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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 04-Aug-20 7:23 PM View:  | Murphy John V Director | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 31,450 | -- | -- | (100%) 31.45K to 0 | |
| 04-Aug-20 7:16 PM View: | Davidson Carol Anthony Director | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 3,000 | -- | -- | (100%) 3.0K to 0 | |
| 04-Aug-20 7:29 PM View: | Merchant Thomas C Exec VP & General Counsel | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 92,270 | -- | -- | (100%) 92.27K to 0 | |
| 04-Aug-20 7:19 PM View: | Quirk Alison A. Director | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 6,229 | -- | -- | (100%) 6.23K to 0 | |
| 04-Aug-20 7:13 PM View: | Angelica Robert E Director | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 27,772 | -- | -- | (100%) 27.77K to 0 | |
| 04-Aug-20 7:33 PM View: | Sullivan Joseph A Chairman, President & CEO Director | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 702,646 | -- | -- | (99%) 709.31K to 6.67K | |
| 04-Aug-20 7:22 PM View: | Hooley Stephen C Director | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 3,396 | -- | -- | (100%) 3.4K to 0 | |
| 04-Aug-20 7:31 PM View: | Nachtwey Peter Sr. Executive VP & CFO | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 176,586 | -- | -- | (100%) 176.59K to 0 | |
| 04-Aug-20 7:25 PM View: | Lattin Patricia Executive Vice President | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 43,634 | -- | -- | (100%) 43.63K to 0 | |
| 04-Aug-20 7:33 PM View: | Sullivan Joseph A Chairman, President & CEO Director | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 6,665 | -- | -- | (100%) 6.67K to 0 | |
| 04-Aug-20 7:27 PM View: | Johnson Terence Executive Vice President | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 156,587 | -- | -- | (100%) 156.59K to 0 | |
| 29-Jun-20 5:36 PM View: | Merchant Thomas C Exec VP & General Counsel | Legg Mason Inc. (LM) | 26-Jun-20 | Gift | 1,000 | -- | -- | (1%) 93.27K to 92.27K | |
| 29-Jun-20 4:21 PM View: | Quirk Alison A. Director | Legg Mason Inc. (LM) | 26-Jun-20 | Gift | 1,008 | -- | -- | (14%) 7.24K to 6.23K | |
| 12-Jun-20 12:36 PM View: | Sullivan Joseph A Chairman, President & CEO Director | Legg Mason Inc. (LM) | 10-Jun-20 | Option Exercise | 757,864 | $36.02 | $27,299,700.00 | 126% 599.63K to 1.36M | 2% |
| 12-Jun-20 12:36 PM View: | Sullivan Joseph A Chairman, President & CEO Director | Legg Mason Inc. (LM) | 10-Jun-20 | Private Option Sale | 648,178 | $49.98 | $32,395,900.00 | (48%) 1.36M to 709.31K | |
| 11-Jun-20 5:09 PM View: | Sullivan Joseph A Chairman, President & CEO Director | Legg Mason Inc. (LM) | 09-Jun-20 | Option Exercise | 20,603 | $31.46 | $648,170.00 | 3% 595.65K to 616.26K | |
| 11-Jun-20 5:09 PM View: | Sullivan Joseph A Chairman, President & CEO Director | Legg Mason Inc. (LM) | 09-Jun-20 | Private Option Sale | 16,634 | $50.04 | $832,365.00 | (3%) 616.26K to 599.62K | |
| 10-Jun-20 4:54 PM View: | Sullivan Joseph A Chairman, President & CEO Director | Legg Mason Inc. (LM) | 08-Jun-20 | Option Exercise | 276,536 | $31.46 | $8,699,820.00 | 51% 542.37K to 818.91K | |
| 10-Jun-20 4:54 PM View: | Sullivan Joseph A Chairman, President & CEO Director | Legg Mason Inc. (LM) | 08-Jun-20 | Private Option Sale | 223,256 | $50.04 | $11,171,700.00 | (27%) 818.91K to 595.65K | |
| 22-May-20 4:53 PM View: | Garden Edward P Director | Legg Mason Inc. (LM) | 20-May-20 | Private Sale Duplicate | 2,457,810 | $49.80 | $122,399,000.00 | (100%) 2.46M to 0 | |
| 22-May-20 4:52 PM View: | Nelson Peltz Director | Legg Mason Inc. (LM) | 20-May-20 | Private Sale | 2,457,810 | $49.80 | $122,399,000.00 | (100%) 2.46M to 0 | |
| 19-May-20 6:43 PM View: | Garden Edward P Director | Legg Mason Inc. (LM) | 19-May-20 | Private Sale Duplicate | 322,034 | $49.82 | $16,044,000.00 | (12%) 2.78M to 2.46M | |
| 19-May-20 6:42 PM View: | Nelson Peltz Director | Legg Mason Inc. (LM) | 19-May-20 | Private Sale | 322,034 | $49.82 | $16,044,000.00 | (12%) 2.78M to 2.46M | |
| 19-May-20 6:43 PM View: | Garden Edward P Director | Legg Mason Inc. (LM) | 18-May-20 | Private Sale Duplicate | 777,593 | $49.85 | $38,765,500.00 | (22%) 3.56M to 2.78M | |
| 19-May-20 6:42 PM View: | Nelson Peltz Director | Legg Mason Inc. (LM) | 18-May-20 | Private Sale | 777,593 | $49.85 | $38,765,500.00 | (22%) 3.56M to 2.78M | |
| 19-May-20 6:43 PM View: | Garden Edward P Director | Legg Mason Inc. (LM) | 15-May-20 | Private Sale Duplicate | 324,269 | $49.88 | $16,173,500.00 | (8%) 3.88M to 3.56M | |
| 19-May-20 6:42 PM View: | Nelson Peltz Director | Legg Mason Inc. (LM) | 15-May-20 | Private Sale | 324,269 | $49.88 | $16,173,500.00 | (8%) 3.88M to 3.56M | |
| 04-May-20 1:57 PM View: | Johnson Terence Executive Vice President | Legg Mason Inc. (LM) | 30-Apr-20 | Payment of Exercise | 6,068 | $49.77 | $302,004.00 | (4%) 162.66K to 156.59K | |
| 04-May-20 1:53 PM View: | Nachtwey Peter Sr. Executive VP & CFO | Legg Mason Inc. (LM) | 30-Apr-20 | Payment of Exercise | 8,556 | $49.77 | $425,832.00 | (5%) 185.14K to 176.59K | |
| 04-May-20 2:00 PM View: | Sullivan Joseph A Chairman, President & CEO Director | Legg Mason Inc. (LM) | 30-Apr-20 | Payment of Exercise | 14,892 | $49.77 | $741,175.00 | (3%) 557.22K to 542.33K | |
| 04-May-20 1:56 PM View: | Merchant Thomas C Exec VP & General Counsel | Legg Mason Inc. (LM) | 30-Apr-20 | Payment of Exercise | 1,642 | $49.77 | $81,722.30 | (2%) 94.91K to 93.27K | |
| 04-May-20 1:58 PM View: | Lattin Patricia Executive Vice President | Legg Mason Inc. (LM) | 30-Apr-20 | Payment of Exercise | 3,559 | $49.77 | $177,131.00 | (8%) 47.19K to 43.63K | |
| 15-Apr-20 1:28 PM View: | Merchant Thomas C Exec VP & General Counsel | Legg Mason Inc. (LM) | 13-Apr-20 | Grant | 8,355 | -- | -- | 9% 90.59K to 98.95K | |
| 15-Apr-20 1:27 PM View: | Nachtwey Peter Sr. Executive VP & CFO | Legg Mason Inc. (LM) | 13-Apr-20 | Payment of Exercise | 6,260 | $49.13 | $307,554.00 | (3%) 191.4K to 185.14K | |
| 15-Apr-20 1:29 PM View: | Sullivan Joseph A Chairman, President & CEO Director | Legg Mason Inc. (LM) | 13-Apr-20 | Grant | 55,475 | -- | -- | 10% 558.49K to 613.97K | |
| 15-Apr-20 1:29 PM View: | Sullivan Joseph A Chairman, President & CEO Director | Legg Mason Inc. (LM) | 13-Apr-20 | Payment of Exercise | 26,589 | $49.13 | $1,306,320.00 | (4%) 613.97K to 587.38K | |
| 15-Apr-20 1:27 PM View: | Nachtwey Peter Sr. Executive VP & CFO | Legg Mason Inc. (LM) | 13-Apr-20 | Grant | 15,908 | -- | -- | 9% 175.49K to 191.4K | |
| 15-Apr-20 1:28 PM View: | Merchant Thomas C Exec VP & General Counsel | Legg Mason Inc. (LM) | 13-Apr-20 | Payment of Exercise | 4,036 | $49.13 | $198,289.00 | (4%) 98.95K to 94.91K | |
| 15-Apr-20 1:25 PM View: | Johnson Terence Executive Vice President | Legg Mason Inc. (LM) | 13-Apr-20 | Grant | 18,562 | -- | -- | 12% 152.82K to 171.38K | |
| 15-Apr-20 1:25 PM View: | Johnson Terence Executive Vice President | Legg Mason Inc. (LM) | 13-Apr-20 | Payment of Exercise | 8,725 | $49.13 | $428,659.00 | (5%) 171.38K to 162.66K | |
| 01-Apr-20 6:04 PM View: | Sullivan Joseph A Chairman, President & CEO | Legg Mason Inc. (LM) | 31-Mar-20 | Option Exercise | 34,847 | $23.72 | $826,571.00 | 6% 546.51K to 581.36K | |
| 01-Apr-20 6:06 PM View: | Johnson Terence Executive Vice President | Legg Mason Inc. (LM) | 31-Mar-20 | Option Exercise | 205,752 | $36.44 | $7,497,890.00 | 164% 125.37K to 331.12K | < 1% |
| 01-Apr-20 6:04 PM View: | Sullivan Joseph A Chairman, President & CEO | Legg Mason Inc. (LM) | 31-Mar-20 | Private Option Sale | 22,871 | $48.74 | $1,114,730.00 | (4%) 581.36K to 558.49K | |
| 01-Apr-20 6:06 PM View: | Johnson Terence Executive Vice President | Legg Mason Inc. (LM) | 31-Mar-20 | Private Option Sale | 178,300 | $48.79 | $8,699,560.00 | (54%) 331.12K to 152.82K | |
| 12-Mar-20 3:05 PM View: | Nachtwey Peter Sr. Executive VP & CFO | Legg Mason Inc. (LM) | 12-Mar-20 | Private Sale | 11,350 | $48.32 | $548,432.00 | (6%) 186.84K to 175.49K | |
| 28-Apr-20 10:00 PM View: | Sullivan Joseph A Chairman, President & CEO Director | Legg Mason Inc. (LM) | 11-Mar-20 | Gift | 30,155 | -- | -- | (5%) 587.38K to 557.22K | |
| 06-Mar-20 3:57 PM View: | Johnson Terence Executive Vice President | Legg Mason Inc. (LM) | 05-Mar-20 | Option Exercise | 1,987 | $23.72 | $47,131.60 | 2% 124.81K to 126.8K | |
| 06-Mar-20 3:57 PM View: | Johnson Terence Executive Vice President | Legg Mason Inc. (LM) | 05-Mar-20 | Private Option Sale | 1,436 | $49.92 | $71,685.10 | (1%) 126.8K to 125.37K | |
| 06-Mar-20 3:58 PM View: | Nachtwey Peter Sr. Executive VP & CFO | Legg Mason Inc. (LM) | 04-Mar-20 | Option Exercise | 115,411 | $38.56 | $4,449,900.00 | 67% 173.15K to 288.56K | (5%) |
| 06-Mar-20 3:59 PM View: | Merchant Thomas C Exec VP & General Counsel | Legg Mason Inc. (LM) | 04-Mar-20 | Option Exercise | 41,822 | $35.69 | $1,492,480.00 | 51% 82.72K to 124.55K | 3% |
