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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 03-Oct-12 5:10 PM View:  | McCain Richard Barto Chief Financial Officer | Penson Worldwide Inc (PNSN) | 01-Oct-12 | Payment of Exercise | 361 | $0.04 | $14.44 | (< 1%) 58.62K to 58.26K | 3% |
| 02-Aug-12 4:10 PM View: | Engel Bryce President | Penson Worldwide Inc (PNSN) | 01-Aug-12 | Payment of Exercise | 377 | $0.11 | $41.47 | (< 1%) 115.81K to 115.43K | 50% |
| 02-Aug-12 4:12 PM View: | McCain Richard Barto Chief Financial Officer | Penson Worldwide Inc (PNSN) | 01-Aug-12 | Payment of Exercise | 118 | $0.11 | $12.98 | (< 1%) 58.74K to 58.62K | 50% |
| 02-Aug-12 4:12 PM View: | McCain Richard Barto Chief Financial Officer | Penson Worldwide Inc (PNSN) | 31-Jul-12 | Payment of Exercise | 14 | $0.11 | $1.54 | (< 1%) 58.76K to 58.74K | 50% |
| 03-Jul-12 3:12 PM View: | McCain Richard Barto Chief Financial Officer | Penson Worldwide Inc (PNSN) | 01-Jul-12 | Payment of Exercise | 361 | $0.15 | $54.15 | (< 1%) 59.12K to 58.76K | 65% |
| 03-Jul-12 3:10 PM View: | Koslow Andrew B Executive VP - General Counsel | Penson Worldwide Inc (PNSN) | 01-Jul-12 | Payment of Exercise | 776 | $0.15 | $116.40 | (1%) 75.66K to 74.88K | 65% |
| 27-Jun-12 6:53 PM View: | Kelly David M Director | Penson Worldwide Inc (PNSN) | 25-Jun-12 | Disposition (other) | 184,211 | -- | -- | (67%) 273.11K to 88.9K | |
| 13-Jun-12 5:28 PM View: | Engel Bryce President | Penson Worldwide Inc (PNSN) | 13-Jun-12 | Market Sale | 72,591 | $0.18 | $13,123.90 | (39%) 188.4K to 115.81K | 72% |
| 13-Jun-12 5:28 PM View: | Engel Bryce President | Penson Worldwide Inc (PNSN) | 12-Jun-12 | Market Sale | 11,913 | $0.22 | $2,620.86 | (6%) 200.31K to 188.4K | 77% |
| 13-Jun-12 5:30 PM View: | Koslow Andrew B Executive VP - General Counsel | Penson Worldwide Inc (PNSN) | 12-Jun-12 | Market Sale | 76,559 | $0.22 | $16,843.00 | (50%) 152.22K to 75.66K | 77% |
| 21-May-12 5:13 PM View: | Basso Robert S Director | Penson Worldwide Inc (PNSN) | 17-May-12 | Grant | 184,211 | -- | -- | 290% 63.5K to 247.71K | |
| 21-May-12 5:08 PM View: | Johnson David Director | Penson Worldwide Inc (PNSN) | 17-May-12 | Grant | 184,211 | -- | -- | 453% 40.62K to 224.83K | |
| 21-May-12 5:11 PM View: | Schueneman Diane Lynn Director | Penson Worldwide Inc (PNSN) | 17-May-12 | Grant | 184,211 | -- | -- | 219% 84.03K to 268.25K | |
| 21-May-12 5:09 PM View: | Kelly David M Director | Penson Worldwide Inc (PNSN) | 17-May-12 | Grant | 184,211 | -- | -- | 207% 88.9K to 273.11K | |
| 02-May-12 5:20 PM View: | Pendergraft Philip A Chief Executive Officer Director | Penson Worldwide Inc (PNSN) | 01-May-12 | Option Exercise | 480 | -- | -- | < 1% 883.85K to 884.33K | |
| 02-May-12 5:21 PM View: | Engel Bryce President | Penson Worldwide Inc (PNSN) | 01-May-12 | Payment of Exercise | 377 | $0.50 | $188.50 | (< 1%) 200.69K to 200.31K | 90% |
| 02-Apr-12 5:56 PM View: | Koslow Andrew B Executive VP - General Counsel | Penson Worldwide Inc (PNSN) | 31-Mar-12 | Payment of Exercise | 776 | $0.68 | $527.68 | (< 1%) 152.99K to 152.22K | 93% |
| 02-Apr-12 5:58 PM View: | McAleer Kevin W Chief FInancial Officer | Penson Worldwide Inc (PNSN) | 31-Mar-12 | Payment of Exercise | 595 | $0.68 | $404.60 | (< 1%) 91.2K to 90.61K | 93% |
| 17-Feb-12 5:06 PM View: | Smith Mary Agnes Global Controller | Penson Worldwide Inc (PNSN) | 15-Feb-12 | Grant | 783 | $1.58 | $1,237.14 | 10% 7.89K to 8.67K | (97%) |
| 17-Feb-12 5:12 PM View: | Engel Bryce President | Penson Worldwide Inc (PNSN) | 15-Feb-12 | Grant | 54,848 | $1.58 | $86,659.80 | 38% 145.84K to 200.69K | (97%) |
| 17-Feb-12 5:09 PM View: | Koslow Andrew B Executive VP - General Counsel | Penson Worldwide Inc (PNSN) | 15-Feb-12 | Grant | 31,341 | $1.58 | $49,518.80 | 26% 121.65K to 152.99K | (97%) |
| 10-Feb-12 6:02 PM View: | Basso Robert S Director | Penson Worldwide Inc (PNSN) | 09-Feb-12 | Grant | 62,500 | -- | -- | 6250% 1.0K to 63.5K | |
| 02-Feb-12 4:21 PM View: | Engel Bryce Executive Vice President | Penson Worldwide Inc (PNSN) | 01-Feb-12 | Payment of Exercise | 377 | $1.40 | $527.80 | (< 1%) 146.22K to 145.84K | 96% |
| 02-Feb-12 4:16 PM View: | Yancey Charles William CEO of Registrant Subsidiary | Penson Worldwide Inc (PNSN) | 01-Feb-12 | Payment of Exercise | 331 | $1.40 | $463.40 | (< 1%) 147.78K to 147.45K | 96% |
| 02-Feb-12 4:16 PM View: | Yancey Charles William CEO of Registrant Subsidiary | Penson Worldwide Inc (PNSN) | 31-Jan-12 | Payment of Exercise | 56 | $1.44 | $80.64 | (< 1%) 147.84K to 147.78K | 96% |
| 02-Feb-12 4:25 PM View: | Pendergraft Philip A Chief Executive Officer Director | Penson Worldwide Inc (PNSN) | 31-Jan-12 | Option Exercise | 480 | -- | -- | < 1% 883.37K to 883.85K | |
| 03-Jan-12 7:00 PM View: | Pendergraft Philip A Chief Executive Officer Director | Penson Worldwide Inc (PNSN) | 01-Jan-12 | Payment of Exercise | 3,918 | $1.16 | $4,544.88 | (< 1%) 872.28K to 868.37K | 96% |
| 03-Jan-12 7:02 PM View: | Engemoen Roger J Jr Chairman Director | Penson Worldwide Inc (PNSN) | 01-Jan-12 | Payment of Exercise | 5,537 | $1.16 | $6,422.92 | (< 1%) 2.48M to 2.48M | 96% |
| 03-Jan-12 6:58 PM View: | McAleer Kevin W Chief FInancial Officer | Penson Worldwide Inc (PNSN) | 01-Jan-12 | Payment of Exercise | 5,224 | $1.16 | $6,059.84 | (5%) 96.43K to 91.2K | 96% |
| 03-Jan-12 7:05 PM View: | Smith Mary Agnes Global Controller | Penson Worldwide Inc (PNSN) | 01-Jan-12 | Payment of Exercise | 548 | $1.16 | $635.68 | (6%) 8.44K to 7.89K | 96% |
| 03-Jan-12 6:57 PM View: | Koslow Andrew B Executive VP - General Counsel | Penson Worldwide Inc (PNSN) | 01-Jan-12 | Payment of Exercise | 7,468 | $1.16 | $8,662.88 | (6%) 129.12K to 121.65K | 96% |
| 03-Jan-12 7:03 PM View: | Engel Bryce Executive Vice President | Penson Worldwide Inc (PNSN) | 01-Jan-12 | Payment of Exercise | 6,676 | $1.16 | $7,744.16 | (4%) 152.89K to 146.22K | 96% |
| 03-Jan-12 6:59 PM View: | Yancey Charles William CEO of Registrant Subsidiary | Penson Worldwide Inc (PNSN) | 01-Jan-12 | Payment of Exercise | 7,188 | $1.16 | $8,338.08 | (5%) 155.03K to 147.84K | 96% |
| 03-Jan-12 6:58 PM View: | McAleer Kevin W Chief FInancial Officer | Penson Worldwide Inc (PNSN) | 31-Dec-11 | Payment of Exercise | 595 | $1.16 | $690.20 | (< 1%) 97.02K to 96.43K | 96% |
| 03-Jan-12 6:57 PM View: | Koslow Andrew B Executive VP - General Counsel | Penson Worldwide Inc (PNSN) | 31-Dec-11 | Payment of Exercise | 776 | $1.16 | $900.16 | (< 1%) 129.89K to 129.12K | 96% |
| 03-Jan-12 6:59 PM View: | Yancey Charles William CEO of Registrant Subsidiary | Penson Worldwide Inc (PNSN) | 31-Dec-11 | Payment of Exercise | 595 | $1.16 | $690.20 | (< 1%) 155.62K to 155.03K | 96% |
| 30-Nov-11 6:12 PM View: | Schueneman Diane Lynn Director | Penson Worldwide Inc (PNSN) | 29-Nov-11 | Grant | 84,034 | -- | -- | 100% 0 to 84.03K | |
| 02-Nov-11 6:54 PM View: | Yancey Charles William CEO of Registrant Subsidiary | Penson Worldwide Inc (PNSN) | 01-Nov-11 | Payment of Exercise | 285 | $1.20 | $342.00 | (< 1%) 155.91K to 155.62K | 96% |
| 02-Nov-11 6:55 PM View: | Engel Bryce Executive Vice President | Penson Worldwide Inc (PNSN) | 01-Nov-11 | Payment of Exercise | 326 | $1.20 | $391.20 | (< 1%) 153.22K to 152.89K | 96% |
| 02-Nov-11 6:53 PM View: | Pendergraft Philip A Chief Executive Officer Director | Penson Worldwide Inc (PNSN) | 31-Oct-11 | Option Exercise | 480 | -- | -- | < 1% 871.8K to 872.28K | |
| 02-Nov-11 6:54 PM View: | Yancey Charles William CEO of Registrant Subsidiary | Penson Worldwide Inc (PNSN) | 31-Oct-11 | Payment of Exercise | 48 | $1.23 | $59.04 | (< 1%) 155.96K to 155.91K | 96% |
| 03-Oct-11 6:12 PM View: | Koslow Andrew B Executive VP - General Counsel | Penson Worldwide Inc (PNSN) | 01-Oct-11 | Payment of Exercise | 694 | $1.45 | $1,006.30 | (< 1%) 130.59K to 129.89K | 96% |
| 03-Oct-11 6:14 PM View: | Yancey Charles William CEO of Registrant Subsidiary | Penson Worldwide Inc (PNSN) | 01-Oct-11 | Payment of Exercise | 514 | $1.45 | $745.30 | (< 1%) 156.47K to 155.96K | 96% |
| 03-Oct-11 6:16 PM View: | McAleer Kevin W Chief FInancial Officer | Penson Worldwide Inc (PNSN) | 01-Oct-11 | Payment of Exercise | 514 | $1.45 | $745.30 | (< 1%) 97.54K to 97.02K | 96% |
| 02-Aug-11 6:21 PM View: | Yancey Charles William CEO of Registrant Subsidiary | Penson Worldwide Inc (PNSN) | 01-Aug-11 | Payment of Exercise | 285 | $3.01 | $857.85 | (< 1%) 156.75K to 156.47K | 98% |
| 02-Aug-11 6:16 PM View: | Engel Bryce Executive Vice President | Penson Worldwide Inc (PNSN) | 01-Aug-11 | Payment of Exercise | 326 | $3.01 | $981.26 | (< 1%) 153.54K to 153.22K | 98% |
| 02-Aug-11 6:23 PM View: | Pendergraft Philip A Chief Executive Officer Director | Penson Worldwide Inc (PNSN) | 31-Jul-11 | Option Exercise | 480 | -- | -- | < 1% 871.33K to 871.8K | |
| 02-Aug-11 6:21 PM View: | Yancey Charles William CEO of Registrant Subsidiary | Penson Worldwide Inc (PNSN) | 31-Jul-11 | Payment of Exercise | 48 | $3.06 | $146.88 | (< 1%) 156.8K to 156.75K | 98% |
| 05-Jul-11 7:27 PM View: | Yancey Charles William CEO of Registrant Subsidiary | Penson Worldwide Inc (PNSN) | 01-Jul-11 | Payment of Exercise | 514 | $3.45 | $1,773.30 | (< 1%) 157.32K to 156.8K | 99% |
| 05-Jul-11 7:28 PM View: | McAleer Kevin W Chief FInancial Officer | Penson Worldwide Inc (PNSN) | 01-Jul-11 | Payment of Exercise | 514 | $3.45 | $1,773.30 | (< 1%) 98.05K to 97.54K | 99% |
