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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 08-Jun-17 4:31 PM View:  | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 07-Jun-17 | Market Sale | 28,479 | $2.17 | $61,799.40 | (3%) 854.81K to 826.33K | (3%) |
| 08-Jun-17 5:25 PM View: | Dakos Andrew Director 10% Owner | Keating Capital, Inc. (XRDC) | 07-Jun-17 | Market Purchase Duplicate | 28,479 | $2.17 | $61,799.40 | 3% 826.33K to 854.81K | 3% |
| 08-Jun-17 5:23 PM View: | Goldstein Phillip Director 10% Owner | Keating Capital, Inc. (XRDC) | 07-Jun-17 | Market Purchase Duplicate | 28,479 | $2.17 | $61,799.40 | 3% 826.33K to 854.81K | 3% |
| 08-Jun-17 4:31 PM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 07-Jun-17 | Market Purchase | 28,479 | $2.17 | $61,799.40 | 3% 826.33K to 854.81K | 3% |
| 08-Jun-17 5:25 PM View: | Dakos Andrew Director 10% Owner | Keating Capital, Inc. (XRDC) | 07-Jun-17 | Market Sale Duplicate | 28,479 | $2.17 | $61,799.40 | (3%) 854.81K to 826.33K | (3%) |
| 08-Jun-17 5:23 PM View: | Goldstein Phillip Director 10% Owner | Keating Capital, Inc. (XRDC) | 07-Jun-17 | Market Sale Duplicate | 28,479 | $2.17 | $61,799.40 | (3%) 854.81K to 826.33K | (3%) |
| 06-Sep-16 2:29 PM View: | Harris Ben H CEO and President | Keating Capital, Inc. (XRDC) | 01-Sep-16 | Market Purchase | 5,000 | $1.97 | $9,831.50 | 35% 14.2K to 19.2K | 13% |
| 22-Aug-16 6:45 PM View: | Cohen Richard W. Director | Keating Capital, Inc. (XRDC) | 22-Aug-16 | Market Sale | 6,300 | $1.89 | $11,886.40 | (36%) 17.33K to 11.03K | (18%) |
| 03-Jun-16 8:15 AM View: | Cohen Richard W. Director | Keating Capital, Inc. (XRDC) | 02-Jun-16 | Market Purchase | 2,578 | $2.12 | $5,465.36 | 17% 14.76K to 17.33K | 5% |
| 03-Jun-16 8:15 AM View: | Cohen Richard W. Director | Keating Capital, Inc. (XRDC) | 01-Jun-16 | Market Purchase | 12,109 | $2.12 | $25,671.10 | 457% 2.65K to 14.76K | 5% |
| 05-Apr-16 4:37 PM View: | Harris Ben H CEO and President | Keating Capital, Inc. (XRDC) | 05-Apr-16 | Market Purchase | 7,500 | $2.64 | $19,799.20 | 112% 6.7K to 14.2K | (16%) |
| 05-Apr-16 4:37 PM View: | Harris Ben H CEO and President | Keating Capital, Inc. (XRDC) | 01-Apr-16 | Market Purchase | 6,700 | $2.65 | $17,728.00 | 100% 0 to 6.7K | (16%) |
| 04-Apr-16 9:41 AM View: | Hadani David Michael CFO, Treasurer and Secretary | Keating Capital, Inc. (XRDC) | 01-Apr-16 | Market Purchase | 2,000 | $2.64 | $5,285.00 | 100% 0 to 2.0K | (16%) |
| 05-Jan-16 10:39 AM View: | Cohen Richard W. Director | Keating Capital, Inc. (XRDC) | 04-Jan-16 | Market Purchase | 1,769 | $3.17 | $5,607.73 | 201% 0.88K to 2.65K | (30%) |
| 05-Jan-16 10:39 AM View: | Cohen Richard W. Director | Keating Capital, Inc. (XRDC) | 31-Dec-15 | Market Purchase | 731 | $3.17 | $2,317.27 | 497% 0.15K to 0.88K | (30%) |
| 20-Aug-15 2:11 PM View: | Cohen Richard W. Director | Keating Capital, Inc. (XRDC) | 19-Aug-15 | Market Purchase | 147 | $4.95 | $727.65 | 100% 0 to 0.15K | (52%) |
| 13-Jul-15 11:39 AM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 10-Jul-15 | Market Purchase | 1,000 | $4.60 | $4,600.00 | < 1% 825.33K to 826.33K | (48%) |
| 13-Jul-15 11:39 AM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 09-Jul-15 | Market Purchase | 10,000 | $4.78 | $47,820.00 | 1% 815.33K to 825.33K | (50%) |
| 09-Jul-15 10:25 AM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 08-Jul-15 | Market Purchase | 400 | $4.62 | $1,848.00 | < 1% 814.93K to 815.33K | (48%) |
| 09-Jul-15 10:25 AM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 07-Jul-15 | Market Purchase | 178 | $4.69 | $835.60 | < 1% 814.75K to 814.93K | (49%) |
| 01-Jul-15 1:56 PM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 29-Jun-15 | Market Purchase | 862 | $4.50 | $3,879.00 | < 1% 813.89K to 814.75K | (47%) |
| 23-Jun-15 12:42 PM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 19-Jun-15 | Market Purchase | 21,176 | $4.75 | $100,520.00 | 3% 792.71K to 813.89K | (50%) |
| 19-Jun-15 11:58 AM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 18-Jun-15 | Market Purchase | 5,294 | $4.75 | $25,146.50 | < 1% 787.42K to 792.71K | (50%) |
| 19-Jun-15 11:58 AM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 17-Jun-15 | Market Purchase | 4,600 | $4.80 | $22,080.00 | < 1% 782.82K to 787.42K | (50%) |
| 14-May-15 12:19 PM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 13-May-15 | Market Purchase | 100 | $5.10 | $510.00 | < 1% 782.72K to 782.82K | (52%) |
| 14-May-15 12:19 PM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 12-May-15 | Market Purchase | 2,351 | $5.10 | $11,990.10 | < 1% 780.37K to 782.72K | (52%) |
| 12-May-15 11:12 AM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 11-May-15 | Market Purchase | 3,158 | $5.10 | $16,102.30 | < 1% 777.21K to 780.37K | (52%) |
| 12-May-15 11:12 AM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 08-May-15 | Market Purchase | 800 | $5.10 | $4,080.00 | < 1% 776.41K to 777.21K | (52%) |
| 04-May-15 9:53 AM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 29-Apr-15 | Market Purchase | 20,419 | $5.10 | $104,133.00 | 3% 755.99K to 776.41K | (52%) |
| 27-Apr-15 11:15 AM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 23-Apr-15 | Market Purchase | 8,538 | $5.02 | $42,838.60 | 1% 747.45K to 755.99K | (51%) |
| 23-Apr-15 2:31 PM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 22-Apr-15 | Market Purchase | 4,389 | $5.00 | $21,945.00 | < 1% 743.06K to 747.45K | (51%) |
| 23-Apr-15 2:31 PM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 21-Apr-15 | Market Purchase | 16,122 | $5.02 | $80,874.40 | 2% 726.94K to 743.06K | (51%) |
| 21-Apr-15 12:32 PM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 20-Apr-15 | Market Purchase | 2,697 | $5.00 | $13,485.00 | < 1% 724.24K to 726.94K | (51%) |
| 21-Apr-15 12:32 PM View: | Bulldog Investors, LLC 10% Owner | Keating Capital, Inc. (XRDC) | 17-Apr-15 | Market Purchase | 4,100 | $5.00 | $20,499.60 | < 1% 720.14K to 724.24K | (51%) |
| 25-Sep-14 5:35 PM View: | Schweiger Frederic CFO, COO, CCO, Treasurer & Sec | Keating Capital, Inc. (XRDC) | 18-Sep-14 | Acquisition (other) | 332 | $5.38 | $1,786.96 | 1% 26.86K to 27.2K | (49%) |
| 25-Sep-14 5:33 PM View: | Simonton Taylor Director | Keating Capital, Inc. (XRDC) | 18-Sep-14 | Acquisition (other) | 161 | $5.38 | $866.57 | 1% 13.08K to 13.24K | (49%) |
| 25-Sep-14 5:30 PM View: | Keating Timothy J CEO and President Director | Keating Capital, Inc. (XRDC) | 18-Sep-14 | Acquisition (other) | 1,115 | $5.38 | $6,001.38 | 1% 98.54K to 99.65K | (49%) |
| 25-Sep-14 5:30 PM View: | Berger Laurence Wakefield Director | Keating Capital, Inc. (XRDC) | 18-Sep-14 | Acquisition (other) | 517 | $5.38 | $2,782.70 | 2% 27.85K to 28.37K | (49%) |
| 25-Sep-14 5:33 PM View: | Rogers Kyle L Chief Investment Officer | Keating Capital, Inc. (XRDC) | 18-Sep-14 | Acquisition (other) | 103 | $5.38 | $554.39 | 1% 8.37K to 8.47K | (49%) |
| 20-Jun-14 3:05 PM View: | Keating Timothy J CEO and President Director | Keating Capital, Inc. (XRDC) | 17-Jun-14 | Acquisition (other) | 525 | $6.12 | $3,211.37 | < 1% 98.01K to 98.54K | (54%) |
| 20-Jun-14 3:06 PM View: | Berger Laurence Wakefield Director | Keating Capital, Inc. (XRDC) | 17-Jun-14 | Acquisition (other) | 448 | $6.12 | $2,740.37 | 2% 27.4K to 27.85K | (54%) |
| 20-Jun-14 3:09 PM View: | Rogers Kyle L Chief Investment Officer | Keating Capital, Inc. (XRDC) | 17-Jun-14 | Acquisition (other) | 135 | $6.12 | $825.78 | 2% 8.23K to 8.37K | (54%) |
| 20-Jun-14 3:06 PM View: | Schweiger Frederic CFO,COO,CCO Treasur, Secretary | Keating Capital, Inc. (XRDC) | 17-Jun-14 | Acquisition (other) | 157 | $6.12 | $960.35 | < 1% 26.71K to 26.86K | (54%) |
| 20-Jun-14 3:01 PM View: | Simonton Taylor Director | Keating Capital, Inc. (XRDC) | 17-Jun-14 | Acquisition (other) | 75 | $6.12 | $458.77 | < 1% 13.0K to 13.08K | (54%) |
| 16-Apr-14 8:49 PM View: | Rogers Kyle L Chief Investment Officer | Keating Capital, Inc. (XRDC) | 14-Apr-14 | Acquisition (other) | 135 | $6.01 | $811.39 | 2% 8.1K to 8.23K | (53%) |
| 16-Apr-14 8:44 PM View: | Schweiger Frederic CFO,COO,CCO Treasur, Secretary Director | Keating Capital, Inc. (XRDC) | 14-Apr-14 | Acquisition (other) | 6 | $6.01 | $36.06 | < 1% 26.7K to 26.71K | (53%) |
| 21-Apr-14 12:02 PM View: | Simonton Taylor Director | Keating Capital, Inc. (XRDC) | 14-Apr-14 | Acquisition (other) | 1 | $6.01 | $6.01 | < 1% 13.0K to 13.0K | (53%) |
| 16-Apr-14 8:36 PM View: | Keating Timothy J CEO and President Director | Keating Capital, Inc. (XRDC) | 14-Apr-14 | Acquisition (other) | 11 | $6.01 | $66.11 | < 1% 98.0K to 98.01K | (53%) |
| 16-Apr-14 8:43 PM View: | Berger Laurence Wakefield Director | Keating Capital, Inc. (XRDC) | 14-Apr-14 | Acquisition (other) | 448 | $6.01 | $2,692.61 | 2% 26.95K to 27.4K | (53%) |
| 18-Dec-13 8:27 PM View: | Rogers Kyle L Chief Investment Officer | Keating Capital, Inc. (XRDC) | 17-Dec-13 | Market Purchase | 3,072 | $6.00 | $18,432.00 | 61% 5.02K to 8.1K | (52%) |
