp. (OXSQ) | 14-Jun-23 | Exercise (in-the money or at-the-money) | 595,279 | $2.66 | $1,583,440.00 | 39% 1.52M to 2.12M | |
| 06-Jul-23 4:17 PM View: | Novak Steven P Director | TICC Capital Corp. (OXSQ) | 14-Jun-23 | Exercise (in-the money or at-the-money) | 2,591 | $2.66 | $6,892.06 | 9% 27.41K to 30.0K | |
| 06-Jul-23 3:22 PM View: | Rubin Bruce L. CFO, CS and Treasurer | TICC Capital Corp. (OXSQ) | 14-Jun-23 | Exercise (in-the money or at-the-money) | 2,737 | $2.66 | $7,280.42 | 33% 8.21K to 10.95K | |
| 06-Jul-23 3:21 PM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 14-Jun-23 | Exercise (in-the money or at-the-money) | 514,194 | $2.66 | $1,367,760.00 | 33% 1.54M to 2.06M | |
| 06-Jul-23 3:20 PM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 14-Jun-23 | Exercise (in-the money or at-the-money) | 568,122 | $2.66 | $1,511,200.00 | 33% 1.71M to 2.27M | |
| 31-May-22 2:39 PM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 27-May-22 | Private Purchase | 1,773 | $4.03 | $7,143.42 | < 1% 1.7M to 1.71M | |
| 31-May-22 2:38 PM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 27-May-22 | Private Purchase | 1,773 | $4.03 | $7,143.42 | < 1% 1.54M to 1.54M | |
| 26-May-22 10:42 AM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 25-May-22 | Purchase | 832 | $4.00 | $3,328.00 | < 1% 1.54M to 1.54M | |
| 26-May-22 10:43 AM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 25-May-22 | Purchase | 832 | $4.00 | $3,328.00 | < 1% 1.7M to 1.7M | |
| 26-May-22 10:42 AM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 24-May-22 | Private Purchase | 4,206 | $3.99 | $16,786.10 | < 1% 1.54M to 1.54M | |
| 26-May-22 10:43 AM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 24-May-22 | Private Purchase | 4,206 | $3.99 | $16,786.10 | < 1% 1.7M to 1.7M | |
| 23-May-22 5:51 PM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 23-May-22 | Purchase | 749 | $4.00 | $2,994.50 | < 1% 1.7M to 1.7M | |
| 23-May-22 5:51 PM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 23-May-22 | Purchase | 749 | $4.00 | $2,994.50 | < 1% 1.54M to 1.54M | |
| 23-May-22 5:51 PM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 20-May-22 | Private Purchase | 4,374 | $3.99 | $17,465.40 | < 1% 1.53M to 1.54M | |
| 23-May-22 5:51 PM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 20-May-22 | Private Purchase | 4,374 | $3.99 | $17,465.40 | < 1% 1.69M to 1.7M | |
| 19-May-22 8:38 PM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 18-May-22 | Market Purchase | 10,027 | $4.09 | $40,960.30 | < 1% 1.52M to 1.53M | 6% |
| 19-May-22 8:39 PM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 18-May-22 | Market Purchase | 10,027 | $4.09 | $40,960.30 | < 1% 1.68M to 1.69M | 6% |
| 17-May-22 7:24 PM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 17-May-22 | Purchase | 4,401 | $4.08 | $17,942.90 | < 1% 1.52M to 1.52M | |
| 17-May-22 7:24 PM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 17-May-22 | Purchase | 4,401 | $4.08 | $17,942.90 | < 1% 1.68M to 1.68M | |
| 17-May-22 7:24 PM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 16-May-22 | Private Purchase | 13,801 | $4.03 | $55,590.40 | < 1% 1.5M to 1.52M | |
| 17-May-22 7:24 PM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 16-May-22 | Private Purchase | 13,801 | $4.03 | $55,590.40 | < 1% 1.67M to 1.68M | |
| 16-May-22 8:52 AM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 13-May-22 | Purchase | 9,282 | $3.98 | $36,914.50 | < 1% 1.49M to 1.5M | |
| 16-May-22 8:52 AM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 13-May-22 | Purchase | 9,282 | $3.98 | $36,914.50 | < 1% 1.66M to 1.67M | |
| 16-May-22 8:52 AM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 12-May-22 | Private Purchase | 27,292 | $3.89 | $106,248.00 | 2% 1.47M to 1.49M | |
| 16-May-22 8:52 AM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 12-May-22 | Private Purchase | 27,292 | $3.89 | $106,248.00 | 2% 1.63M to 1.66M | |
| 12-May-22 11:32 AM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 11-May-22 | Purchase | 4,256 | $3.98 | $16,947.40 | < 1% 1.46M to 1.47M | |
| 12-May-22 11:34 AM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 11-May-22 | Purchase | 4,256 | $3.98 | $16,947.40 | < 1% 1.62M to 1.63M | |
| 12-May-22 11:32 AM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 10-May-22 | Private Purchase | 9,119 | $4.00 | $36,466.90 | < 1% 1.45M to 1.46M | |
| 12-May-22 11:34 AM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 10-May-22 | Private Purchase | 9,119 | $4.00 | $36,466.90 | < 1% 1.62M to 1.62M | |
| 09-May-22 8:04 PM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 09-May-22 | Private Purchase | 17,247 | $3.98 | $68,574.10 | 1% 1.44M to 1.45M | |
| 09-May-22 8:04 PM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 09-May-22 | Private Purchase | 17,247 | $3.98 | $68,574.10 | 1% 1.6M to 1.62M | |
| 09-May-22 8:04 PM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 06-May-22 | Market Purchase | 12,707 | $4.09 | $51,933.50 | < 1% 1.42M to 1.44M | 5% |
| 09-May-22 8:04 PM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 06-May-22 | Market Purchase | 12,707 | $4.09 | $51,933.50 | < 1% 1.59M to 1.6M | 5% |
| 06-May-22 9:20 AM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 05-May-22 | Market Purchase | 2,749 | $4.09 | $11,254.40 | < 1% 1.42M to 1.42M | 5% |
| 06-May-22 9:21 AM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 05-May-22 | Market Purchase | 2,749 | $4.09 | $11,254.40 | < 1% 1.58M to 1.59M | 5% |
| 06-May-22 9:20 AM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 04-May-22 | Market Purchase | 13,446 | $4.08 | $54,819.30 | < 1% 1.41M to 1.42M | 6% |
| 06-May-22 9:21 AM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 04-May-22 | Market Purchase | 13,446 | $4.08 | $54,819.30 | < 1% 1.57M to 1.58M | 6% |
| 04-May-22 9:02 AM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 03-May-22 | Purchase | 12,835 | $4.05 | $51,930.40 | < 1% 1.39M to 1.41M | |
| 04-May-22 9:03 AM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 03-May-22 | Purchase | 12,835 | $4.05 | $51,930.40 | < 1% 1.56M to 1.57M | |
| 04-May-22 9:02 AM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 02-May-22 | Private Purchase | 21,635 | $4.00 | $86,540.00 | 2% 1.37M to 1.39M | |
| 04-May-22 9:03 AM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 02-May-22 | Private Purchase | 21,635 | $4.00 | $86,540.00 | 1% 1.53M to 1.56M | |
| 25-Mar-22 9:19 AM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 24-Mar-22 | Market Purchase | 4,767 | $4.10 | $19,531.80 | < 1% 1.37M to 1.37M | 5% |
| 25-Mar-22 9:19 AM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 24-Mar-22 | Market Purchase | 4,767 | $4.10 | $19,531.80 | < 1% 1.53M to 1.53M | 5% |
| 25-Mar-22 9:19 AM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 23-Mar-22 | Market Purchase | 8,653 | $4.09 | $35,388.20 | < 1% 1.36M to 1.37M | 5% |
| 25-Mar-22 9:19 AM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 23-Mar-22 | Market Purchase | 8,653 | $4.09 | $35,388.20 | < 1% 1.52M to 1.53M | 5% |
| 22-Mar-22 5:33 PM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 22-Mar-22 | Market Purchase | 1,643 | $4.10 | $6,731.04 | < 1% 1.36M to 1.36M | 5% |
| 22-Mar-22 5:34 PM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 22-Mar-22 | Market Purchase | 1,643 | $4.10 | $6,731.04 | < 1% 1.52M to 1.52M | 5% |
| 22-Mar-22 5:33 PM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 21-Mar-22 | Market Purchase | 100 | $4.09 | $409.50 | < 1% 1.36M to 1.36M | 5% |
| 22-Mar-22 5:34 PM View: | Cohen Jonathan H Chief Executive Officer Director | TICC Capital Corp. (OXSQ) | 21-Mar-22 | Market Purchase | 100 | $4.09 | $409.50 | < 1% 1.52M to 1.52M | 5% |
| 22-Mar-22 5:33 PM View: | Rosenthal Saul B President and COO | TICC Capital Corp. (OXSQ) | 18-Mar-22 | Market Purchase | 9,624 | $4.05 | $39,014.70 | < 1% 1.35M to 1.36M | 6% |
