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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 15-Nov-07 5:11 PM View:  | Schwertfeger Timothy R Chairman Director | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 688,535 | $23.79 | $16,379,400.00 | (100%) 688.53K to 0 | |
| 15-Nov-07 5:10 PM View: | MacCarthy John L Sr. VP, Sec'y, General Counsel | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 13,756 | -- | -- | (100%) 13.76K to 0 | |
| 15-Nov-07 5:08 PM View: | Berkshire Alan G Sr. Executive Vice President | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 56,906 | $14.09 | $801,840.00 | (100%) 56.91K to 0 | |
| 15-Nov-07 5:10 PM View: | Amboian John P Chief Executive Officer Director | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 301,183 | -- | -- | (100%) 301.18K to 0 | |
| 15-Nov-07 5:11 PM View: | Hlavacek Sherri A VP, Corporate Controller & PAO | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 4,843 | -- | -- | (100%) 4.84K to 0 | |
| 15-Nov-07 5:09 PM View: | Kullberg Duane R Director | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 9,157 | -- | -- | (100%) 9.16K to 0 | |
| 15-Nov-07 5:07 PM View: | Brown Alan A Executive Vice President | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 48,275 | -- | -- | (100%) 48.27K to 0 | |
| 15-Nov-07 5:08 PM View: | Duckworth Connie K Director | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 1,893 | -- | -- | (100%) 1.89K to 0 | |
| 15-Nov-07 5:10 PM View: | Richter Glenn R Executive VP, CAO, and PFO | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 24,151 | -- | -- | (100%) 24.15K to 0 | |
| 15-Nov-07 5:12 PM View: | Adams William Iv Executive Vice President | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 74,403 | -- | -- | (100%) 74.4K to 0 | |
| 15-Nov-07 5:12 PM View: | Boyd Willard L Director | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 9,157 | -- | -- | (100%) 9.16K to 0 | |
| 15-Nov-07 5:11 PM View: | Palmore Roderick A Director | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 5,832 | -- | -- | (100%) 5.83K to 0 | |
| 18-Sep-07 4:53 PM View: | Kullberg Duane R Director | Nuveen Investments Inc (JNC) | 17-Sep-07 | Grant | 24 | -- | -- | < 1% 9.13K to 9.16K | |
| 18-Sep-07 4:53 PM View: | Duckworth Connie K Director | Nuveen Investments Inc (JNC) | 17-Sep-07 | Grant | 7 | -- | -- | < 1% 1.89K to 1.89K | |
| 18-Sep-07 4:53 PM View: | Boyd Willard L Director | Nuveen Investments Inc (JNC) | 17-Sep-07 | Grant | 24 | -- | -- | < 1% 9.13K to 9.16K | |
| 18-Sep-07 4:53 PM View: | Palmore Roderick A Director | Nuveen Investments Inc (JNC) | 17-Sep-07 | Grant | 22 | -- | -- | < 1% 5.81K to 5.83K | |
| 07-Aug-07 10:04 AM View: | Amboian John P President Director | Nuveen Investments Inc (JNC) | 06-Aug-07 | Market Option Sale (Planned) | 10,000 | $61.48 | $614,800.00 | (2%) 401.18K to 391.18K | (6%) |
| 07-Aug-07 10:04 AM View: | Amboian John P President Director | Nuveen Investments Inc (JNC) | 06-Aug-07 | Option Exercise | 10,000 | $11.85 | $118,500.00 | 3% 391.18K to 401.18K | |
| 21-Jun-07 11:25 AM View: | Duckworth Connie K Director | Nuveen Investments Inc (JNC) | 15-Jun-07 | Grant | 8 | -- | -- | < 1% 1.88K to 1.89K | |
| 21-Jun-07 11:24 AM View: | Boyd Willard L Director | Nuveen Investments Inc (JNC) | 15-Jun-07 | Grant | 27 | -- | -- | < 1% 9.11K to 9.13K | |
| 21-Jun-07 11:25 AM View: | Palmore Roderick A Director | Nuveen Investments Inc (JNC) | 15-Jun-07 | Grant | 25 | -- | -- | < 1% 5.78K to 5.81K | |
| 21-Jun-07 11:25 AM View: | Kullberg Duane R Director | Nuveen Investments Inc (JNC) | 15-Jun-07 | Grant | 27 | -- | -- | < 1% 9.11K to 9.13K | |
| 10-May-07 6:50 PM View: | Kullberg Duane R Director | Nuveen Investments Inc (JNC) | 08-May-07 | Grant | 1,375 | -- | -- | 18% 7.73K to 9.11K | |
| 10-May-07 6:50 PM View: | Duckworth Connie K Director | Nuveen Investments Inc (JNC) | 08-May-07 | Grant | 1,375 | -- | -- | 274% 0.5K to 1.88K | |
| 10-May-07 6:50 PM View: | Boyd Willard L Director | Nuveen Investments Inc (JNC) | 08-May-07 | Grant | 1,375 | -- | -- | 18% 7.73K to 9.11K | |
| 10-May-07 6:50 PM View: | Palmore Roderick A Director | Nuveen Investments Inc (JNC) | 08-May-07 | Grant | 1,375 | -- | -- | 31% 4.41K to 5.78K | |
| 08-May-07 11:34 AM View: | Amboian John P President Director | Nuveen Investments Inc (JNC) | 07-May-07 | Market Option Sale (Planned) | 30,000 | $53.66 | $1,609,800.00 | (7%) 421.18K to 391.18K | (22%) |
| 08-May-07 11:34 AM View: | Amboian John P President Director | Nuveen Investments Inc (JNC) | 07-May-07 | Option Exercise | 30,000 | $11.85 | $355,500.00 | 8% 391.18K to 421.18K | |
| 16-Mar-07 5:13 PM View: | Kullberg Duane R Director | Nuveen Investments Inc (JNC) | 15-Mar-07 | Grant | 24 | -- | -- | < 1% 7.71K to 7.73K | |
| 16-Mar-07 5:13 PM View: | Duckworth Connie K Director | Nuveen Investments Inc (JNC) | 15-Mar-07 | Grant | 3 | -- | -- | < 1% 0.5K to 0.5K | |
| 16-Mar-07 5:13 PM View: | Boyd Willard L Director | Nuveen Investments Inc (JNC) | 15-Mar-07 | Grant | 24 | -- | -- | < 1% 7.71K to 7.73K | |
| 16-Mar-07 5:13 PM View: | Palmore Roderick A Director | Nuveen Investments Inc (JNC) | 15-Mar-07 | Grant | 22 | -- | -- | < 1% 4.39K to 4.41K | |
| 16-Mar-07 5:13 PM View: | Leroy Pierre E Director | Nuveen Investments Inc (JNC) | 15-Mar-07 | Grant | 1 | -- | -- | < 1% 0.19K to 0.19K | |
| 20-Feb-07 4:34 PM View: | Adams William Iv Executive Vice President | Nuveen Investments Inc (JNC) | 20-Feb-07 | Option Exercise | 30,000 | $18.31 | $549,300.00 | 40% 74.4K to 104.4K | (80%) |
| 20-Feb-07 4:34 PM View: | Adams William Iv Executive Vice President | Nuveen Investments Inc (JNC) | 20-Feb-07 | Market Option Sale | 30,000 | $52.07 | $1,562,100.00 | (29%) 104.4K to 74.4K | (26%) |
| 16-Feb-07 6:38 PM View: | Adams William Iv Executive Vice President | Nuveen Investments Inc (JNC) | 16-Feb-07 | Market Option Sale | 30,000 | $52.00 | $1,560,000.00 | (29%) 104.4K to 74.4K | (27%) |
| 16-Feb-07 6:38 PM View: | Adams William Iv Executive Vice President | Nuveen Investments Inc (JNC) | 16-Feb-07 | Option Exercise | 30,000 | $18.31 | $549,300.00 | 40% 74.4K to 104.4K | (80%) |
| 15-Feb-07 5:49 PM View: | Adams William Iv Executive Vice President | Nuveen Investments Inc (JNC) | 14-Feb-07 | Option Exercise | 30,000 | $18.31 | $549,300.00 | 40% 74.4K to 104.4K | (80%) |
| 15-Feb-07 5:49 PM View: | Adams William Iv Executive Vice President | Nuveen Investments Inc (JNC) | 14-Feb-07 | Market Option Sale | 30,000 | $51.68 | $1,550,400.00 | (29%) 104.4K to 74.4K | (27%) |
| 08-Feb-07 6:12 PM View: | Brown Alan A Executive Vice President | Nuveen Investments Inc (JNC) | 06-Feb-07 | Grant | 4,042 | -- | -- | 9% 44.23K to 48.27K | |
| 08-Feb-07 6:12 PM View: | Richter Glenn R Chief Administrative Officer | Nuveen Investments Inc (JNC) | 06-Feb-07 | Grant | 3,723 | -- | -- | 18% 20.43K to 24.15K | |
| 08-Feb-07 6:12 PM View: | Adams William Iv Executive Vice President | Nuveen Investments Inc (JNC) | 06-Feb-07 | Grant | 3,191 | -- | -- | 4% 71.21K to 74.4K | |
| 08-Feb-07 6:12 PM View: | Amboian John P President Director | Nuveen Investments Inc (JNC) | 06-Feb-07 | Grant | 35,844 | -- | -- | 10% 355.34K to 391.18K | |
| 08-Feb-07 6:12 PM View: | Hlavacek Sherri A Vice President & P.A.O. | Nuveen Investments Inc (JNC) | 06-Feb-07 | Grant | 1,209 | -- | -- | 33% 3.63K to 4.84K | |
| 08-Feb-07 6:12 PM View: | Schwertfeger Timothy R Chairman and C.E.O. Director | Nuveen Investments Inc (JNC) | 06-Feb-07 | Grant | 42,853 | -- | -- | 4% 961.6K to 1.0M | |
| 08-Feb-07 6:12 PM View: | Berkshire Alan G Sr. Executive Vice President | Nuveen Investments Inc (JNC) | 06-Feb-07 | Grant | 6,382 | -- | -- | 12% 54.3K to 60.68K | |
| 08-Feb-07 6:12 PM View: | MacCarthy John L Senior VP and General Counsel | Nuveen Investments Inc (JNC) | 06-Feb-07 | Grant | 2,978 | -- | -- | 28% 10.78K to 13.76K | |
| 07-Feb-07 4:34 PM View: | Adams William Iv Executive Vice President | Nuveen Investments Inc (JNC) | 05-Feb-07 | Option Exercise | 75,000 | $12.00 | $900,000.00 | 105% 71.21K to 146.21K | |
| 07-Feb-07 4:35 PM View: | Amboian John P President Director | Nuveen Investments Inc (JNC) | 05-Feb-07 | Market Option Sale (Planned) | 30,000 | $50.49 | $1,514,700.00 | (8%) 385.34K to 355.34K | (30%) |
| 07-Feb-07 4:34 PM View: | Adams William Iv Executive Vice President | Nuveen Investments Inc (JNC) | 05-Feb-07 | Market Option Sale | 75,000 | $51.15 | $3,836,250.00 | (51%) 146.21K to 71.21K | (29%) |
