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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 02-Jan-15 1:23 PM View:  | Leventhal Laura Controller | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 12,576 | -- | -- | (100%) 12.58K to 0 | |
| 02-Jan-15 6:26 AM View: | Oak Hill Capital Management... 10% Owner | SWS Group Inc. (SWS) | 01-Jan-15 | Sale | 19,925 | -- | -- | (100%) 19.93K to 0 | |
| 02-Jan-15 1:46 PM View: | Ford Gerald J Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 19,925 | -- | -- | (< 1%) 10.19M to 10.17M | |
| 02-Jan-15 1:21 PM View: | Ross James H President and CEO Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 290,995 | -- | -- | (90%) 324.0K to 33.0K | |
| 02-Jan-15 1:53 PM View: | Buchholz Robert A Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 200,401 | -- | -- | (100%) 200.4K to 0 | |
| 02-Jan-15 1:12 PM View: | Leland Daniel Executive Vice President | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 40,000 | -- | -- | (100%) 40.0K to 0 | |
| 02-Jan-15 1:49 PM View: | Jobe Larry A Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 50,588 | -- | -- | (100%) 50.59K to 0 | |
| 02-Jan-15 1:55 PM View: | Miller Tyree B Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 19,925 | -- | -- | (100%) 19.93K to 0 | |
| 02-Jan-15 1:31 PM View: | Thompson W Norman CIO | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 45,900 | -- | -- | (79%) 57.77K to 11.88K | |
| 02-Jan-15 1:18 PM View: | Edge Joseph Michael II Senior Vice President, CFO | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 12,372 | -- | -- | (100%) 12.37K to 0 | |
| 02-Jan-15 1:51 PM View: | Moses Michael A Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 38,748 | -- | -- | (100%) 38.75K to 0 | |
| 02-Jan-15 1:46 PM View: | Ford Gerald J Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 10,171,000 | -- | -- | (100%) 10.17M to 0 | |
| 02-Jan-15 6:24 AM View: | Ohcp Mgp Iii, Ltd. 10% Owner | SWS Group Inc. (SWS) | 01-Jan-15 | Sale | 6,521,740 | -- | -- | (100%) 6.52M to 0 | |
| 02-Jan-15 1:21 PM View: | Ross James H President and CEO Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 33,000 | -- | -- | (100%) 33.0K to 0 | |
| 02-Jan-15 1:35 PM View: | Cobb Brodie L Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 41,467 | -- | -- | (4%) 1.01M to 972.08K | |
| 02-Jan-15 1:48 PM View: | Williams Joel T. III Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 27,588 | -- | -- | (100%) 27.59K to 0 | |
| 02-Jan-15 1:38 PM View: | Flanagan Christie S Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 19,925 | -- | -- | (100%) 19.93K to 0 | |
| 02-Jan-15 1:31 PM View: | Thompson W Norman CIO | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 11,875 | -- | -- | (100%) 11.88K to 0 | |
| 02-Jan-15 1:25 PM View: | Litton Richard H Executive Vice President | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 164,474 | -- | -- | (100%) 164.47K to 0 | |
| 02-Jan-15 1:53 PM View: | Buchholz Robert A Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 350,683 | -- | -- | (64%) 551.08K to 200.4K | |
| 02-Jan-15 1:12 PM View: | Leland Daniel Executive Vice President | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 117,371 | -- | -- | (75%) 157.37K to 40.0K | |
| 02-Jan-15 1:08 PM View: | Tubb Allen R Secretary | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 47,721 | -- | -- | (100%) 47.72K to 0 | |
| 02-Jan-15 1:35 PM View: | Cobb Brodie L Director | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 972,083 | -- | -- | (100%) 972.08K to 0 | |
| 05-Jan-15 9:20 PM View: | Hilltop Holdings Inc. 10% Owner | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition (other) | 10,171,000 | -- | -- | (100%) 10.17M to 0 | |
| 18-Nov-14 6:51 PM View: | Crandall J Taylor Director | SWS Group Inc. (SWS) | 14-Nov-14 | Disposition (other) | 5,963 | -- | -- | (100%) 5.96K to 0 | |
| 03-Oct-14 5:32 PM View: | Hilltop Holdings Inc. 10% Owner | SWS Group Inc. (SWS) | 02-Oct-14 | Exercise (in-the money or at-the-money) | 8,695,650 | $5.75 | $50,000,000.00 | 589% 1.48M to 10.17M | |
| 03-Oct-14 5:30 PM View: | Ford Gerald J Director | SWS Group Inc. (SWS) | 02-Oct-14 | Exercise (in-the money or at-the-money) Duplicate | 8,695,650 | $5.75 | $50,000,000.00 | 582% 1.5M to 10.19M | |
| 29-Sep-14 4:54 PM View: | Ohcp Mgp Iii, Ltd. 10% Owner | SWS Group Inc. (SWS) | 26-Sep-14 | Exercise (in-the money or at-the-money) | 6,521,740 | $5.75 | $37,500,000.00 | 100% 0 to 6.52M | |
| 26-Aug-14 5:38 PM View: | Ross James H President and CEO Director | SWS Group Inc. (SWS) | 25-Aug-14 | Payment of Exercise | 1,094 | -- | -- | (< 1%) 325.09K to 324.0K | |
| 22-Aug-14 6:01 PM View: | Leland Daniel Executive Vice President | SWS Group Inc. (SWS) | 21-Aug-14 | Payment of Exercise | 3,266 | -- | -- | (2%) 144.18K to 140.91K | |
| 22-Aug-14 6:01 PM View: | Thompson W Norman CIO | SWS Group Inc. (SWS) | 21-Aug-14 | Payment of Exercise | 792 | -- | -- | (1%) 58.57K to 57.77K | |
| 22-Aug-14 6:01 PM View: | Ross James H President and CEO Director | SWS Group Inc. (SWS) | 21-Aug-14 | Payment of Exercise | 4,099 | -- | -- | (1%) 329.19K to 325.09K | |
| 22-Aug-14 6:01 PM View: | Tubb Allen R Secretary | SWS Group Inc. (SWS) | 21-Aug-14 | Payment of Exercise | 1,222 | -- | -- | (2%) 48.94K to 47.72K | |
| 22-Aug-14 6:01 PM View: | Thompson W Norman CIO | SWS Group Inc. (SWS) | 20-Aug-14 | Grant | 8,573 | -- | -- | 17% 49.99K to 58.57K | |
| 22-Aug-14 6:11 PM View: | Edge Joseph Michael II Senior Vice President, CFO | SWS Group Inc. (SWS) | 20-Aug-14 | Grant | 10,288 | -- | -- | 494% 2.08K to 12.37K | |
| 22-Aug-14 6:01 PM View: | Litton Richard H Executive Vice President | SWS Group Inc. (SWS) | 20-Aug-14 | Grant | 52,947 | -- | -- | 47% 111.53K to 164.47K | |
| 26-Aug-14 5:38 PM View: | Leland Daniel Executive Vice President | SWS Group Inc. (SWS) | 20-Aug-14 | Grant | 16,461 | -- | -- | 11% 144.18K to 160.64K | |
| 22-Aug-14 6:01 PM View: | Tubb Allen R Secretary | SWS Group Inc. (SWS) | 20-Aug-14 | Grant | 10,288 | -- | -- | 27% 38.66K to 48.94K | |
| 22-Aug-14 6:01 PM View: | Ross James H President and CEO Director | SWS Group Inc. (SWS) | 20-Aug-14 | Grant | 41,152 | -- | -- | 14% 288.04K to 329.19K | |
| 21-Nov-13 5:01 PM View: | Crandall J Taylor Director | SWS Group Inc. (SWS) | 21-Nov-13 | Gift | 7,231 | -- | -- | (55%) 13.19K to 5.96K | |
| 18-Nov-13 4:35 PM View: | Miller Tyree B Director | SWS Group Inc. (SWS) | 14-Nov-13 | Grant | 5,963 | -- | -- | 43% 13.96K to 19.93K | |
| 18-Nov-13 4:35 PM View: | Moses Michael A Director | SWS Group Inc. (SWS) | 14-Nov-13 | Grant | 5,963 | -- | -- | 18% 32.78K to 38.75K | |
| 18-Nov-13 4:35 PM View: | Cobb Brodie L Director | SWS Group Inc. (SWS) | 14-Nov-13 | Grant | 5,963 | -- | -- | < 1% 1.01M to 1.01M | |
| 18-Nov-13 5:33 PM View: | Williams Joel T. III Director | SWS Group Inc. (SWS) | 14-Nov-13 | Grant | 5,963 | -- | -- | 28% 21.63K to 27.59K | |
| 18-Nov-13 4:36 PM View: | Flanagan Christie S Director | SWS Group Inc. (SWS) | 14-Nov-13 | Grant | 5,963 | -- | -- | 43% 13.96K to 19.93K | |
| 18-Nov-13 4:35 PM View: | Buchholz Robert A Director | SWS Group Inc. (SWS) | 14-Nov-13 | Grant | 5,963 | -- | -- | 1% 545.12K to 551.08K | |
| 18-Nov-13 4:35 PM View: | Crandall J Taylor Director | SWS Group Inc. (SWS) | 14-Nov-13 | Grant | 5,963 | -- | -- | 82% 7.23K to 13.19K | |
| 18-Nov-13 4:35 PM View: | Ford Gerald J Director | SWS Group Inc. (SWS) | 14-Nov-13 | Grant | 5,963 | -- | -- | < 1% 1.49M to 1.5M | |
| 18-Nov-13 4:35 PM View: | Jobe Larry A Director | SWS Group Inc. (SWS) | 14-Nov-13 | Grant | 5,963 | -- | -- | 13% 44.63K to 50.59K | |
| 14-Nov-13 4:42 PM View: | Edge Joseph Michael II Senior Vice President, CFO | SWS Group Inc. (SWS) | 13-Nov-13 | Market Purchase | 1,215 | $5.81 | $7,059.15 | 140% 0.87K to 2.08K | 2% |
