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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 19-Feb-20 5:00 PM View:  | Kaufman Brett Senior Vice President and CFO | Ladenburg Thalmann Financia... (LTS) | 18-Feb-20 | Private Sale | 205 | $25.00 | $5,133.80 | (100%) 0.2K to 0 | |
| 14-Feb-20 3:15 PM View: | Davis Glenn C | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 4,000 | $3.50 | $14,000.00 | (100%) 4.0K to 0 | (< 1%) |
| 14-Feb-20 3:18 PM View: | Liebowitz Michael | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 246,498 | $3.50 | $862,743.00 | (91%) 271.5K to 25.0K | (< 1%) |
| 14-Feb-20 3:20 PM View: | Krasno Richard M | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 383,089 | $3.50 | $1,340,810.00 | (100%) 383.09K to 0 | (< 1%) |
| 14-Feb-20 3:18 PM View: | Genson Brian S | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 195,602 | $3.50 | $684,607.00 | (95%) 205.6K to 10.0K | |
| 14-Feb-20 3:20 PM View: | Giovanniello Joseph | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 473,207 | $3.50 | $1,656,220.00 | (100%) 473.21K to 0 | |
| 14-Feb-20 3:21 PM View: | Lampen Richard | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 83,333 | $3.50 | $291,666.00 | (100%) 83.53K to 0.2K | |
| 14-Feb-20 3:22 PM View: | Malamed Adam Scott | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 5,000 | $3.50 | $17,500.00 | (98%) 5.1K to 100 | |
| 14-Feb-20 3:26 PM View: | Simkin Jacqueline M | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 2,017,740 | $3.50 | $7,062,080.00 | (100%) 2.02M to 0 | |
| 14-Feb-20 3:29 PM View: | Zeitchick Mark | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 3,789,540 | $3.50 | $13,263,400.00 | (100%) 3.79M to 0 | |
| 14-Feb-20 3:13 PM View: | Beinstein Henry C | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 1,532 | $3.50 | $5,362.00 | (100%) 1.53K to 0 | (< 1%) |
| 14-Feb-20 3:16 PM View: | Lorber Howard M | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 3,085,380 | $3.50 | $10,798,800.00 | (86%) 3.61M to 522.09K | (< 1%) |
| 14-Feb-20 3:18 PM View: | Liebowitz Michael | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 25,000 | $3.50 | $87,500.00 | (100%) 25.0K to 0 | (< 1%) |
| 14-Feb-20 3:18 PM View: | Genson Brian S | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 10,000 | $3.50 | $35,000.00 | (100%) 10.0K to 0 | |
| 14-Feb-20 3:15 PM View: | Davis Glenn C | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 65,000 | $3.50 | $227,500.00 | (94%) 69.0K to 4.0K | (< 1%) |
| 14-Feb-20 3:16 PM View: | Lorber Howard M | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 522,094 | $3.50 | $1,827,330.00 | (100%) 522.09K to 0 | (< 1%) |
| 14-Feb-20 3:20 PM View: | Krasno Richard M | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 65,828 | $3.50 | $230,398.00 | (15%) 448.92K to 383.09K | (< 1%) |
| 19-Feb-20 5:00 PM View: | Kaufman Brett Senior Vice President and CFO | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 318,466 | $3.50 | $1,114,630.00 | (100%) 318.67K to 0.2K | (< 1%) |
| 14-Feb-20 3:21 PM View: | Lampen Richard | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 3,324,920 | $3.50 | $11,637,200.00 | (98%) 3.41M to 83.53K | |
| 14-Feb-20 3:22 PM View: | Malamed Adam Scott | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 1,612,290 | $3.50 | $5,643,020.00 | (100%) 1.62M to 5.1K | |
| 14-Feb-20 3:26 PM View: | Simkin Jacqueline M | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 45,000 | $3.50 | $157,500.00 | (2%) 2.06M to 2.02M | |
| 14-Feb-20 3:29 PM View: | Zeitchick Mark | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 531,250 | $3.50 | $1,859,380.00 | (12%) 4.32M to 3.79M | |
| 14-Feb-20 3:13 PM View: | Beinstein Henry C | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 232,143 | $3.50 | $812,500.00 | (99%) 233.68K to 1.53K | (< 1%) |
| 14-Feb-20 3:20 PM View: | Giovanniello Joseph | Ladenburg Thalmann Financia... (LTS) | 12-Feb-20 | Private Sale | 2,000 | $25.11 | $50,220.00 | (< 1%) 475.21K to 473.21K | |
| 14-Feb-20 3:21 PM View: | Lampen Richard | Ladenburg Thalmann Financia... (LTS) | 12-Feb-20 | Private Sale | 4,000 | $25.11 | $100,456.00 | (< 1%) 3.41M to 3.41M | |
| 14-Feb-20 3:22 PM View: | Malamed Adam Scott | Ladenburg Thalmann Financia... (LTS) | 12-Feb-20 | Private Sale | 3,900 | $25.10 | $97,899.00 | (< 1%) 1.62M to 1.62M | |
| 14-Feb-20 3:26 PM View: | Simkin Jacqueline M | Ladenburg Thalmann Financia... (LTS) | 12-Feb-20 | Private Sale | 8,000 | $25.08 | $200,664.00 | (< 1%) 2.07M to 2.06M | |
| 14-Feb-20 3:29 PM View: | Zeitchick Mark | Ladenburg Thalmann Financia... (LTS) | 12-Feb-20 | Private Sale | 4,000 | $25.07 | $100,280.00 | (< 1%) 4.32M to 4.32M | |
| 14-Feb-20 3:18 PM View: | Genson Brian S | Ladenburg Thalmann Financia... (LTS) | 12-Feb-20 | Private Sale | 2,000 | $25.08 | $50,160.00 | (< 1%) 207.6K to 205.6K | |
| 09-Jan-20 7:48 AM View: | Kaufman Brett Senior Vice President and CFO | Ladenburg Thalmann Financia... (LTS) | 07-Jan-20 | Option Exercise | 50,000 | $0.90 | $45,000.00 | 19% 268.67K to 318.67K | |
| 09-Jan-20 7:46 AM View: | Giovanniello Joseph Senior Vice President | Ladenburg Thalmann Financia... (LTS) | 07-Jan-20 | Option Exercise | 50,000 | $0.90 | $45,000.00 | 12% 425.21K to 475.21K | |
| 02-Jul-19 7:27 AM View: | Giovanniello Joseph Senior Vice President | Ladenburg Thalmann Financia... (LTS) | 28-Jun-19 | Grant | 1,342 | $3.26 | $4,372.91 | < 1% 420.81K to 422.15K | |
| 19-Jun-19 5:26 PM View: | Krasno Richard M Director | Ladenburg Thalmann Financia... (LTS) | 17-Jun-19 | Payment of Exercise | 4,172 | $3.50 | $14,602.00 | (< 1%) 453.09K to 448.92K | |
| 19-Jun-19 5:26 PM View: | Krasno Richard M Director | Ladenburg Thalmann Financia... (LTS) | 17-Jun-19 | Option Exercise | 20,000 | $0.73 | $14,600.00 | 5% 433.09K to 453.09K | |
| 14-Jun-19 5:33 PM View: | Beinstein Henry C Director | Ladenburg Thalmann Financia... (LTS) | 13-Jun-19 | Grant | 30,000 | -- | -- | 15% 203.68K to 233.68K | |
| 14-Jun-19 5:41 PM View: | Lorber Howard M Director | Ladenburg Thalmann Financia... (LTS) | 13-Jun-19 | Grant | 30,000 | -- | -- | < 1% 3.58M to 3.61M | |
| 14-Jun-19 5:34 PM View: | Davis Glenn C Director | Ladenburg Thalmann Financia... (LTS) | 13-Jun-19 | Grant | 30,000 | -- | -- | 77% 39.0K to 69.0K | |
| 14-Jun-19 5:35 PM View: | Genson Brian S Director | Ladenburg Thalmann Financia... (LTS) | 13-Jun-19 | Grant | 30,000 | -- | -- | 17% 177.6K to 207.6K | |
| 14-Jun-19 5:40 PM View: | Liebowitz Michael Director | Ladenburg Thalmann Financia... (LTS) | 13-Jun-19 | Grant | 30,000 | -- | -- | 12% 241.5K to 271.5K | |
| 14-Jun-19 5:42 PM View: | Simkin Jacqueline M Director | Ladenburg Thalmann Financia... (LTS) | 13-Jun-19 | Grant | 30,000 | -- | -- | 1% 2.04M to 2.07M | |
| 14-Jun-19 5:36 PM View: | Krasno Richard M Director | Ladenburg Thalmann Financia... (LTS) | 13-Jun-19 | Grant | 30,000 | -- | -- | 7% 403.09K to 433.09K | |
| 04-Jun-19 7:48 AM View: | Lampen Richard CEO, President & Chairman Director | Ladenburg Thalmann Financia... (LTS) | 03-Jun-19 | Market Purchase | 10,000 | $3.13 | $31,326.00 | < 1% 3.4M to 3.41M | < 1% |
| 03-Jun-19 7:51 AM View: | Lampen Richard CEO, President & Chairman Director | Ladenburg Thalmann Financia... (LTS) | 31-May-19 | Market Purchase | 10,000 | $3.23 | $32,295.00 | < 1% 3.39M to 3.4M | (< 1%) |
| 03-Jun-19 7:45 AM View: | Malamed Adam Scott Executive VP and COO Director | Ladenburg Thalmann Financia... (LTS) | 31-May-19 | Market Purchase | 10,000 | $3.20 | $32,011.00 | < 1% 1.61M to 1.62M | (< 1%) |
| 31-May-19 7:46 AM View: | Lampen Richard CEO, President & Chairman Director | Ladenburg Thalmann Financia... (LTS) | 30-May-19 | Market Purchase | 10,000 | $3.37 | $33,668.00 | < 1% 3.38M to 3.39M | (2%) |
| 24-May-19 7:48 AM View: | Lampen Richard CEO, President & Chairman Director | Ladenburg Thalmann Financia... (LTS) | 23-May-19 | Market Purchase | 10,000 | $3.34 | $33,399.00 | < 1% 3.37M to 3.38M | 1% |
| 23-May-19 7:57 AM View: | Lampen Richard CEO, President & Chairman Director | Ladenburg Thalmann Financia... (LTS) | 22-May-19 | Market Purchase | 10,000 | $3.35 | $33,515.00 | < 1% 3.36M to 3.37M | (< 1%) |
| 23-May-19 7:55 AM View: | Malamed Adam Scott Executive VP and COO Director | Ladenburg Thalmann Financia... (LTS) | 22-May-19 | Market Purchase | 10,000 | $3.35 | $33,459.00 | < 1% 1.6M to 1.61M | (< 1%) |
| 17-May-19 7:11 PM View: | Lampen Richard CEO, President & Chairman Director | Ladenburg Thalmann Financia... (LTS) | 17-May-19 | Option Exercise | 600,000 | $0.90 | $540,000.00 | 19% 3.1M to 3.7M | |
| 17-May-19 7:15 PM View: | Zeitchick Mark Executive Vice President Director | Ladenburg Thalmann Financia... (LTS) | 17-May-19 | Payment of Exercise | 333,755 | $3.39 | $1,131,430.00 | (7%) 4.66M to 4.32M |
