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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 05-Oct-20 8:30 PM View:  | Schimmelpennink Evert B. See Remarks Director | Pfenex Inc. (PFNX) | 01-Oct-20 | Disposition (change in control) Duplicate | 10,000 | -- | -- | (100%) 10.0K to 0 | |
| 05-Oct-20 8:38 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 01-Oct-20 | Disposition (change in control) | 90,246 | -- | -- | (100%) 90.25K to 0 | |
| 05-Oct-20 8:34 PM View: | Campbell Robin Director | Pfenex Inc. (PFNX) | 01-Oct-20 | Disposition (change in control) | 5,000 | -- | -- | (100%) 5.0K to 0 | |
| 05-Oct-20 8:31 PM View: | Grenfell-Gardner Jason Director | Pfenex Inc. (PFNX) | 01-Oct-20 | Disposition (change in control) | 10,000 | -- | -- | (100%) 10.0K to 0 | |
| 05-Oct-20 8:53 PM View: | Schneider Phillip M Director | Pfenex Inc. (PFNX) | 01-Oct-20 | Disposition (change in control) | 11,000 | -- | -- | (100%) 11.0K to 0 | |
| 05-Oct-20 8:30 PM View: | Schimmelpennink Evert B. See Remarks Director | Pfenex Inc. (PFNX) | 01-Oct-20 | Disposition (change in control) | 16,658 | -- | -- | (62%) 26.66K to 10.0K | |
| 02-Oct-20 4:35 PM View: | Weiss Capital LLC 10% Owner | Pfenex Inc. (PFNX) | 30-Sep-20 | Disposition (change in control) | 801,424 | $12.00 | $9,617,090.00 | (19%) 4.22M to 3.42M | |
| 02-Oct-20 4:32 PM View: | Newtyn Management, LLC 10% Owner | Pfenex Inc. (PFNX) | 30-Sep-20 | Disposition (change in control) | 3,850,000 | -- | -- | (100%) 3.85M to 0 | |
| 30-Sep-20 4:33 PM View: | Weiss Capital LLC 10% Owner | Pfenex Inc. (PFNX) | 29-Sep-20 | Private Sale | 100,000 | $12.74 | $1,273,580.00 | (2%) 4.32M to 4.22M | |
| 17-Jun-20 5:16 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 16-Jun-20 | Planned Private Option Sale | 770 | $10.23 | $7,873.33 | (< 1%) 91.02K to 90.25K | |
| 17-Jun-20 5:16 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 16-Jun-20 | Option Exercise | 770 | $3.38 | $2,602.60 | < 1% 90.25K to 91.02K | |
| 03-Mar-20 6:04 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 02-Mar-20 | Option Exercise | 17,151 | $3.38 | $57,970.40 | 19% 90.25K to 107.4K | |
| 03-Mar-20 6:04 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 02-Mar-20 | Planned Private Option Sale | 17,151 | $11.24 | $192,707.00 | (16%) 107.4K to 90.25K | |
| 27-Nov-19 8:41 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 27-Nov-19 | Private Sale (Planned) | 3,000 | $10.03 | $30,104.40 | (3%) 92.62K to 89.62K | |
| 16-Sep-19 8:32 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 16-Sep-19 | Private Sale (Planned) | 2,050 | $10.00 | $20,502.50 | (2%) 94.67K to 92.62K | |
| 16-Sep-19 8:32 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 13-Sep-19 | Private Sale (Planned) | 3,950 | $10.01 | $39,532.40 | (4%) 98.62K to 94.67K | |
| 10-Sep-19 4:15 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 06-Sep-19 | Private Sale (Planned) | 6,000 | $8.00 | $48,021.00 | (6%) 104.62K to 98.62K | |
| 13-Sep-18 4:18 PM View: | Schneider Phillip M Director | Pfenex Inc. (PFNX) | 11-Sep-18 | Market Purchase | 11,000 | $4.99 | $54,890.00 | 100% 0 to 11.0K | (32%) |
| 13-Sep-18 4:25 PM View: | Schimmelpennink Evert B. See Remarks Director | Pfenex Inc. (PFNX) | 11-Sep-18 | Market Purchase | 10,000 | $5.04 | $50,385.00 | 60% 16.66K to 26.66K | (33%) |
| 24-Aug-18 4:27 PM View: | Campbell Robin Director | Pfenex Inc. (PFNX) | 22-Aug-18 | Market Purchase | 5,000 | $4.85 | $24,272.50 | 100% 0 to 5.0K | (30%) |
| 02-Feb-18 8:07 PM View: | Schimmelpennink Evert B. See Remarks Director | Pfenex Inc. (PFNX) | 01-Feb-18 | Payment of Exercise | 11,236 | $3.38 | $37,977.70 | (40%) 27.89K to 16.66K | (< 1%) |
| 02-Feb-18 8:07 PM View: | Schimmelpennink Evert B. See Remarks Director | Pfenex Inc. (PFNX) | 01-Feb-18 | Grant | 27,894 | -- | -- | 100% 0 to 27.89K | |
| 12-Jun-17 4:07 PM View: | Grenfell-Gardner Jason Director | Pfenex Inc. (PFNX) | 12-Jun-17 | Market Purchase | 10,000 | $4.51 | $45,058.00 | 100% 0 to 10.0K | (25%) |
| 17-May-17 6:53 PM View: | Lady Patricia Chief Accounting Officer | Pfenex Inc. (PFNX) | 16-May-17 | Option Exercise | 2,000 | $0.31 | $620.00 | 57% 3.5K to 5.5K | |
| 17-May-17 6:53 PM View: | Lady Patricia Chief Accounting Officer | Pfenex Inc. (PFNX) | 16-May-17 | Market Option Sale | 2,000 | $4.78 | $9,568.80 | (36%) 5.5K to 3.5K | 29% |
| 10-Jan-17 6:21 PM View: | Signet Healthcare Partners ... 10% Owner | Pfenex Inc. (PFNX) | 06-Jan-17 | Market Sale | 400 | $9.50 | $3,800.00 | (< 1%) 2.26M to 2.26M | 64% |
| 06-Jan-17 5:28 PM View: | Signet Healthcare Partners ... 10% Owner | Pfenex Inc. (PFNX) | 05-Jan-17 | Market Sale | 1,391 | $9.51 | $13,230.20 | (< 1%) 2.27M to 2.26M | 64% |
| 06-Jan-17 5:28 PM View: | Signet Healthcare Partners ... 10% Owner | Pfenex Inc. (PFNX) | 04-Jan-17 | Market Sale | 6,319 | $9.50 | $60,038.10 | (< 1%) 2.27M to 2.27M | 64% |
| 30-Dec-16 5:16 PM View: | Signet Healthcare Partners ... 10% Owner | Pfenex Inc. (PFNX) | 29-Dec-16 | Market Sale | 2,104 | $9.65 | $20,305.30 | (< 1%) 2.27M to 2.27M | 65% |
| 30-Dec-16 5:16 PM View: | Signet Healthcare Partners ... 10% Owner | Pfenex Inc. (PFNX) | 28-Dec-16 | Market Sale | 22,000 | $9.66 | $212,436.00 | (< 1%) 2.3M to 2.27M | 65% |
| 28-Dec-16 3:30 PM View: | Signet Healthcare Partners ... 10% Owner | Pfenex Inc. (PFNX) | 27-Dec-16 | Market Sale | 27,100 | $9.67 | $262,057.00 | (1%) 2.32M to 2.3M | 65% |
| 28-Dec-16 3:30 PM View: | Signet Healthcare Partners ... 10% Owner | Pfenex Inc. (PFNX) | 23-Dec-16 | Market Sale | 77,500 | $9.55 | $740,125.00 | (3%) 2.4M to 2.32M | 64% |
| 23-Dec-16 3:02 PM View: | Signet Healthcare Partners ... 10% Owner | Pfenex Inc. (PFNX) | 22-Dec-16 | Market Sale | 1,120 | $9.58 | $10,729.60 | (< 1%) 2.4M to 2.4M | 65% |
| 23-Dec-16 3:02 PM View: | Signet Healthcare Partners ... 10% Owner | Pfenex Inc. (PFNX) | 21-Dec-16 | Market Sale | 9,776 | $9.61 | $93,947.40 | (< 1%) 2.41M to 2.4M | 65% |
| 22-Nov-16 5:15 PM View: | Lady Patricia Chief Accounting Officer | Pfenex Inc. (PFNX) | 21-Nov-16 | Option Exercise | 2,000 | $0.31 | $620.00 | 71% 2.8K to 4.8K | |
| 22-Nov-16 5:15 PM View: | Lady Patricia Chief Accounting Officer | Pfenex Inc. (PFNX) | 21-Nov-16 | Market Option Sale | 2,000 | $9.87 | $19,736.00 | (42%) 4.8K to 2.8K | 66% |
| 15-Nov-16 8:02 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 15-Nov-16 | Market Sale (Planned) | 5,000 | $10.04 | $50,207.50 | (5%) 107.09K to 102.09K | 66% |
| 18-Aug-16 6:35 PM View: | Lady Patricia Chief Accounting Officer | Pfenex Inc. (PFNX) | 18-Aug-16 | Option Exercise | 2,000 | $0.31 | $620.00 | 71% 2.8K to 4.8K | |
| 18-Aug-16 6:35 PM View: | Lady Patricia Chief Accounting Officer | Pfenex Inc. (PFNX) | 18-Aug-16 | Market Option Sale | 2,000 | $9.42 | $18,836.00 | (42%) 4.8K to 2.8K | 64% |
| 25-May-16 4:20 PM View: | Lady Patricia Chief Accounting Officer | Pfenex Inc. (PFNX) | 24-May-16 | Option Exercise | 2,000 | $0.31 | $620.00 | 95% 2.1K to 4.1K | |
| 25-May-16 4:20 PM View: | Lady Patricia Chief Accounting Officer | Pfenex Inc. (PFNX) | 24-May-16 | Market Option Sale | 2,000 | $6.52 | $13,043.00 | (49%) 4.1K to 2.1K | 48% |
| 17-Dec-15 2:25 PM View: | Dow Chemical Co /de/ 10% Owner | Pfenex Inc. (PFNX) | 15-Dec-15 | Market Sale | 600,000 | $11.75 | $7,050,000.00 | (21%) 2.82M to 2.22M | 71% |
| 03-Dec-15 7:32 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 03-Dec-15 | Market Sale (Planned) | 1,500 | $14.15 | $21,231.00 | (1%) 107.19K to 105.69K | 76% |
| 02-Dec-15 4:41 PM View: | Liang Bertrand C. Chief Executive Officer Director | Pfenex Inc. (PFNX) | 01-Dec-15 | Market Sale (Planned) | 5,000 | $14.88 | $74,417.00 | (< 1%) 527.47K to 522.47K | 77% |
| 02-Dec-15 7:41 PM View: | Talbot Henry W. Jr. VP of Operations | Pfenex Inc. (PFNX) | 01-Dec-15 | Market Sale | 2,000 | $15.08 | $30,168.00 | (2%) 120.68K to 118.68K | 77% |
| 19-Nov-15 5:02 PM View: | Lady Patricia Chief Accounting Officer | Pfenex Inc. (PFNX) | 18-Nov-15 | Option Exercise | 2,000 | $0.31 | $620.00 | 143% 1.4K to 3.4K | |
| 19-Nov-15 5:02 PM View: | Lady Patricia Chief Accounting Officer | Pfenex Inc. (PFNX) | 18-Nov-15 | Market Option Sale | 2,000 | $14.05 | $28,101.40 | (59%) 3.4K to 1.4K | 76% |
| 05-Nov-15 4:43 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 04-Nov-15 | Market Sale (Planned) | 1,500 | $17.54 | $26,305.20 | (1%) 108.69K to 107.19K | 81% |
| 03-Nov-15 6:53 PM View: | Liang Bertrand C. Chief Executive Officer Director | Pfenex Inc. (PFNX) | 02-Nov-15 | Market Sale (Planned) | 5,000 | $18.01 | $90,069.00 | (< 1%) 532.47K to 527.47K | 81% |
| 05-Oct-15 4:38 PM View: | Lucy Patrick K. Chief Business Officer | Pfenex Inc. (PFNX) | 02-Oct-15 | Market Sale (Planned) | 1,500 | $14.98 | $22,477.10 | (1%) 110.19K to 108.69K | 77% |
