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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 06-Oct-23 3:42 PM View:  | Oberto David J. | Nicholas-Applegate Converti... (NCV) | 06-Oct-23 | Disposition | 139 | $3.05 | $422.69 | (100%) 0.14K to 0 | |
| 08-Nov-22 11:49 AM View: | Ubs Group Ag 10% Owner | Nicholas-Applegate Converti... (NCV) | 03-Nov-22 | Disposition (other) | 8,056 | -- | -- | (100%) 8.06K to 0 | |
| 04-Mar-22 5:08 PM View: | Zoullas Deborah A Director | Nicholas-Applegate Converti... (NCV) | 03-Mar-22 | Private Purchase | 989 | $5.03 | $4,974.67 | 100% 0 to 0.99K | |
| 01-Mar-22 2:34 PM View: | McLaughlin Phillip R Director | Nicholas-Applegate Converti... (NCV) | 25-Feb-22 | Private Purchase | 2,100 | $4.95 | $10,384.50 | 100% 0 to 2.1K | |
| 22-Dec-21 3:15 PM View: | Aylward George R Jr President and CEO Director | Nicholas-Applegate Converti... (NCV) | 21-Dec-21 | Market Purchase | 8,821 | $5.67 | $49,997.40 | 100% 0 to 8.82K | (< 1%) |
| 05-Oct-21 11:43 AM View: | MacLeod James S Director | Nicholas-Applegate Converti... (NCV) | 01-Oct-21 | Market Purchase | 12,892 | $5.94 | $76,636.50 | 1289% 1.0K to 13.89K | (5%) |
| 29-Apr-21 5:18 PM View: | Drummond F Ford Director | Nicholas-Applegate Converti... (NCV) | 29-Apr-21 | Market Purchase | 1,715 | $5.81 | $9,964.15 | 100% 0 to 1.72K | (3%) |
| 28-Apr-21 4:54 PM View: | Rappaport Alan Director | Nicholas-Applegate Converti... (NCV) | 27-Apr-21 | Market Purchase | 1,000 | $5.86 | $5,860.00 | 100% 1.0K to 2.0K | (4%) |
| 12-Feb-21 2:31 PM View: | Ubs Group Ag 10% Owner | Nicholas-Applegate Converti... (NCV) | 05-Feb-21 | Market Purchase | 450 | $5.87 | $2,643.21 | < 1% 272.77K to 273.22K | (4%) |
| 23-Aug-19 7:47 AM View: | Cogan Sarah E Director | Nicholas-Applegate Converti... (NCV) | 21-Aug-19 | Market Purchase | 1,800 | $5.70 | $10,258.90 | 100% 0 to 1.8K | (1%) |
| 19-Jun-19 11:24 AM View: | Ubs Group Ag 10% Owner | Nicholas-Applegate Converti... (NCV) | 17-Jun-19 | Private Sale | 29 | $25.20 | $730.80 | (33%) 88 to 59 | |
| 22-Dec-17 2:20 PM View: | MacLeod James S Director | Nicholas-Applegate Converti... (NCV) | 20-Dec-17 | Market Purchase | 1,000 | $7.06 | $7,060.00 | 100% 0 to 1.0K | (23%) |
| 30-Jun-17 3:00 PM View: | Kass Justin | Nicholas-Applegate Converti... (NCV) | 27-Jun-17 | Market Sale | 12,656 | $6.98 | $88,345.40 | (100%) 12.66K to 0 | 25% |
| 09-Sep-15 9:35 AM View: | Kass Justin | Nicholas-Applegate Converti... (NCV) | 04-Sep-15 | Market Purchase | 3,000 | $6.46 | $19,368.00 | 42% 7.16K to 10.16K | (< 1%) |
| 27-Jun-14 4:36 PM View: | Forsyth Douglas | Nicholas-Applegate Converti... (NCV) | 25-Jun-14 | Market Sale | 15,000 | $10.58 | $158,677.00 | (100%) 15.0K to 0 | 14% |
| 22-Oct-13 1:24 PM View: | Ubs Ag 10% Owner | Nicholas-Applegate Converti... (NCV) | 18-Oct-13 | Purchase | 1 | -- | -- | < 1% 8.05K to 8.06K | |
| 17-Apr-13 4:43 PM View: | Ubs Ag 10% Owner | Nicholas-Applegate Converti... (NCV) | 16-Apr-13 | Acquisition (other) | 1 | -- | -- | < 1% 8.05K to 8.05K | |
| 30-Jan-13 9:03 PM View: | Ubs Ag 10% Owner | Nicholas-Applegate Converti... (NCV) | 29-Jan-13 | Acquisition (other) | 1 | -- | -- | < 1% 8.05K to 8.05K | |
| 26-Jul-12 1:51 PM View: | Ubs Ag 10% Owner | Nicholas-Applegate Converti... (NCV) | 25-Jul-12 | Acquisition (other) | 3 | -- | -- | < 1% 8.05K to 8.05K | |
| 09-Sep-11 9:44 AM View: | Kass Justin | Nicholas-Applegate Converti... (NCV) | 07-Sep-11 | Market Purchase | 4,500 | $8.87 | $39,903.20 | 100% 0 to 4.5K | 43% |
| 07-Mar-11 4:27 PM View: | Kass Justin | Nicholas-Applegate Converti... (NCV) | 04-Mar-11 | Market Sale | 18,610 | $11.07 | $206,008.00 | (100%) 18.61K to 0 | (20%) |
| 09-Feb-11 5:20 PM View: | Kass Justin | Nicholas-Applegate Converti... (NCV) | 07-Feb-11 | Market Sale | 15,000 | $10.82 | $162,300.00 | (45%) 33.46K to 18.46K | (24%) |
| 18-Mar-11 2:39 PM View: | Bank Of America Corp /de/ 10% Owner | Nicholas-Applegate Converti... (NCV) | 15-Dec-10 | Market Purchase | 30 | $9.78 | $293.40 | 100% 0 to 30 | 39% |
| 18-Mar-11 2:39 PM View: | Bank Of America Corp /de/ 10% Owner | Nicholas-Applegate Converti... (NCV) | 15-Dec-10 | Market Sale | 30 | $9.87 | $296.10 | (100%) 30 to 0 | (38%) |
| 21-Sep-10 12:55 PM View: | Rappaport Alan Director | Nicholas-Applegate Converti... (NCV) | 07-Sep-10 | Market Purchase | 1,000 | $9.69 | $9,690.00 | 100% 0 to 1.0K | 46% |
| 10-Sep-10 10:10 AM View: | Ubs Ag 10% Owner | Nicholas-Applegate Converti... (NCV) | 31-Aug-10 | Acquisition (other) | 8 | -- | -- | < 1% 7.83K to 7.83K | |
| 18-Mar-08 4:30 PM View: | John Matthew E | Nicholas-Applegate Converti... (NCV) | 11-Mar-08 | Market Purchase | 500 | $11.81 | $5,905.00 | 59% 0.85K to 1.35K | 1% |
| 10-Mar-08 5:45 PM View: | Stickney William | Nicholas-Applegate Converti... (NCV) | 07-Mar-08 | Market Sale | 12,691 | $12.21 | $154,960.00 | (100%) 12.69K to 0 | 1% |
| 19-Feb-08 4:50 PM View: | Yee Michael | Nicholas-Applegate Converti... (NCV) | 14-Feb-08 | Market Purchase | 4,000 | $12.21 | $48,842.00 | 50% 8.0K to 12.0K | (1%) |
| 14-Feb-08 10:00 PM View: | Kass Justin | Nicholas-Applegate Converti... (NCV) | 13-Feb-08 | Market Purchase | 19,000 | $13.08 | $248,506.00 | 173% 11.0K to 30.0K | (8%) |
| 29-Jan-08 3:50 PM View: | Kass Justin | Nicholas-Applegate Converti... (NCV) | 28-Jan-08 | Market Purchase | 11,000 | $12.89 | $141,809.00 | 100% 0 to 11.0K | (5%) |
| 17-Aug-07 3:53 PM View: | Altadonna Lawrence G Treasurer | Nicholas-Applegate Converti... (NCV) | 17-Aug-07 | Market Purchase | 1,100 | $13.65 | $15,015.00 | 100% 0 to 1.1K | (7%) |
| 17-Aug-07 3:27 PM View: | Lemesevski Elizabeth | Nicholas-Applegate Converti... (NCV) | 17-Aug-07 | Market Purchase | 300 | $11.75 | $3,525.00 | 100% 0 to 0.3K | 9% |
| 21-Aug-07 3:21 PM View: | Larrabee Nicole | Nicholas-Applegate Converti... (NCV) | 17-Aug-07 | Market Purchase | 300 | $13.29 | $3,987.00 | 100% 0 to 0.3K | (4%) |
| 17-Aug-07 4:41 PM View: | Lemesevski Elizabeth | Nicholas-Applegate Converti... (NCV) | 16-Aug-07 | Market Purchase | 500 | $10.84 | $5,420.00 | 167% 0.3K to 0.8K | 18% |
| 17-Aug-07 4:52 PM View: | John Matthew E | Nicholas-Applegate Converti... (NCV) | 16-Aug-07 | Market Purchase | 850 | $11.01 | $9,356.50 | 100% 0 to 0.85K | 16% |
| 17-Aug-07 5:10 PM View: | Yee Michael | Nicholas-Applegate Converti... (NCV) | 16-Aug-07 | Market Purchase | 3,000 | $11.19 | $33,580.00 | 60% 5.0K to 8.0K | 14% |
| 17-Aug-07 2:40 PM View: | Forsyth Douglas | Nicholas-Applegate Converti... (NCV) | 15-Aug-07 | Market Purchase | 15,000 | $11.82 | $177,351.00 | 100% 0 to 15.0K | 8% |
| 17-Aug-07 4:23 PM View: | Larrabee Nicole | Nicholas-Applegate Converti... (NCV) | 15-Aug-07 | Market Purchase | 400 | $12.02 | $4,810.00 | 100% 0 to 0.4K | 15% |
| 17-Aug-07 3:02 PM View: | Stickney William | Nicholas-Applegate Converti... (NCV) | 15-Aug-07 | Market Purchase | 12,100 | $12.11 | $146,539.00 | 100% 0 to 12.1K | 5% |
| 23-Aug-07 10:47 AM View: | McCraw John | Nicholas-Applegate Converti... (NCV) | 15-Aug-07 | Market Purchase | 35,000 | $12.05 | $421,711.00 | 100% 0 to 35.0K | 6% |
| 17-Aug-07 3:49 PM View: | Yee Michael | Nicholas-Applegate Converti... (NCV) | 15-Aug-07 | Market Purchase | 5,000 | $12.01 | $60,050.00 | 100% 0 to 5.0K | 6% |
| 29-May-07 12:07 PM View: | Allianz Global Investors Of... | Nicholas-Applegate Converti... (NCV) | 22-May-07 | Market Sale | 63 | $16.45 | $1,033.55 | (100%) 62 to 0 | 21% |
| 03-May-07 3:27 PM View: | Yee Michael | Nicholas-Applegate Converti... (NCV) | 27-Mar-07 | Market Sale | 300 | $16.07 | $4,821.00 | (100%) 0.3K to 0 | 17% |
| 28-Apr-04 10:00 PM View: | Maher C William | Nicholas-Applegate Converti... (NCV) | 28-Apr-04 | Market Purchase | 5,000 | $15.39 | $76,925.00 | 100% 0 to 5.0K | 18% |
